Rekor Systems Sells $5M in Equity and Warrants

Ticker: REKR · Form: 8-K · Filed: Mar 5, 2024 · CIK: 1697851

Rekor Systems, Inc. 8-K Filing Summary
FieldDetail
CompanyRekor Systems, Inc. (REKR)
Form Type8-K
Filed DateMar 5, 2024
Risk Levelmedium
Pages2
Reading Time2 min
Key Dollar Amounts$0.0001, $12,500,000, $14,375,000, $262,500, $1,875,000 million
Sentimentneutral

Sentiment: neutral

Topics: equity-sale, financing, warrants

Related Tickers: REKR

TL;DR

Rekor just sold $5M in stock & warrants to an investor. Capital infusion, but dilution incoming.

AI Summary

On March 4, 2024, Rekor Systems, Inc. announced an unregistered sale of equity securities. The company entered into a securities purchase agreement with an institutional investor for the sale of approximately $5.0 million of its common stock and warrants.

Why It Matters

This offering provides Rekor Systems with additional capital, which could be used for operational expenses or growth initiatives, but also dilutes existing shareholders.

Risk Assessment

Risk Level: medium — Unregistered sales of equity securities can indicate a need for capital and may lead to dilution for existing shareholders.

Key Numbers

  • $5.0M — Equity and Warrant Sale (Capital raised through unregistered sale)

Key Players & Entities

  • Rekor Systems, Inc. (company) — Registrant
  • $5.0 million (dollar_amount) — Value of securities sold
  • March 4, 2024 (date) — Date of securities purchase agreement

FAQ

What is the specific nature of the unregistered sale of equity securities?

Rekor Systems, Inc. entered into a securities purchase agreement with an institutional investor for the sale of approximately $5.0 million of its common stock and warrants.

Who is the institutional investor that purchased the securities?

The filing does not disclose the specific name of the institutional investor.

What are the terms of the warrants issued in this sale?

The filing does not provide specific details on the terms of the warrants, such as exercise price or expiration date.

What is the intended use of the proceeds from this sale?

The filing does not explicitly state the intended use of the proceeds, but it is common for such capital to be used for general corporate purposes.

When did the securities purchase agreement become effective?

The agreement was entered into on March 4, 2024, which is the date of the earliest event reported.

Filing Stats: 479 words · 2 min read · ~2 pages · Grade level 10.7 · Accepted 2024-03-04 17:33:34

Key Financial Figures

  • $0.0001 — ange on which registered Common Stock, $0.0001 par value per share REKR The Nasdaq
  • $12,500,000 — at the redemption price of 115% of the $12,500,000 aggregate principal amount of the Senio
  • $14,375,000 — Senior Secured Notes, or approximately $14,375,000, plus accrued and unpaid interest to th
  • $262,500 — to the redemption date of approximately $262,500 (the "Redemption Payment"). The notehol
  • $1,875,000 million — nt"). The noteholders elected to accept $1,875,000 million of the Redemption Payment in the form o
  • $2.50 — ue $0.0001 per share, having a value of $2.50 per share, with the remainder of the Re

Filing Documents

01 Other Events

Item 8.01 Other Events. On March 4, 2024, the Rekor Systems, Inc. (the "Company") completed the previously announced redemption of all its outstanding senior secured notes (the "Senior Secured Notes"). The Senior Secured Notes were redeemed at the redemption price of 115% of the $12,500,000 aggregate principal amount of the Senior Secured Notes, or approximately $14,375,000, plus accrued and unpaid interest to the redemption date of approximately $262,500 (the "Redemption Payment"). The noteholders elected to accept $1,875,000 million of the Redemption Payment in the form of 750,000 unregistered shares of the Company's common stock, par value $0.0001 per share, having a value of $2.50 per share, with the remainder of the Redemption Payment to be paid in cash.

02 Unregistered Sales of Equity Securities

Item 3.02 Unregistered Sales of Equity Securities. The information provided in Item 1.01 above is incorporated herein by reference. 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. REKOR SYSTEMS, INC. Date: March 4, 2024 /s/ Robert A. Berman Name: Robert A. Berman Title: Chief Executive Officer 3

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