PIMCO Funds File DEF 14A with Multiple Entities

TL;DR

<b>PIMCO files DEF 14A detailing multiple investment funds and their administrative information.</b>

AI Summary

PIMCO CORPORATE & INCOME OPPORTUNITY FUND (PTY) filed a Proxy Statement (DEF 14A) with the SEC on March 13, 2024. PIMCO Corporate & Income Opportunity Fund (PTY) filed a DEF 14A on 2024-03-13. The filing includes information for multiple PIMCO funds, including PCM Fund, Inc., PIMCO Access Income Fund, PIMCO Dynamic Income Opportunities Fund, PIMCO Corporate & Income Strategy Fund, and PIMCO Corporate & Income Opportunity Fund. Each fund is listed with its Central Index Key (CIK), IRS number, state of incorporation, and SEC file number. Business and mailing addresses for all entities are listed as 1633 Broadway, New York, NY 10019. Phone numbers provided include 212-739-4000, (844) 337-4626, and (844) 312-2113.

Why It Matters

For investors and stakeholders tracking PIMCO CORPORATE & INCOME OPPORTUNITY FUND, this filing contains several important signals. This filing provides a consolidated view of several PIMCO-managed funds, indicating a coordinated reporting strategy for these entities. The DEF 14A form suggests that these funds are subject to proxy solicitation rules, likely related to shareholder meetings or corporate actions.

Risk Assessment

Risk Level: low — PIMCO CORPORATE & INCOME OPPORTUNITY FUND shows low risk based on this filing. The filing is a routine DEF 14A, which is a standard disclosure document for registered investment companies, posing no immediate unusual risk.

Analyst Insight

Review the specific details within the DEF 14A for each PIMCO fund to understand any upcoming shareholder votes or corporate governance changes.

Key Numbers

• 0001193125-24-066876 — Accession Number (Unique identifier for the filing)
• 2024-03-13 — Filing Date (Date the DEF 14A was filed)
• 0000908187 — Central Index Key (PCM Fund, Inc.) (Identifier for PCM Fund, Inc.)
• 811-07816 — SEC File Number (PCM Fund, Inc.) (SEC registration number for PCM Fund, Inc.)
• 1633 Broadway, New York, NY 10019 — Business Address (Shared address for all listed PIMCO entities)
• 212-739-4000 — Business Phone (Primary contact number for some PIMCO entities)

Key Players & Entities

• PIMCO CORPORATE & INCOME OPPORTUNITY FUND (company) — Filer name
• PTY (company) — Ticker symbol
• DEF 14A (regulator) — Filing type
• PCM FUND, INC. (company) — Filer name
• PIMCO Access Income Fund (company) — Filer name
• PIMCO Dynamic Income Opportunities Fund (company) — Filer name
• PIMCO CORPORATE & INCOME STRATEGY FUND (company) — Filer name
• 2024-03-13 (date) — Filing date

FAQ

Industry Context

The filing pertains to registered investment companies, specifically closed-end funds managed by PIMCO, which are subject to SEC regulations and proxy rules.

Regulatory Implications

The DEF 14A filing is a requirement under the Securities Exchange Act of 1934, mandating detailed disclosures for companies soliciting proxies from shareholders.

What Investors Should Do

1. Examine the specific proposals or matters being presented for shareholder vote in the DEF 14A.
2. Verify the accuracy of the listed fund details, including CIKs and SEC file numbers.
3. Note the shared corporate address and contact numbers for potential inquiries.

Year-Over-Year Comparison

This is a DEF 14A filing, which is a proxy statement, and does not directly compare financial performance metrics from a previous period like an annual report.

Filing Documents

• d686492ddef14a.htm (DEF 14A) — 674KB
• g686492sp050.jpg (GRAPHIC) — 3KB
• g686492sp501.jpg (GRAPHIC) — 7KB
• g686492sp502.jpg (GRAPHIC) — 40KB
• g686492sp50a.jpg (GRAPHIC) — 1KB
• g686492sp562.jpg (GRAPHIC) — 7KB
• g686492sp563.jpg (GRAPHIC) — 40KB
• 0001193125-24-066876.txt (&nbsp;) — 1209KB
• pfi-20240313.xsd (EX-101.SCH) — 5KB
• pfi-20240313_def.xml (EX-101.DEF) — 4KB
• pfi-20240313_lab.xml (EX-101.LAB) — 6KB
• pfi-20240313_pre.xml (EX-101.PRE) — 4KB
• d686492ddef14a_htm.xml (XML) — 19KB

