NatWest Group plc Files 6-K with Underwriting Agreement Details

TL;DR

NatWest Group plc filed a 6-K on Aug 15 detailing an underwriting agreement from Aug 12 with NatWest Markets Securities Inc.

AI Summary

NatWest Group plc filed a Form 6-K on August 15, 2024, to incorporate by reference an Underwriting Agreement dated August 12, 2024, between NatWest Group plc and NatWest Markets Securities Inc. This filing is part of their Registration Statement on Form F-3 (File No. 333-261837). The company was formerly known as Royal Bank of Scotland Group plc.

Why It Matters

This filing provides insight into NatWest's financing activities and potential capital raising efforts through its subsidiary, NatWest Markets Securities Inc.

Risk Assessment

Risk Level: low — The filing is a routine disclosure of an underwriting agreement and does not indicate immediate financial distress or significant new risks.

Key Numbers

• 001-10306 — SEC File Number (Identifies the specific SEC filing for NatWest Group plc.)

Key Players & Entities

• NatWest Group plc (company) — Filer of the 6-K report
• August 15, 2024 (date) — Filing date of the Form 6-K
• August 12, 2024 (date) — Date of the Underwriting Agreement
• NatWest Markets Securities Inc. (company) — Underwriter in the agreement
• Royal Bank of Scotland Group plc (company) — Former name of NatWest Group plc
• 333-261837 (dollar_amount) — File number for the company's Form F-3 Registration Statement

FAQ

Key Financial Figures

• $1,250,000,000 — 024. 4.3 Form of Global Note for the $1,250,000,000 4.964% Senior Callable Fixed-to- Fixed
• $500,000,000 — of). 4.4 Form of Global Note for the $500,000,000 Senior Callable Floating Rate Notes due

Filing Documents

• dp216726_6k.htm (6-K) — 14KB
• dp216726_ex0101.htm (EX-1.1) — 277KB
• dp216726_ex0102.htm (EX-1.2) — 44KB
• dp216726_ex0402.htm (EX-4.2) — 296KB
• dp216726_ex0501.htm (EX-5.1) — 13KB
• dp216726_ex0502.htm (EX-5.2) — 13KB
• image_001.jpg (GRAPHIC) — 3KB
• image_002.gif (GRAPHIC) — 3KB
• image_003.gif (GRAPHIC) — 3KB
• image_004.jpg (GRAPHIC) — 3KB
• image_005.jpg (GRAPHIC) — 2KB
• 0000950103-24-012262.txt ( ) — 677KB

From the Filing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 August 15, 2024 Commission File Number 001-10306 NatWest Group plc Gogarburn PO Box 1000 Edinburgh EH12 1HQ United Kingdom (Address of principal executive offices) Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F. Form 20-F Form 40-F This report on Form 6-K shall be deemed incorporated by reference into the company’s Registration Statement on Form F-3 (File No. 333-261837) and to be a part thereof from the date on which this report is filed, to the extent not superseded by documents or reports subsequently filed or furnished. Index of Exhibits Exhibit No. Description 1.1 Underwriting Agreement between NatWest Group plc and NatWest Markets Securities Inc., dated as of August 12, 2024. 1.2 Pricing Agreement between NatWest Group plc and NatWest Markets Securities Inc., dated as of August 12, 2024. 4.1 Amended and Restated Indenture between NatWest Group plc, as issuer, and The Bank of New York Mellon, as trustee, dated as of December 13, 2017 (incorporated herein by reference to Exhibit 4.3 of the Registrant’s Registration Statement on Form F-3 (File No. 333-261837) filed with the Commission on December 22, 2021, and the pre-effective amendment no. 1 thereto filed with the Commission on January 10, 2022). 4.2 Fourteenth Supplemental Indenture between NatWest Group plc, as issuer, and The Bank of New York Mellon, as trustee, dated as of August 15, 2024. 4.3 Form of Global Note for the $1,250,000,000 4.964% Senior Callable Fixed-to- Fixed Reset Rate Notes due 2030 (included in Exhibit 4.2 hereof). 4.4 Form of Global Note for the $500,000,000 Senior Callable Floating Rate Notes due 2028 (included in Exhibit 4.2 hereof). 5.1 Opinion of CMS Cameron McKenna Nabarro Olswang LLP, Scottish legal advisors to NatWest Group plc as to the validity of the $1,250,000,000 4.964% Senior Callable Fixed-to-Fixed Reset Rate Notes due 2030 and $500,000,000 Senior Callable Floating Rate Notes due 2028 of NatWest Group plc, issued on August 15, 2024, as to certain matters of Scots law. 5.2 Opinion of Davis Polk & Wardwell London LLP, U.S. legal advisors to NatWest Group plc as to the validity of the $1,250,000,000 4.964% Senior Callable Fixed-to-Fixed Reset Rate Notes due 2030 and $500,000,000 Senior Callable Floating Rate Notes due 2028 of NatWest Group plc, issued on August 15, 2024, as to certain matters of New York law. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on behalf by the undersigned, thereunto duly authorized. NatWest Group plc (Registrant) Date: August 15, 2024 By: /s/ Dearbhla Kelly Name: Dearbhla Kelly Title: Assistant Secretary

View Full Filing

View this 6-K filing on SEC EDGAR