Regions Financial Corp Reports on Shareholder Votes

TL;DR

REG held a shareholder vote on 4/17, standard governance stuff.

AI Summary

Regions Financial Corporation filed an 8-K on April 18, 2024, reporting on matters submitted to a vote of security holders on April 17, 2024. The filing details the company's principal executive offices located at 1900 Fifth Avenue North, Birmingham, Alabama, 35203.

Why It Matters

This filing indicates that Regions Financial Corporation held a vote of its security holders, which is a standard corporate governance procedure that can impact company direction and shareholder rights.

Risk Assessment

Risk Level: low — This is a routine 8-K filing regarding a shareholder vote, not indicating any immediate financial distress or significant operational changes.

Key Players & Entities

• Regions Financial Corporation (company) — Registrant
• April 17, 2024 (date) — Date of earliest event reported
• April 18, 2024 (date) — Date of report
• 1900 Fifth Avenue North, Birmingham, Alabama, 35203 (location) — Principal executive office address

FAQ

Filing Documents

• rf-20240417.htm (8-K) — 63KB
• 0001281761-24-000019.txt ( ) — 237KB
• rf-20240417.xsd (EX-101.SCH) — 2KB
• rf-20240417_def.xml (EX-101.DEF) — 16KB
• rf-20240417_lab.xml (EX-101.LAB) — 29KB
• rf-20240417_pre.xml (EX-101.PRE) — 17KB
• rf-20240417_htm.xml (XML) — 6KB

07 Submission of Matters to a Vote of Security Holders

Item 5.07 Submission of Matters to a Vote of Security Holders. At the Annual Meeting of Shareholders held by Regions Financial Corporation ("Regions") on April 17, 2024 (the "2024 Annual Meeting"), Regions' shareholders elected each of Regions' 13 Director nominees, ratified the appointment of Ernst & Young LLP as Regions' independent registered public accounting firm for fiscal year 2024, approved Regions' executive compensation program, approved "every year" as the frequency of future advisory votes on executive compensation, and did not approve the shareholder proposal relating to a report on risks of politicized de-banking. An archived recording of the 2024 Annual Meeting will be available for a limited time on Regions' website at ir.regions.com/governance/annual-meeting-of-shareholders. The following summarizes each of the proposals presented to shareholders, as well as their responsive votes cast. The full text of each proposal is included in Regions' 2024 Proxy Statement, which was filed with the Securities and Exchange Commission on March 4, 2024. Proposal 1 — Election of Directors. Each of Regions' 13 incumbent Directors, listed below, was elected to serve as a Director of Regions for a term of one year, which will expire at the 2025 Annual Meeting of Shareholders, and until their successors are duly elected and qualified, or their earlier retirement, resignation, or removal. As to each Director nominee's election, shareholders voted as follows: For Against Abstain Broker Non-Votes Mark A. Crosswhite 690,146,912 11,591,288 1,250,130 110,818,886 Noopur Davis 698,929,915 2,709,533 1,348,882 110,818,886 Zhanna Golodryga 698,913,369 2,719,866 1,355,095 110,818,886 J. Thomas Hill 698,812,908 2,989,517 1,185,905 110,818,886 Joia M. Johnson 679,569,548 22,152,188 1,266,594 110,818,886 Ruth Ann Marshall 664,358,397 37,390,067 1,239,866 110,818,886 James T. Prokopanko 685,473,632 16,210,443 1,304,255 110,818,886 Alison S. Rand 699,578,499 2,258,620

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. REGIONS FINANCIAL CORPORATION By: /s/ Tara A. Plimpton Name: Tara A. Plimpton Title: Chief Legal Officer and Corporate Secretary Date: April 18, 2024

View Full Filing

View this 8-K filing on SEC EDGAR