High Roller Technologies Faces Delisting Concerns

TL;DR

HR Technologies might get delisted, check their listing status ASAP.

AI Summary

High Roller Technologies, Inc. filed an 8-K on August 22, 2025, reporting a notice of delisting or failure to satisfy continued listing rules. The filing also covers other events and financial statements, with the earliest reported event date being August 19, 2025. The company is incorporated in Delaware and headquartered in Las Vegas, Nevada.

Why It Matters

This filing indicates potential issues with High Roller Technologies' ability to remain listed on its exchange, which could significantly impact its stock value and liquidity.

Risk Assessment

Risk Level: high — A notice of delisting or failure to meet listing standards poses a significant risk to the company's continued operation and stock market presence.

Key Players & Entities

• High Roller Technologies, Inc. (company) — Registrant
• August 19, 2025 (date) — Earliest event reported
• August 22, 2025 (date) — Filing date
• Delaware (jurisdiction) — State of Incorporation
• Las Vegas, Nevada (location) — Principal executive offices
• 001-42202 (identifier) — Commission File Number

FAQ

Key Financial Figures

• $0.001 — ch registered Common Stock, par value $0.001 per share ROLR NYSE American LLC
• $4.0 million — , which require stockholders' equity of $4.0 million or more if the Company has reported los
• $2.8 million — the Company had stockholders' equity of $2.8 million and had losses in the most recent three

Filing Documents

• g084934_8k.htm (8-K) — 43KB
• g084934_ex99-1.htm (EX-99.1) — 14KB
• image_001.jpg (GRAPHIC) — 9KB
• image_002.jpg (GRAPHIC) — 5KB
• 0001753926-25-001382.txt ( ) — 256KB
• rolr-20250819.xsd (EX-101.SCH) — 3KB
• rolr-20250819_lab.xml (EX-101.LAB) — 33KB
• rolr-20250819_pre.xml (EX-101.PRE) — 22KB
• g084934_8k_htm.xml (XML) — 4KB

From the Filing

UNITED SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 19, 2025 HIGH ROLLER TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in Charter) 001-42202 (Commission File Number) Delaware 87-4159815 (State or Other Jurisdiction of Incorporation) (I.R.S. Employer Identification Number) 400 South 4th Street , Suite 500-#390 Las Vegas , Nevada 89101 (Address of principal executive offices, with zip code) (702) 509-5244 (Registrant's telephone number, including area code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock, par value $0.001 per share ROLR NYSE American LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing On August 19, 2025, High Roller Technologies, Inc. (the "Company") received notice from the NYSE American LLC ("NYSE American") that it had accepted the Company's plan to regain compliance with the NYSE American continued listing standards and granted a plan period through December 4, 2026 ("Plan Period Deadline"). As previously disclosed on June 6, 2025, the Company received a letter from the NYSE American stating that the Company was not in compliance with the continued listing standards set forth in Sections 1003(a)(ii) of the NYSE American Company Guide, which require stockholders' equity of $4.0 million or more if the Company has reported losses from continuing operations and/or net losses in three of the four most recent fiscal years. As of March 31, 2025, the Company had stockholders' equity of $2.8 million and had losses in the most recent three fiscal years ended December 31, 2024, and was not eligible for any exemption in Section 1003(a) of the Company Guide from the stockholder's equity requirements. During the plan period, the Company will be subject to periodic review by the NYSE American to determine if it is making progress consistent with the plan. If the Company does not regain compliance with the NYSE American continued listing standards by the Plan Period Deadline, or if the Company does not make progress consistent with its plan during the plan period, then the NYSE American may initiate delisting proceedings. The Company may appeal a staff delisting determination in accordance with the NYSE American rules. The Company's common stock will continue to be listed on the NYSE American during the plan period, subject to the Company's compliance with the other listing requirements of the NYSE American. The Company's receipt of such notification from the NYSE American does not affect the Company's business, operations or reporting requirements with the U.S. Securities and Exchange Commission. The Company can provide no assurances that it will be able to make progress with respect to its plan that the NYSE American will determine to be satisfactory, that it will regain compliance with Section 1003(a)(ii) of the Company Guide on or before the Plan Period Deadline, or that developments and events occurring subsequent to the Company's formulation of the plan or its acceptance by the NYSE American, will not adversely affect the Company's ability to make sufficient progress and/or regain compliance with Section 1003(a)(ii) of the Company Guide on or before the Plan Period Deadline or result in the Company's failure to be in compliance with other NYSE American continued listing standards. Item 8.01 Other Events On August 22, 2025, the Company issued a press release regarding the NYSE American's acceptance of the Company's compliance plan, a copy of which is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference. Forward

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View this 8-K filing on SEC EDGAR