Powell Max Ltd Faces Nasdaq Listing Deficiency

TL;DR

Nasdaq sent Powell Max a deficiency notice on March 5, 2025, for not meeting listing rules. They're trying to fix it.

AI Summary

Powell Max Limited received a deficiency notice from Nasdaq on March 5, 2025, regarding its failure to meet continued listing standards. The company is currently working to regain compliance with Nasdaq's requirements.

Why It Matters

This notice indicates potential delisting from Nasdaq, which could significantly impact the company's stock liquidity and investor confidence.

Risk Assessment

Risk Level: medium — The company is at risk of being delisted from Nasdaq if it cannot regain compliance with the exchange's listing standards.

Key Players & Entities

• Powell Max Limited (company) — Registrant
• Nasdaq Stock Market LLC (company) — Stock Exchange
• March 5, 2025 (date) — Date of deficiency notice

FAQ

Key Financial Figures

• $1.00 — listed security had closed at less than $1.00 per share for 30 consecutive business d
• $5,000,000 m — pany’s failure to comply with the $5,000,000 minimum stockholders’ equity initia

Filing Documents

• ea0256038-6k_powell.htm (6-K) — 14KB
• 0001213900-25-084723.txt ( ) — 15KB

Forward-Looking Statements

Forward-Looking Statements This report contains certain forward-looking statements which reflect the Company's intent, beliefs or current expectations about the future and can be recognized by the use of words such as "expects," "will," "anticipate," or words of similar meaning. These forward-looking statements are not guarantees of any future performance and are necessarily estimates reflecting the best judgment of the senior management of the Company and involve a number of risks and uncertainties that could cause actual results to differ materially from those suggested by the forward-looking statements. As a consequence, these forward-looking statements should be considered in light of various important factors that could cause actual results to differ materially from estimates or projections contained in the forward-looking statements, which include, without limitation, the risk factors set forth in the Offer to Purchase. The Company cannot guarantee that any forward-looking statement will be realized, although it believes it has been prudent in its plans and assumptions. Achievement of future results is subject to risks, uncertainties and assumptions that may prove to be inaccurate. Should known or unknown risks or uncertainties materialize, or should underlying assumptions prove inaccurate, actual results could vary materially from those anticipated, estimated or projected. The Company undertakes no obligation to update publicly or release any revisions to these forward-looking statements to reflect events or circumstances or to reflect the occurrence of unanticipated events, except as required by applicable law. 1

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. POWELL MAX LIMITED Date: September 5, 2025 By: /s/ Tsz Kin Wong Name: Tsz Kin Wong Title: Chairman of the Board, Executive Director and Chief Executive Officer 2

View Full Filing

View this 6-K filing on SEC EDGAR