From the Filing

DEF 14A SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Joint Proxy Statement Definitive Additional Materials Soliciting Material Under Rule 14a-12 PCM Fund, Inc. ("PCM") PIMCO Access Income Fund ("PAXS") PIMCO Corporate & Income Strategy Fund ("PCN") PIMCO Dynamic Income Opportunities Fund ("PDO") PIMCO Corporate & Income Opportunity Fund ("PTY") (Name of Registrant as Specified in its Charter) (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of Filing Fee (Check the appropriate box): No fee required. Fee paid previously with preliminary materials: Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11 NOTICE OF JOINT ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON APRIL 26, 2024 PCM FUND, INC. ("PCM") PIMCO ACCESS INCOME FUND ("PAXS") PIMCO CORPORATE & INCOME STRATEGY FUND ("PCN") PIMCO DYNAMIC INCOME OPPORTUNITIES FUND ("PDO") PIMCO CORPORATE & INCOME OPPORTUNITY FUND ("PTY") 650 Newport Center Drive, Newport Beach, California 92660 To the Shareholders of PCM, PAXS, PCN, PDO and PTY (each, a "Fund" and, collectively, the "Funds"): Notice is hereby given that a Joint Annual Meeting of Shareholders of each Fund (the "Meeting") will be held at the offices of Pacific Investment Management Company LLC ("PIMCO" or the "Manager"), at 650 Newport Center Drive, Newport Beach, California 92660, on Friday, April 26, 2024, at 8:00 A.M., Pacific Time, for the following purposes, which are more fully described in the accompanying Proxy Statement: 1 1. To elect Trustees/Directors 2 of each Fund, each to hold office for the term indicated and until his or her successor shall have been elected and qualified; and 2. To transact such other business as may properly come before the Meeting or any adjournment(s) or postponement(s) thereof. If you are planning to attend the Meeting in-person, please call 1-866-796-7180 in advance. 1 The principal executive offices of the Funds are located at 1633 Broadway, New York, New York 10019. 2 Hereinafter, the terms "Trustee" or "Trustees" shall refer to a Director or Directors of PCM, as well as a Trustee or Trustees of PAXS, PCN, PDO and PTY, as applicable. The Board of Trustees of each Fund has fixed the close of business on February 23, 2024 as the record date for the determination of shareholders entitled to receive notice of, and to vote at, the Meeting or any adjournment(s) or postponement(s) thereof. The enclosed proxy is being solicited on behalf of the Board of Trustees of each Fund. By order of the Board of Trustees of each Fund Wu-Kwan Kit Vice President, Senior Counsel and Secretary Newport Beach, California March 13, 2024 It is important that your shares be represented at the Meeting in person or by proxy, no matter how many shares you own. If you do not expect to attend the Meeting, please complete, date, sign and return the applicable enclosed proxy or proxies in the accompanying envelope, which requires no postage if mailed in the United States. Please mark and mail your proxy or proxies promptly in order to save any additional costs of further proxy solicitations and in order for the Meeting to be held as scheduled. PCM FUND, INC. ("PCM") PIMCO ACCESS INCOME FUND ("PAXS") PIMCO CORPORATE & INCOME STRATEGY FUND ("PCN") PIMCO DYNAMIC INCOME OPPORTUNITIES FUND ("PDO") PIMCO CORPORATE & INCOME OPPORTUNITY FUND ("PTY") 650 Newport Center Drive, Newport Beach, California 92660 IMPORTANT NOTICE REGARDING THE AVAILABILITY OF PROXY MATERIALS FOR THE JOINT ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON APRIL 26, 2024 This Proxy Statement and the Annual Reports to Shareholders for the fiscal year ended June 30, 2023 for the Funds are also available at pimco.com/closedendfunds. PROXY STATEMENT March 13, 2024 FOR THE JOINT ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON APRIL 26, 2024 INTRODUCTION This Proxy Statement is furnished in connection with the solicitation by the Boards of Trustees/Directors 1 (each, a "Board") of the shareholders of each of PCM, PAXS, PCN, PDO and PTY (each, a "Fund" and, collectively, the "Funds") of proxies to be voted at the Joint Annual Meeting of Shareholders of each Fund and any adjournment(s) or postponement(s) thereof. The term "Meeting" is used throughout this joint Proxy Statement to refer to the Annual Meeting of Shareholders of each Fund, as dictated by the context. The Meeting will be held at the offices of Pacific Investment Management Company LLC ("PIMCO" or the "Manager"), at 650 Newport Center Drive, Newport

View Full Filing

View this DEF 14A filing on SEC EDGAR