Prospect Capital Corp (PSEC-PA) — SEC Filings
Prospect Capital Corp (PSEC-PA) — 41 SEC filings. Latest: DEFA14A (Dec 16, 2025). Includes 14 8-K, 12 DEFA14A, 6 10-Q.
View Prospect Capital Corp on SEC EDGAR
Overview
Prospect Capital Corp (PSEC-PA) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 10-Q filed on Nov 6, 2025: PROSPECT CAPITAL CORPORATION reported a net increase in net assets resulting from operations of $77.98 million for the three months ended September 30, 2025, a significant turnaround from a net decrease of $134.01 million in the same period last year. Total investment income decreased to $157.62 mil
Sentiment Summary
Across 41 filings, the sentiment breakdown is: 40 neutral, 1 mixed. The dominant filing sentiment for Prospect Capital Corp is neutral.
Filing Type Overview
Prospect Capital Corp (PSEC-PA) has filed 12 DEFA14A, 6 10-Q, 14 8-K, 4 DEF 14A, 2 10-K, 1 10-K/A, 2 SC 13D/A with the SEC between Jan 2024 to Dec 2025.
Filings by Year
Recent SEC Filings (41)
Risk Profile
Risk Assessment: Of PSEC-PA's 38 recent filings, 0 were flagged as high-risk, 10 as medium-risk, and 28 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.
Financial Highlights
| Metric | Value |
|---|---|
| Revenue | $157.62M |
| Net Income | $77.98M |
| EPS | $0.10 |
| Debt-to-Equity | 0.30 |
| Cash Position | $86.54M |
| Operating Margin | N/A |
| Total Assets | $6,641,870,000 |
| Total Debt | $1,821,191,000 |
Key Executives
- John F. Barry III
- Eugene S. Stark
- Kristin Van Dask
- M. Grier Eliasek
Industry Context
Prospect Capital Corporation operates within the Business Development Company (BDC) sector, which focuses on providing capital to small and medium-sized businesses. The industry is characterized by its sensitivity to interest rate movements and credit cycles. BDCs typically generate income from interest on loans and capital appreciation from equity investments. Regulatory requirements, such as asset coverage ratios, also play a significant role in shaping industry operations.
Top Tags
proxy-statement (13) · corporate-governance (8) · sec-filing (7) · shareholder-meeting (5) · filing (5) · regulatory-filing (4) · 10-Q (4) · financials (4) · BDC (3) · material-agreement (3)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| Net Increase in Net Assets | $77.98M | Swung from a $134.01M decrease in Q3 2024 to a $77.98M increase in Q3 2025. |
| Total Investment Income | $157.62M | Decreased from $196.31M in Q3 2024, a 19.7% decline. |
| Total Operating Expenses | $78.27M | Reduced from $106.43M in Q3 2024, a 26.4% decrease. |
| Basic EPS | $0.10 | Improved from a loss of $0.38 in Q3 2024. |
| NAV Per Common Share | $6.45 | Slightly decreased from $6.56 as of June 30, 2025. |
| Cash and Cash Equivalents | $86.54M | Increased from $50.79M at the end of the prior quarter. |
| Net Change in Unrealized Gains | $0.599M | Swung from a $123.77M net change in unrealized losses in Q3 2024. |
| Common Shares Outstanding | 470,910,990 | As of November 5, 2025. |
| Common Stock Shares Outstanding | 465,087,009 | As of September 17, 2025, each share entitled to one vote. |
| Total Preferred Stock Shares Outstanding | 69,323,878 | Across ten series as of September 17, 2025, each share entitled to one vote. |
| Annual Meeting Date | December 16, 2025 | Date of the virtual 2025 Annual Meeting of Stockholders. |
| Record Date | September 17, 2025 | Stockholders of record on this date are eligible to vote at the Annual Meeting. |
| Proxy Solicitation Fee | $773,052.26 | Cost paid to EQ Fund Solutions, LLC for proxy solicitation services. |
| Total Assets | $7 billion | As of June 30, 2025, making PSEC one of the largest BDCs. |
| Market Value of Common Equity | $1.349 billion | Held by non-affiliates as of December 31, 2024, based on a closing price of $4.31. |
Forward-Looking Statements
- {"claim":"Prospect Capital Corp's net asset value per share will remain relatively stable or see a slight decline in the next quarter due to the minor decrease in its investment portfolio.","entity":"Prospect Capital Corp","targetDate":"2024-03-31","confidence":"medium"}
- {"claim":"The company will continue to manage its significant debt load, potentially through refinancing or strategic asset sales, to maintain its dividend policy.","entity":"Prospect Capital Corp","targetDate":"2024-06-30","confidence":"medium"}
Related Companies
Frequently Asked Questions
What are the latest SEC filings for Prospect Capital Corp (PSEC-PA)?
Prospect Capital Corp has 41 recent SEC filings from Jan 2024 to Dec 2025, including 14 8-K, 12 DEFA14A, 6 10-Q. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of PSEC-PA filings?
Across 41 filings, the sentiment breakdown is: 40 neutral, 1 mixed. The dominant sentiment is neutral.
Where can I find Prospect Capital Corp SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Prospect Capital Corp (PSEC-PA) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Prospect Capital Corp?
Key financial highlights from Prospect Capital Corp's most recent 10-Q include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.
What is the investment thesis for PSEC-PA?
The investment thesis for PSEC-PA includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Prospect Capital Corp?
Key executives identified across Prospect Capital Corp's filings include John F. Barry III, Eugene S. Stark, Kristin Van Dask, M. Grier Eliasek.
What are the main risk factors for Prospect Capital Corp stock?
Of PSEC-PA's 38 assessed filings, 0 were flagged high-risk, 10 medium-risk, and 28 low-risk.
What are recent predictions and forward guidance from Prospect Capital Corp?
Recent forward-looking statements from Prospect Capital Corp include guidance on {"claim":"Prospect Capital Corp's net asset value per share will remain relatively stable or see a slight decline in the and 1 other predictions.