QT Imaging Fails Nasdaq Listing Requirements

Ticker: QTIWW · Form: 8-K · Filed: Dec 20, 2024 · CIK: 1844505

Qt Imaging Holdings, Inc. 8-K Filing Summary
FieldDetail
CompanyQt Imaging Holdings, Inc. (QTIWW)
Form Type8-K
Filed DateDec 20, 2024
Risk Levelhigh
Pages4
Reading Time5 min
Key Dollar Amounts$0.0001, $1, $50,000,000
Sentimentbearish

Sentiment: bearish

Topics: delisting, listing-standards, notification

TL;DR

Nasdaq is kicking QT Imaging off the exchange. Big trouble ahead.

AI Summary

QT Imaging Holdings, Inc. announced on December 17, 2024, that it received a notice from the Nasdaq Stock Market indicating a failure to meet continued listing requirements. The company was previously known as GigCapital5, Inc. and changed its name on February 4, 2021.

Why It Matters

Failure to meet listing requirements can lead to delisting from a major stock exchange, significantly impacting stock liquidity and investor confidence.

Risk Assessment

Risk Level: high — The company has received a notice of failure to meet continued listing requirements, which poses a significant risk of delisting.

Key Players & Entities

  • QT Imaging Holdings, Inc. (company) — Registrant
  • Nasdaq Stock Market (company) — Exchange where listing requirements were not met
  • GigCapital5, Inc. (company) — Former company name
  • December 17, 2024 (date) — Date of notice
  • February 4, 2021 (date) — Date of name change

FAQ

What specific continued listing requirements did QT Imaging Holdings, Inc. fail to meet?

The filing states that the company received a notice from the Nasdaq Stock Market indicating a failure to satisfy a continued listing rule or standard, but does not specify which rule was violated.

What is the effective date of the notice of delisting or failure to satisfy listing requirements?

The date of the earliest event reported is December 17, 2024, and the date as of change is also December 17, 2024.

What was QT Imaging Holdings, Inc. previously named?

QT Imaging Holdings, Inc. was formerly named GigCapital5, Inc.

When did the company change its name from GigCapital5, Inc. to QT Imaging Holdings, Inc.?

The date of the name change was February 4, 2021.

Where is QT Imaging Holdings, Inc. headquartered?

The company's principal executive offices are located at 3 Hamilton Landing, Suite 160, Novato, CA 94949.

Filing Stats: 1,294 words · 5 min read · ~4 pages · Grade level 17.4 · Accepted 2024-12-20 16:30:11

Key Financial Figures

  • $0.0001 — ange on which registered Common stock, $0.0001 par value QTI The Nasdaq Stock Market L
  • $1 — "Common Stock") had closed at less than $1 per share over the previous thirty (30)
  • $50,000,000 — isted securities fell below the minimum $50,000,000 required for continued listing as set f

Filing Documents

01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. As previously announced in a Current Report filed with the Securities and Exchange Commission (the "SEC"), on June 17, 2024, the staff of Nasdaq Listing Qualifications (the "Staff") notified QT Imaging Holdings, Inc. (the "Company") that the bid price of its common stock, par value $0.0001 per share, (the "Common Stock") had closed at less than $1 per share over the previous thirty (30) calendar days, and, as a result, did not comply with Listing Rule 5450(a)(1) of the Nasdaq Listed Company Manual (the "Price Rule"). In accordance with Listing Rule 5810(c)(3)(A), the Company was provided with 180 calendar days, or until December 16, 2024, to regain compliance with the Price Rule. Subsequently, and as previously announced in a Current Report filed with the SEC on November 12, 2024, the Staff notified the Company on November 6, 2024 that it had determined to commence proceedings to delist the Common Stock from the Nasdaq Global Select Market (the "Nasdaq") due to its determination that the Company's common stock is no longer suitable for listing because the Company's market value of is listed securities fell below the minimum $50,000,000 required for continued listing as set forth in Rule 5450(b)(2)(A) (the "MVLS Rule") and the Company was unable to regain compliance with the MVLS Rule by November 4, 2024. The Company proceeded to initiate an appeal of the Staff's determination to commence delisting of the Common Stock from the Nasdaq , requesting that the matter be submitted to a Hearings Panel (the "Panel") per the procedures set forth in the Nasdaq Listing Rule 5800 Series, staying the suspension of the Company's securities and the filing of a Form 25-NSE by the Staff pending the Panel's decision. On December 17, 2024, the Staff formally notified the Company that it was unable to regain compliance with the Price Rule during the provided 180-day compl

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