Tempus AI Files SC 13D for Personalis Stake
Ticker: PSNL · Form: SC 13D · Filed: Jul 3, 2024 · CIK: 1527753
| Field | Detail |
|---|---|
| Company | Personalis, Inc. (PSNL) |
| Form Type | SC 13D |
| Filed Date | Jul 3, 2024 |
| Risk Level | medium |
| Pages | 10 |
| Reading Time | 12 min |
| Key Dollar Amounts | $0.0001, $3.70, $1, $2 |
| Sentiment | neutral |
Sentiment: neutral
Topics: ownership-change, investment, biotech
Related Tickers: PSNL
TL;DR
**Tempus AI just took a stake in Personalis. Big moves coming?**
AI Summary
On July 3, 2024, Tempus AI, Inc. filed an SC 13D, indicating a change in beneficial ownership of Personalis, Inc. common stock. The filing does not specify the exact number of shares or dollar amount involved, but it signifies a significant stake taken by Tempus AI in Personalis.
Why It Matters
This filing suggests a potential strategic interest or investment by Tempus AI in Personalis, which could lead to future collaborations, acquisitions, or shifts in Personalis's corporate strategy.
Risk Assessment
Risk Level: medium — The filing indicates a change in significant ownership, which could lead to activist investor behavior or strategic shifts, introducing uncertainty.
Key Players & Entities
- Tempus AI, Inc. (company) — Filing entity and potential acquirer/investor
- Personalis, Inc. (company) — Issuer of the securities
- Andrew Polovin (person) — Authorized to receive notices for Tempus AI
- ERIC LEFKOFSKY (person) — Group member associated with the filing
FAQ
What is the exact number of shares of Personalis, Inc. common stock beneficially owned by Tempus AI, Inc. after this filing?
The provided text does not specify the exact number of shares or the percentage of beneficial ownership.
What is the total dollar amount of the investment made by Tempus AI, Inc. in Personalis, Inc.?
The filing text does not disclose the total dollar amount of the investment.
What is the primary purpose of Tempus AI, Inc.'s acquisition of a stake in Personalis, Inc.?
The filing text does not explicitly state the primary purpose, but SC 13D filings typically indicate a change in control or a significant investment strategy.
When was the previous SC 13D filing made by Tempus AI, Inc. or its related entities concerning Personalis, Inc.?
The filing is marked as 'Amendment No. *', suggesting this is an initial or significant amendment, but the date of any prior filing is not provided in this excerpt.
Who is the person authorized to receive notices and communications for Tempus AI, Inc. regarding this filing?
Andrew Polovin, located at 600 West Chicago Avenue, Suite 510, Chicago, Illinois 60654, is authorized to receive notices.
Filing Stats: 2,973 words · 12 min read · ~10 pages · Grade level 13.8 · Accepted 2024-07-03 13:05:04
Key Financial Figures
- $0.0001 — Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securiti
- $3.70 — sactions at a weighted average price of $3.70 per share. CUSIP No. 71535D106 13D Pa
- $1 — Stock at an exercise price per share of $1.50, with an expiration date of December
- $2 — Stock at an exercise price per share of $2.50, with an expiration date of December
Filing Documents
- formsc13d.htm (SC 13D) — 126KB
- ex1.htm (EX-1) — 9KB
- 0001493152-24-026166.txt ( ) — 136KB
SIGNATURES
SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date : July 3, 2024 Tempus AI, Inc. By: /s/ Andrew Polovin Name: Andrew Polovin Title: General Counsel Eric Lefkofsky /s/ Eric Lefkofsky CUSIP No. 71535D106 13D Page 9 of 9 pages SCHEDULE A The name, present principal occupation or employment and citizenship of each of the executive officers and directors of the Tempus AI, Inc. are set forth below. Unless otherwise indicated, the address for each of the individuals listed in the table below is c/o Tempus AI, Inc., 600 West Chicago Avenue, Suite 510 Chicago, Illinois 60654. Name Present Principal Occupation or Employment Citizenship Eric Lefkofsky Chief Executive Officer, Founder and Director United Ryan Fukushima Chief Operating Officer United Erik Phelps Executive Vice President, Chief Administrative and Legal Officer and Assistant Secretary United Andrew Polovin Executive Vice President, General Counsel and Secretary United James Rogers Chief Financial Officer United Peter J. Barris Director United Eric D. Belcher Chief Executive Officer of Numerator, Inc. United Jennifer A. Doudna, Ph.D. Professor of Biochemistry & Molecular Biology at the University of California, Berkeley United David R. Epstein Director United Wayne A.I. Frederick, M.D. Director United Scott Gottlieb, M.D. Partner, New Enterprise Associates, Inc. United Theodore J. Leonsis * General Partner, Revolution Growth Founder, Chairman, Majority Owner, and Chief Executive Officer of Monumental Sports & Entertainment, LLC United Nadja West, M.D. Director United * The address for Mr. Leonsis is 1717 Rhode Island Ave., NW, 10th Floor, Washington, DC 20036