Rand Capital Corp. Q1 2025: Investments and Notes Detailed

Ticker: RAND · Form: 10-Q · Filed: May 5, 2025 · CIK: 81955

Rand Capital Corp 10-Q Filing Summary
FieldDetail
CompanyRand Capital Corp (RAND)
Form Type10-Q
Filed DateMay 5, 2025
Risk Levelmedium
Sentimentneutral

Sentiment: neutral

Topics: investment-portfolio, debt-instruments, financial-reporting, notes-and-warrants

TL;DR

Rand Capital Q1 2025: Investments in FCM, Mobile RN, Mattison Ave. Notes total millions.

AI Summary

Rand Capital Corp. reported its first quarter 2025 results as of March 31, 2025. The company's filings indicate investments in entities such as FCM Industries Holdco LLC, Mobile RN Holdings LLC, and Mattison Avenue Holdings LLC. Notable financial instruments include a $3,380,000 Term Note at 13% with FCM Industries Holdco LLC and a $1,794,944 Third Amended, Restated and Consolidated Promissory Note with Mattison Avenue Holdings LLC.

Why It Matters

This filing provides insight into Rand Capital's investment portfolio and debt instruments, which are crucial for understanding the company's financial health and future growth prospects.

Risk Assessment

Risk Level: medium — The company's financial performance is tied to its investment portfolio and the terms of its various notes and warrants, which carry inherent market and credit risks.

Key Numbers

  • $3,380,000 — FCM Industries Holdco LLC Term Note (Represents a significant debt obligation at a 13% interest rate.)
  • $1,794,944 — Mattison Avenue Holdings LLC Promissory Note (A substantial consolidated promissory note indicating financial commitment.)
  • $3,000,000 — Mountain Regional Equipment Solutions Term Note (Another significant term note within the company's debt structure.)
  • $1,750,000 — Caitec, Inc. Subordinated Secured Promissory Note (A subordinated debt instrument indicating a specific layer of financing.)

Key Players & Entities

  • RAND CAPITAL CORP (company) — Filer
  • FCM Industries Holdco LLC (company) — Investment and Note Holder
  • Mobile RN Holdings LLC (company) — Investment Holder
  • Mattison Avenue Holdings LLC. (company) — Note Holder
  • $3,380,000 (dollar_amount) — FCM Industries Holdco LLC Term Note
  • $1,794,944 (dollar_amount) — Mattison Avenue Holdings LLC Promissory Note
  • GoNoodle, Inc. (company) — Investment Holder (Warrant)
  • Mountain Regional Equipment Solutions (company) — Note Holder
  • $3,000,000 (dollar_amount) — Mountain Regional Equipment Solutions Term Note
  • Caitec, Inc. (company) — Note Holder

FAQ

What is the total value of the notes and warrants held by Rand Capital Corp. as of March 31, 2025?

The filing details specific notes and warrants, including a $3,380,000 Term Note with FCM Industries Holdco LLC, a $1,794,944 Promissory Note with Mattison Avenue Holdings LLC, a $3,000,000 Term Note with Mountain Regional Equipment Solutions, and a $1,750,000 Promissory Note with Caitec, Inc., among others. A precise total is not explicitly stated in this excerpt.

What is the interest rate on the $3,380,000 Term Note with FCM Industries Holdco LLC?

The $3,380,000 Term Note with FCM Industries Holdco LLC carries an interest rate of 13%.

Which entities are listed as investments or note holders for Rand Capital Corp. in this filing?

Entities listed include FCM Industries Holdco LLC, Mobile RN Holdings LLC, Mattison Avenue Holdings LLC, GoNoodle, Inc., Mountain Regional Equipment Solutions, and Caitec, Inc.

What is the fiscal year end for Rand Capital Corp.?

Rand Capital Corp.'s fiscal year ends on December 31.

What type of financial instrument does Rand Capital Corp. hold with GoNoodle, Inc.?

Rand Capital Corp. holds a warrant for 47,324 Series C Preferred shares with GoNoodle, Inc.

Filing Details

This Form 10-Q (Form 10-Q) was filed with the SEC on May 5, 2025 regarding RAND CAPITAL CORP (RAND).

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View this 10-Q filing on SEC EDGAR

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