Pimco New York Municipal Income Fund II (PNI) — SEC Filings
Pimco New York Municipal Income Fund II (PNI) — 9 SEC filings. Latest: DEF 14A (Nov 4, 2025). Includes 2 DEF 14A, 2 DEFA14A, 1 8-K.
View Pimco New York Municipal Income Fund II on SEC EDGAR
Overview
Pimco New York Municipal Income Fund II (PNI) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a DEF 14A filed on Nov 4, 2025: PIMCO New York Municipal Income Fund II (PNI), along with PIMCO California Municipal Income Fund (PCQ) and PIMCO Municipal Income Fund II (PML), is holding a Joint Annual Meeting of Shareholders on December 15, 2025, at 8:00 A.M. Pacific Time in Newport Beach, California. The primary purpose of this
Sentiment Summary
Across 9 filings, the sentiment breakdown is: 9 neutral. The dominant filing sentiment for Pimco New York Municipal Income Fund II is neutral.
Filing Type Overview
Pimco New York Municipal Income Fund II (PNI) has filed 2 DEF 14A, 1 8-K, 2 DEFA14A, 1 SC 13G, 1 SC 13D/A, 1 SC 13D, 1 SC 13G/A with the SEC between Apr 2024 to Nov 2025.
Filings by Year
Recent SEC Filings (9)
| Date | Form | Description | Risk |
|---|---|---|---|
| Nov 4, 2025 | DEF 14A | PIMCO Funds Set Trustee Elections for Dec. 15 Shareholder Meeting | low |
| Sep 19, 2025 | 8-K | PIMCO NY Muni Income Fund II Files 8-K | low |
| May 27, 2025 | DEFA14A | PIMCO Municipal Funds File Proxy Statement | low |
| May 13, 2025 | DEFA14A | PIMCO Municipal Funds File Proxy Statements | low |
| Nov 4, 2024 | DEF 14A | PIMCO Muni Income Fund II Files Annual Report | low |
| Jul 1, 2024 | SC 13G | SC 13G Filing | |
| Jun 14, 2024 | SC 13D/A | Wells Fargo Files 13D/A for PIMCO NY Muni Fund II | medium |
| Apr 24, 2024 | SC 13D | Bank of America Files SC 13D for PIMCO Muni Fund II | medium |
| Apr 17, 2024 | SC 13G/A | SC 13G/A Filing |
Risk Profile
Risk Assessment: Of PNI's 7 recent filings, 0 were flagged as high-risk, 2 as medium-risk, and 5 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.
Key Executives
- Ryan G. Leshaw
- Sarah E. Cogan
- Deborah A. DeCotis
- Kathleen A. McCartney
- Mark Michel
- Vera Gurova
Industry Context
PIMCO New York Municipal Income Fund II operates within the closed-end municipal bond fund sector, which is influenced by interest rate environments and municipal credit quality. These funds aim to provide tax-exempt income to investors, with a focus on New York municipal securities. The competitive landscape includes other closed-end funds and open-end ETFs offering similar municipal exposure.
Top Tags
municipal-bonds (4) · proxy-statement (3) · ownership-change (2) · Proxy Statement (1) · Board Elections (1) · Corporate Governance (1) · Closed-End Funds (1) · Municipal Bonds (1) · Shareholder Meeting (1) · PIMCO (1)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| Joint Annual Meeting Date | 2025-12-15 | Date shareholders will vote on trustees |
| Record Date | 2025-10-16 | Date for determining eligible voters |
| PNI Outstanding Common Shares | 23,889,852.12 | Number of common shares as of Record Date |
| PNI Outstanding Preferred Shares | 1,319.00 | Number of preferred shares as of Record Date |
| Bank of New York Mellon's PNI Preferred Ownership | 88.70% | Percentage of PNI preferred shares owned by Bank of New York Mellon |
| National Financial Services LLC's PNI Common Ownership | 20.09% | Percentage of PNI common shares owned by National Financial Services LLC |
| Independent Trustees | 75% | Percentage of Independent Trustees on the Board |
| Total Trustees | 8 | Total number of Trustees on the Board |
| Deborah A. DeCotis's Term Expiration | 2027 | Fiscal year her Class I Trustee term expires if elected |
| Class II Trustees' Term Expiration | 2028 | Fiscal year for Sarah E. Cogan, Kathleen A. McCartney, and Mark Michel's terms if elected/re-elected |
| Commission File Number | 811-21078 | Identifies the fund's SEC filing record. |
| IRS Employer Identification No. | 03-6084085 | Tax identification number for the fund. |
| Business Phone | 212-739-4000 | Contact information for PIMCO New York Municipal Income Fund II and PIMCO California Municipal Income Fund |
| Filing Date | 20250513 | The date the DEFA14A was filed with the SEC. |
| Period of Report | 20241216 | The fiscal period this filing covers. |
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Frequently Asked Questions
What are the latest SEC filings for Pimco New York Municipal Income Fund II (PNI)?
Pimco New York Municipal Income Fund II has 9 recent SEC filings from Apr 2024 to Nov 2025, including 2 DEF 14A, 2 DEFA14A, 1 8-K. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of PNI filings?
Across 9 filings, the sentiment breakdown is: 9 neutral. The dominant sentiment is neutral.
Where can I find Pimco New York Municipal Income Fund II SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Pimco New York Municipal Income Fund II (PNI) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Pimco New York Municipal Income Fund II?
Financial highlights for Pimco New York Municipal Income Fund II are available when 10-K or 10-Q filings are enriched with AI analysis. Check back as new filings are processed.
What is the investment thesis for PNI?
The investment thesis for PNI includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Pimco New York Municipal Income Fund II?
Key executives identified across Pimco New York Municipal Income Fund II's filings include Ryan G. Leshaw, Sarah E. Cogan, Deborah A. DeCotis, Kathleen A. McCartney, Mark Michel and 1 others.
What are the main risk factors for Pimco New York Municipal Income Fund II stock?
Of PNI's 7 assessed filings, 0 were flagged high-risk, 2 medium-risk, and 5 low-risk.
What are recent predictions and forward guidance from Pimco New York Municipal Income Fund II?
Forward guidance and predictions for Pimco New York Municipal Income Fund II are extracted from SEC filings as they are enriched.