Riot Platforms Files 8-K for Other Events and Financial Exhibits

TL;DR

**Riot Platforms just filed a standard 8-K for general corporate updates and financial exhibits, nothing major.**

AI Summary

Riot Platforms, Inc. filed an 8-K on February 26, 2024, reporting "Other Events" and "Financial Statements and Exhibits." The filing indicates a current report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. The company, incorporated in Nevada with IRS Employer Identification No. 84-1553387, has its principal executive offices at 3855 Ambrosia Street, Suite 301, Castle Rock, CO 80109. This filing updates the public on general corporate events and financial disclosures.

Why It Matters

This routine 8-K filing provides transparency on general corporate events and financial disclosures, keeping investors informed about Riot Platforms' ongoing operations and compliance.

Risk Assessment

Risk Level: low — This 8-K is a routine filing for 'Other Events' and 'Financial Statements and Exhibits' without specific details indicating new risks.

Key Players & Entities

• Riot Platforms, Inc. (company) — Registrant
• Nevada (company) — State of incorporation
• 001-33675 (dollar_amount) — Commission File Number
• 84-1553387 (dollar_amount) — I.R.S. Employer Identification No.
• February 26, 2024 (date) — Date of earliest event reported

FAQ

Key Financial Figures

• $750,000,000 — gregate initial offering price of up to $750,000,000, (the " Placement Shares "). On Augus
• $700,573,772 — ng an aggregate offering price of up to $700,573,772 have been sold under the 2023 Prospectu

Filing Documents

• riot-20240226x8k.htm (8-K) — 46KB
• riot-20240226xex5d1.htm (EX-5.1) — 22KB
• riot-20240226xex5d1001.jpg (GRAPHIC) — 1KB
• riot-20240226xex5d1002.jpg (GRAPHIC) — 6KB
• 0001167419-24-000005.txt ( ) — 210KB
• riot-20240226.xsd (EX-101.SCH) — 4KB
• riot-20240226_def.xml (EX-101.DEF) — 3KB
• riot-20240226_lab.xml (EX-101.LAB) — 17KB
• riot-20240226_pre.xml (EX-101.PRE) — 11KB
• riot-20240226x8k_htm.xml (XML) — 5KB

01 - Other Events

Item 8.01 - Other Events. As previously reported, Riot Platforms, Inc. (" Riot ", the " Company ", " we ", " us ", " our ", etc.) entered into a Controlled Equity Offering SM Sales Agreement, dated as of August 9, 2023 (the " Sales Agreement "), with Cantor Fitzgerald & Co., B. Riley Securities, Inc., BTIG, LLC, Roth Capital Partners, LLC, Compass Point Research & Trading, LLC, Northland Securities, Inc., Moelis & Company LLC, and Stifel Nicolaus Canada Inc. (each, a " Sales Agent ", and collectively, the " Sales Agents "). Pursuant to the Sales Agreement, we may offer and sell, at our option, an indeterminate number of shares of our common stock, no par value per share (" Common Stock "), through the Sales Agents, from time to time at prevailing market prices in an "at-the-market offering" within the meaning of Rule 415 of the Securities Act of 1933, as amended (the " Securities Act "), including sales made to the public directly on or through the Nasdaq Capital Market and any other trading market for shares of our common stock. On February 26, 2024, we filed a prospectus supplement with the Securities and Exchange Commission (the " SEC ") related to the Company's effective Registration Statement on Form S-3ASR (File No. 333-259212) filed with the SEC on August 31, 2021 (the " Registration Statement ") to register the offer and sale of Common Stock pursuant to the Sales Agreement (the " Offering ") having an aggregate initial offering price of up to $750,000,000, (the " Placement Shares "). On August 9, 2023, we filed a prospectus supplement (the " 2023 Prospectus Supplement ") with the SEC related to the Registration Statement to register shares of Common Stock having an aggregate offering price of up to $750,000,000 (the " Prior Offering "). As of February 26, 2024, shares of Common Stock having an aggregate offering price of up to $700,573,772 have been sold under the 2023 Prospectus Supplement. In connection with the Offering, the Prior Offering pursuant

01 - Regulation FD Disclosure

Item 9.01 - Regulation FD Disclosure. (d) Exhibits. EXHIBIT INDEX The following exhibits are filed or furnished herewith: Exhibit No. Description 1.1* Controlled Equity Offering SM Sales Agreement, dated as of August 9, 2023, by and among Riot Platforms, Inc. and the Sales Agents (incorporated by reference to Exhibit 1.1 of the Company's Current Report on Form 8-K filed on August 9, 2023). 5.1 Opinion of counsel Lewis Roca Rothgerber Christie LLP. 23.1 Consent of Lewis Roca Rothgerber Christie LLP (contained in Exhibit 5.1). 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) * Certain schedules and similar amendments have been omitted pursuant to Item 601(a)(5) of Regulation S-K. The Company undertakes to furnish supplement copies of any of the omitted schedules upon request by the SEC. S I G N A T U R E Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. RIOT PLATFORMS, INC. By: /s/ Colin Yee Name: Colin Yee Title: Chief Financial Officer Date: February 26, 2024

View Full Filing

View this 8-K filing on SEC EDGAR