Root, Inc. Files 8-K for Regulation FD Disclosure

Ticker: ROOT · Form: 8-K · Filed: May 30, 2024 · CIK: 1788882

Root, INC. 8-K Filing Summary
FieldDetail
CompanyRoot, INC. (ROOT)
Form Type8-K
Filed DateMay 30, 2024
Risk Levellow
Pages2
Reading Time2 min
Key Dollar Amounts$0.0001, $10.6 million
Sentimentneutral

Sentiment: neutral

Topics: disclosure, regulation-fd

Related Tickers: ROOT

TL;DR

Root Inc. filed an 8-K for a Reg FD disclosure on 5/30/24.

AI Summary

On May 30, 2024, Root, Inc. filed an 8-K to disclose information regarding a Regulation FD disclosure. The filing does not contain specific financial figures or material events beyond the disclosure itself.

Why It Matters

This filing indicates Root, Inc. is making a public disclosure under Regulation FD, which ensures all investors receive timely and non-public information simultaneously.

Risk Assessment

Risk Level: low — The filing is a standard procedural disclosure and does not contain information about significant financial changes, legal issues, or operational disruptions.

Key Players & Entities

FAQ

What is the purpose of this 8-K filing for Root, Inc.?

The purpose of this 8-K filing is to provide a Regulation FD disclosure.

What is the exact date of the earliest event reported in this filing?

The date of the earliest event reported is May 30, 2024.

What is Root, Inc.'s state of incorporation?

Root, Inc. is incorporated in Delaware.

What is the principal executive office address for Root, Inc.?

The principal executive office address is 80 E. Rich Street, Suite 500, Columbus, Ohio 43215.

What is Root, Inc.'s telephone number?

Root, Inc.'s telephone number is (866) 980-9431.

Filing Stats: 589 words · 2 min read · ~2 pages · Grade level 13.4 · Accepted 2024-05-30 07:32:22

Key Financial Figures

Filing Documents

01 Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure. As previously disclosed, Root, Inc. (the "Company") maintains an equity incentive plan for the issuance and grant of equity awards, including restricted stock units ("RSUs") and performance stock units ("PSUs") to its officers, directors, employees and certain advisors. When RSU and PSU awards vest, the Company funds the related payroll tax withholding and remittance obligations by either (i) withholding shares of its Class A common stock that would otherwise be issued with respect to such awards and pay the relevant tax authorities in cash to satisfy such tax obligations or (ii) allowing holders of such awards to pay the Company an amount in cash, via a broker, sufficient to cover the applicable tax withholding obligations. In connection with its earnings call for the quarter ended March 31, 2024, the Company had indicated that, for the second quarter ending June 30, 2024, approximately $10.6 million of tax liability related to the vesting of RSUs and PSUs would be recorded to General and administrative expenses and Technology and development on the Company's Condensed Statements of Operations and Comprehensive Loss (unaudited). However, this estimated amount will not be recorded as an Operating expense, but instead would be classified as Additional paid-in capital on the Company's Condensed Consolidated Balance Sheets (unaudited) and Condensed Consolidated Statements of Redeemable Convertible Preferred Stock and Stockholders' Equity (unaudited).

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ROOT, INC. Dated: May 30, 2024 By: /s/ Alexander Timm Alexander Timm Chief Executive Officer and Director

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