Royce Micro-Cap Trust Changes Fiscal Year End

TL;DR

Royce Micro-Cap Trust is shifting its fiscal year end from Dec 31 to Sep 30, effective April 15, 2024.

AI Summary

Royce Micro-Cap Trust, Inc. filed an 8-K on April 19, 2024, reporting a change in its fiscal year end from December 31 to September 30. This change is effective as of April 15, 2024. The filing also includes financial statements and exhibits.

Why It Matters

This change in fiscal year end could impact reporting schedules and financial analysis timelines for investors and analysts tracking the trust.

Risk Assessment

Risk Level: low — The filing reports a routine administrative change in the company's fiscal year end, which does not inherently indicate financial distress or significant operational shifts.

Key Numbers

• 1231 — Previous Fiscal Year End (Indicates the prior reporting period.)
• 0930 — New Fiscal Year End (Indicates the new reporting period.)

Key Players & Entities

• ROYCE MICRO-CAP TRUST, INC. (company) — Registrant
• April 19, 2024 (date) — Filing Date
• April 15, 2024 (date) — Effective Date of Change
• December 31 (date) — Previous Fiscal Year End
• September 30 (date) — New Fiscal Year End

FAQ

Filing Documents

• rmt_8k.htm (8-K) — 33KB
• rmt_ex3-1.htm (EX-3.1) — 143KB
• 0000949377-24-000027.txt ( ) — 178KB

From the Filing

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2024 ROYCE MICRO-CAP TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 811-08030 133739778 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 745 Fifth Avenue New York, New York (Address of principal executive offices) 10151 (Zip Code) Registrant’s telephone number, including area code: (212) 508-4500 (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d- 2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13-4(c)) Securities registered or to be registered pursuant to Section 12(b) of the Act. Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock RMT New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. On April 15, 2024, the Board of Directors (the “Board”) of Royce Micro-Cap Trust, Inc., a registered closed-end management investment company (the “Fund”), adopted amended and restated bylaws of the Fund (the “Amended and Restated Bylaws”), effective as of April 19, 2024. Among other things, the amendments effected by the Amended and Restated Bylaws: Expressly provide for stockholder meetings by remote communication; Clarify that the Board or the President designates the chairman of all stockholder meetings and the Board and the chairman of the meeting have the power to regulate conduct at the stockholder meeting; Clarify stockholder meeting adjournment procedures; Clarify procedures relating to the use of proxies; Provide that special meetings of the Board may be called on less than 24 hours’ notice as the person or persons calling such meeting may deem necessary or appropriate in the circumstances; Clarify that the Circuit Court for Baltimore City, Maryland, or, if that Court does not have jurisdiction, the United States District Court for the District of Maryland, Northern Division, is the sole and exclusive forum for any action asserting a claim against the Fund or any director or officer or other employee of the Fund arising pursuant to federal law; and Make various other updates, including ministerial and conforming changes. The foregoing summary of the amendments effected by the Amended and Restated Bylaws does not purport to be complete and is qualified in its entirety by reference to the complete text of the Amended and Restated Bylaws, which are filed as Exhibit 3.1 hereto and are incorporated herein by reference. Item 9.01 Financial (d) Exhibits Exhibit No. Description 3.1 Amended and Restated Bylaws of Royce Micro-Cap Trust, Inc., effective as of April 19, 2024. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ROYCE MICRO-CAP TRUST, INC. By: /s/ Christopher D. Clark Name: Christopher D. Clark Title: President DATE: April 19, 2024

View Full Filing

View this 8-K filing on SEC EDGAR