Prudential Financial Files 8-K Report

TL;DR

PRU filed an 8-K, mostly financial exhibits. Nothing major to see here.

AI Summary

On March 11, 2024, Prudential Financial, Inc. filed an 8-K report. The filing primarily concerns the company's financial statements and exhibits, with no specific material events or transactions detailed in the provided text. The report confirms the company's principal executive offices are located at 751 Broad Street, Newark, New Jersey.

Why It Matters

This 8-K filing serves as a public record of Prudential Financial's corporate activities and financial reporting, providing transparency for investors and stakeholders.

Risk Assessment

Risk Level: low — The filing is a routine disclosure of financial statements and exhibits, not indicating any new risks or material changes.

Key Players & Entities

• PRUDENTIAL FINANCIAL INC (company) — Registrant
• March 11, 2024 (date) — Date of Report
• 751 Broad Street Newark, New Jersey 07102 (location) — Principal executive offices
• 001-16707 (company_id) — Commission File Number
• 22-3703799 (company_id) — I.R.S Employer Identification Number

FAQ

Key Financial Figures

• $1,000,000,000 — Inc. (the "Company") closed the sale of $1,000,000,000 in aggregate principal amount of its 6.

Filing Documents

• d803036d8k.htm (8-K) — 33KB
• d803036dex11.htm (EX-1.1) — 158KB
• d803036dex42.htm (EX-4.2) — 149KB
• d803036dex51.htm (EX-5.1) — 7KB
• d803036dex81.htm (EX-8.1) — 5KB
• g803036d158.jpg (GRAPHIC) — 9KB
• g803036g0309082422591.jpg (GRAPHIC) — 2KB
• 0001193125-24-064821.txt ( ) — 613KB
• pru-20240311.xsd (EX-101.SCH) — 4KB
• pru-20240311_def.xml (EX-101.DEF) — 14KB
• pru-20240311_lab.xml (EX-101.LAB) — 23KB
• pru-20240311_pre.xml (EX-101.PRE) — 15KB
• d803036d8k_htm.xml (XML) — 8KB

Financial Statements and Exhibits

Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description 1.1 Underwriting Agreement, dated March 6, 2024, among the Company and Wells Fargo Securities, LLC, Barclays Capital Inc., Goldman Sachs & Co. LLC, HSBC Securities (USA) Inc., J.P. Morgan Securities LLC and Morgan Stanley & Co. LLC, as representatives of the several underwriters named therein, with respect to the Notes. 4.1 Subordinated Debt Securities Indenture, dated June 17, 2008, between the Company and The Bank of New York Mellon (formerly known as The Bank of New York), as Trustee (incorporated by reference to Exhibit 4.1 to the Company's Current Report on Form 8-K, filed with the Securities and Exchange Commission on June 17, 2008). 4.2 Twentieth Supplemental Indenture, dated March 11, 2024, between the Company and The Bank of New York Mellon, as Trustee, with respect to the Notes. 4.4 Form of Note (included in Exhibit 4.2). 5.1 Opinion of Miguel A. Nieves, dated March 11, 2024. 8.1 Tax opinion of Willkie Farr & Gallagher LLP, dated March 11, 2024, with respect to the Notes. 23.1 Consent of Miguel A. Nieves (included in Exhibit 5.1). 23.2 Consent of Willkie Farr & Gallagher LLP with respect to the Notes (included in Exhibit 8.1). 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). - 2 -

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: March 11, 2024 PRUDENTIAL FINANCIAL, INC. By: /s/ John M. Cafiero Name: John M. Cafiero Title: Vice President and Assistant Secretary - 3 -

View Full Filing

View this 8-K filing on SEC EDGAR