Regals Capital Management Amends Pluri Inc. Stake

TL;DR

**Regals Capital Management updated its Pluri Inc. stake, watch for further details.**

AI Summary

Regals Capital Management LP, a Delaware-based entity, filed an amendment to its Schedule 13G/A on February 1, 2024, indicating its ownership of Pluri Inc. common stock as of December 31, 2023. This filing, an Amendment No. 2, updates previous disclosures regarding their stake in Pluri Inc., a biological products company. This matters to investors because it provides transparency into significant institutional holdings, which can influence stock stability and investor confidence.

Why It Matters

This filing shows an institutional investor's updated position in Pluri Inc., which can signal their ongoing confidence or changes in their investment strategy, potentially influencing other investors.

Risk Assessment

Risk Level: low — This is a routine disclosure of an institutional holding, not indicating any immediate high-risk event.

Analyst Insight

An investor should note this filing as a routine update from an institutional holder. While not immediately actionable, it's a data point for tracking institutional sentiment and ownership changes in Pluri Inc. Further analysis of the full filing would be needed to understand the exact change in ownership percentage.

Key Players & Entities

• Regals Capital Management LP (company) — reporting person and institutional investor
• Pluri Inc. (company) — the subject company whose securities are being reported
• David Mark Slager (person) — filer of the SC 13G/A
• Delaware (company) — place of organization for Regals Capital Management LP

FAQ

Key Financial Figures

• $0.00001 — ame of Issuer) Common Stock, par value $0.00001 per share (Title of Class of Securiti

Filing Documents

• ea192665-13ga2slager_pluri.htm (SC 13G/A) — 84KB
• ea192665ex99-1_pluriinc.htm (EX-99.1) — 5KB
• 0001213900-24-008977.txt ( ) — 90KB

(a). Name of Issuer

Item 1(a). Name of Issuer Pluri Inc.

(b). Address of Issuer’s Principal Executive Offices

Item 1(b). Address of Issuer’s Principal Executive Offices MATAM Advanced Technology Park, Building No. 5 Haifa, Israel 3508409.

(a). Name of Person Filing

Item 2(a). Name of Person Filing This Schedule is filed on behalf of each of the following Reporting Persons: (1) Regals Capital Management LP (“Regals Management”) (2) Regals Fund LP (“Regals Fund”) (3) David M. Slager (“Mr. Slager”)

(b). Address of Principal Business Offices or, if None, Residence

Item 2(b). Address of Principal Business Offices or, if None, Residence The address of each Reporting Person is: c/o Regals Capital Management LP 152 West 57th Street, 9th Floor New York, NY 10019

(c). Citizenship

Item 2(c). Citizenship Each of Regals Management and Regals Fund is a Delaware limited partnership. Mr. Slager is a citizen of The Netherlands.

(d). Title of Class of Securities

Item 2(d). Title of Class of Securities Common Stock.

(e). CUSIP Number

Item 2(e). CUSIP Number 72942G 104 Item 3. If the statement is being filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the filing person is a: Not Applicable (a) Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); (b) Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); (c) Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); CUSIP No. 72942G 104 13G/A Page 6 of 9 Pages (d) Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); (e) An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); (f) An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); (g) A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); (h) A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3); (j) A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J); (k) Group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: __________________________________________________________________________

Ownership

Item 4. Ownership (a) Amount beneficially owned: As of the date hereof, Regals Fund directly owned (a) 1,555,939 shares of Common Stock and (b) warrants exercisable for 486,000 of Common Stock (“Warrant Shares”). Regals Management, as the investment manager of Regals Fund, may be deemed to beneficially own the shares of Common Stock owned directly by Regals Fund. Mr. Slager, as the managing member of the general partner of Regals Management, may be deemed to beneficially own the shares of Common Stock beneficially owned by Regals Management, in addition to the 770,160 shares of Common Stock he owns directly. (b) Percent of class: The aggregate percentage of shares of Common Stock reported owned by each person named herein is based upon 41,480,172 shares of Common Stock outstanding as of November 13, 2023, as reported in the issuer’s Form 10-Q filed with the Securities and Exchange Commission plus the 486,000 Warrant Shares. As of the date hereof, each of Regals Fund and Regals Management may be deemed to have beneficially owned approximately 4.87% of the shares of Common Stock outstanding and Mr. Slager may be deemed to beneficially have owned approximately 6.70% of the shares of Common Stock outstanding. (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: See Cover Pages Items 5-9 (ii) Shared power to vote or to direct the vote: See Cover Pages Items 5-9 (iii) Sole power to dispose or to direct the disposition of: See Cover Pages Items 5-9 (iv) Shared power to dispose or to direct the disposition of: See Cover Pages Items 5-9 CUSIP No. 72942G 104 13G/A Page 7 of 9 Pages

Ownership of Five Percent or Less of a Class

Item 5. Ownership of Five Percent or Less of a Class Not Applicable

Ownership of More Than Five Percent on Behalf of Another Person

Item 6. Ownership of More Than Five Percent on Behalf of Another Person Not Applicable

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person Not Applicable

Identification and Classification of Members of the Group

Item 8. Identification and Classification of Members of the Group Not Applicable

Notice of Dissolution of Group

Item 9. Notice of Dissolution of Group Not Applicable

Certification

Item 10. Certification By signing below each Reporting Person certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11. CUSIP No. 72942G 104 13G/A Page 8 of 9 Pages SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, each Reporting Person certifies that the information set forth in this statement is true, complete and correct. Dated: February 1, 2024 Regals Capital Management LP By: Regals Capital Holdings LLC, its general partner /s/ David M. Slager Name: David M. Slager Title: Managing Member Dated: February 1, 2024 Regals Fund LP By: Regals Fund GP LLC, its general partner /s/ David M. Slager Name: David M. Slager Title: Managing Member Dated: February 1, 2024 David M. Slager /s/ David M. Slager Name: David M. Slager Attention. Intentional misstatements or omissions of fact constitute Federal criminal violations ( see 18 U.S.C. 1001). CUSIP No. 72942G 104 13G/A Page 9 of 9 Pages EXHIBIT INDEX Exhibit Description 99.1 Agreement of Joint Filing. (Filed herewith)

View Full Filing

View this SC 13G/A filing on SEC EDGAR