Quantum Corp Files 8-K: Agreement, Delisting Notice, Financials

Ticker: QMCO · Form: 8-K · Filed: Mar 25, 2024 · CIK: 709283

Quantum Corp /De/ 8-K Filing Summary
FieldDetail
CompanyQuantum Corp /De/ (QMCO)
Form Type8-K
Filed DateMar 25, 2024
Risk Levelhigh
Pages4
Reading Time5 min
Key Dollar Amounts$0.01, $1.00 b
Sentimentmixed

Sentiment: mixed

Topics: material-agreement, delisting-notice, financials

TL;DR

Quantum Corp signed a deal but might get delisted. Check financials.

AI Summary

On March 19, 2024, Quantum Corporation entered into a material definitive agreement. The company also received a notice of delisting or failure to satisfy a continued listing rule or standard, and is undergoing a transfer of listing. Financial statements and exhibits were filed as part of this report.

Why It Matters

This filing indicates significant corporate actions, including a new agreement and potential delisting, which could impact the company's stock trading and financial standing.

Risk Assessment

Risk Level: high — The notice of delisting or failure to meet listing standards presents a significant risk to the company's continued trading on an exchange.

Key Numbers

  • 001-13449 — SEC File Number (Identifies the company's filing history with the SEC.)
  • 94-2665054 — IRS Employer Identification No. (Company's tax identification number.)

Key Players & Entities

  • Quantum Corporation (company) — Registrant
  • March 19, 2024 (date) — Earliest event reported
  • Delaware (jurisdiction) — State of Incorporation
  • San Jose, CA (location) — Principal executive offices

FAQ

What is the nature of the material definitive agreement entered into by Quantum Corporation?

The filing does not specify the details of the material definitive agreement, only that one was entered into on or before March 19, 2024.

What are the reasons for the notice of delisting or failure to satisfy a continued listing rule?

The filing does not provide specific reasons for the notice of delisting or failure to satisfy a continued listing rule.

What is the company's principal executive office address?

The company's principal executive offices are located at 224 Airport Parkway, Suite 550, San Jose, CA 95110.

When is Quantum Corporation's fiscal year end?

Quantum Corporation's fiscal year ends on March 31.

What is the SIC code for Quantum Corporation?

The Standard Industrial Classification (SIC) code for Quantum Corporation is 3572, which corresponds to Computer Storage Devices.

Filing Stats: 1,297 words · 5 min read · ~4 pages · Grade level 14.8 · Accepted 2024-03-25 16:16:01

Key Financial Figures

  • $0.01 — ich registered Common Stock, par value $0.01 per share QMCO The Nasdaq Stock Mar
  • $1.00 b — n the Company's non-compliance with the $1.00 bid price requirement for continued listi

Filing Documents

Financial Statements and Exhibits

Financial Statements and Exhibits (d) Exhibits Exhibit No. Description 10.1 Sixth Amendment to Term Loan Credit and Security Agreement, dated March 22, 2024, by and among the Company, Quantum LTO Holdings, LLC, the lenders party thereto, and Blue Torch Finance LLC, as disbursing agent and collateral agent. 10.2 Twelfth Amendment to Amended and Restated Revolving Credit and Security Agreement, dated March 22, 2024, by and among the Company, Quantum LTO Holdings, LLC, the lenders party thereto, and PNC Bank, National Association, as agent. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: March 25, 2024 QUANTUM CORPORATION By: /s/ Brian E. Cabrera Name: Brian E. Cabrera Title: Senior Vice President, Chief Administrative Officer, and Corporate Secretary

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