Regions Financial Corp. Files 8-K on Preferred Stock Series

Ticker: RF-PF · Form: 8-K · Filed: Jun 6, 2024 · CIK: 1281761

Regions Financial Corp 8-K Filing Summary
FieldDetail
CompanyRegions Financial Corp (RF-PF)
Form Type8-K
Filed DateJun 6, 2024
Risk Levellow
Pages3
Reading Time3 min
Key Dollar Amounts$750,000,000, $747,750,000
Sentimentneutral

Sentiment: neutral

Topics: preferred-stock, filing

Related Tickers: RF

TL;DR

Regions Financial (RF) filed an 8-K detailing its Series B and C preferred stock, plus Series E.

AI Summary

Regions Financial Corp. filed an 8-K on June 6, 2024, reporting on its preferred stock. The filing specifically mentions Depositary Shares representing interests in Series B (6.375% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock) and Series C (5.700% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock). The company also references Series E Preferred Stock.

Why It Matters

This filing provides details on the terms and status of different series of preferred stock, which are important for investors to understand their rights and the company's capital structure.

Risk Assessment

Risk Level: low — This is a routine filing providing information about existing preferred stock series and does not indicate new risks or significant changes.

Key Players & Entities

  • Regions Financial Corp. (company) — Filer of the 8-K report
  • 6.375% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series B (company) — Specific preferred stock series mentioned
  • 5.700% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series C (company) — Specific preferred stock series mentioned
  • Series E Preferred Stock (company) — Additional preferred stock series referenced
  • June 6, 2024 (date) — Date of the earliest event reported

FAQ

What is the purpose of this 8-K filing for Regions Financial Corp.?

The purpose of this 8-K filing is to report on matters related to the company's preferred stock, specifically mentioning Depositary Shares for Series B and Series C preferred stock, as well as Series E Preferred Stock.

What are the dividend rates for the mentioned preferred stock series?

The filing specifies a 6.375% rate for Series B and a 5.700% rate for Series C preferred stock.

When was the earliest event reported in this filing?

The earliest event reported in this filing occurred on June 6, 2024.

What type of preferred stock is Series B?

Series B is described as 6.375% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock.

Does the filing mention any other series of preferred stock besides B and C?

Yes, the filing also references Series E Preferred Stock.

Filing Stats: 846 words · 3 min read · ~3 pages · Grade level 9.6 · Accepted 2024-06-06 16:01:33

Key Financial Figures

  • $750,000,000 — ne 6, 2024, the Company issued and sold $750,000,000 aggregate principal amount of 5.722% Fi
  • $747,750,000 — rein by reference. The Company received $747,750,000 in proceeds, before offering expenses,

Filing Documents

Financial Statements and Exhibits

Financial Statements and Exhibits (d) Exhibits Exhibit Number 1.1 Underwriting Agreement, dated June 3, 2024, by and among RBC Capital Markets, LLC, BofA Securities, Inc., Goldman Sachs & Co. LLC, Morgan Stanley & Co. LLC, and Regions Securities LLC, as representatives of the several underwriters listed therein. 4.1 Thirteenth Supplemental Indenture, dated June 6, 2024, between Regions Financial Corporation and Deutsche Bank Trust Company Americas, as trustee. 4.2 Form of 5.722% Fixed Rate / Floating Rate Senior Notes due 2030 (included in Exhibit 4.1). 5.1 Opinion of Sullivan & Cromwell LLP. 8.1 Opinion of Sullivan & Cromwell LLP. 23.1 Consent of Sullivan & Cromwell LLP (included in Exhibit 5.1). 23.2 Consent of Sullivan & Cromwell LLP (included in Exhibit 8.1). 104 Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Regions Financial Corporation Date: June 6, 2024 By: /s/ Karin Allen Name: Karin Allen Title: Executive Vice President, Assistant Controller and Chief Accounting Officer

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