P10, Inc. Files S-1 Registration Statement

TL;DR

P10 Inc. just filed an S-1, looks like they're going public soon.

AI Summary

P10, Inc. filed an S-1 registration statement on May 28, 2024, to register its securities. The company, headquartered in Dallas, Texas, operates in the investment advice sector. Luke A. Sarsfield III is the Chief Executive Officer, and Melodie Craft serves as General Counsel.

Why It Matters

This S-1 filing indicates P10, Inc. is preparing to offer its securities to the public, which could lead to increased liquidity and capital for the company.

Risk Assessment

Risk Level: medium — As an S-1 filing, it signifies a company's intent to go public, which carries inherent market and execution risks.

Key Numbers

• 333-279769 — SEC File Number (Identifies the specific SEC registration)
• 0001841968 — Central Index Key (Unique identifier for the filer)

Key Players & Entities

• P10, Inc. (company) — Registrant
• May 28, 2024 (date) — Filing Date
• Dallas, Texas (location) — Company Headquarters
• Luke A. Sarsfield III (person) — Chief Executive Officer
• Melodie Craft (person) — General Counsel

FAQ

Key Financial Figures

• $0.001 — of our Class A common stock, par value $0.001 per share (Class A common stock), which
• $8.22 — s price of our Class A common stock was $8.22 per share. We have two classes of commo

Filing Documents

• d741680ds1.htm (S-1) — 206KB
• d741680dex51.htm (EX-5.1) — 9KB
• d741680dex231.htm (EX-23.1) — 1KB
• d741680dexfilingfees.htm (EX-FILING FEES) — 36KB
• g741680g06f34.jpg (GRAPHIC) — 9KB
• g741680g56g59.jpg (GRAPHIC) — 8KB
• g741680g75l74.jpg (GRAPHIC) — 9KB
• 0001193125-24-148380.txt ( ) — 274KB

USE OF PROCEEDS

USE OF PROCEEDS 5 SELLING STOCKHOLDERS 6 PLAN OF DISTRIBUTION 10 LEGAL MATTERS 13 EXPERTS 13 WHERE YOU CAN FIND MORE INFORMATION 13 INCORPORATION OF CERTAIN INFORMATION BY REFERENCE 14 Table of Contents ABOUT THIS PROSPECTUS This prospectus is part of a registration statement on Form S-1 that we filed with the Securities and Exchange Commission (the SEC) using the shelf registration process. Under this shelf registration process, the Selling Stockholders (or their pledgees, donees, transferees or other successors-in-interest) may, from time to time, sell or otherwise dispose of the securities described in this prospectus in one or more offerings. We will not receive any proceeds from the sale by such Selling Stockholders of the securities offered by them described in this prospectus. This prospectus provides you with a general description of the shares of Class A common stock that the Selling Stockholders may sell or otherwise dispose of. You should rely only on the information provided in this prospectus, as well as the information incorporated by reference into this prospectus and any applicable prospectus supplement. If there is any inconsistency between the information in this prospectus and any prospectus supplement, you should rely on the information provided in the prospectus supplement. Neither we nor the Selling Stockholders have authorized anyone to provide you with any information or to make any representations other than those contained in this prospectus or any applicable prospectus supplement. Neither we nor the Selling Stockholders take responsibility for, and can provide no assurance as to the reliability of, any other information that others may give you. You should not assume that the information in this prospectus or any applicable prospectus supplement is accurate as of any date other than the date of the applicable document. Since the date of this prospectus and the documents incorporated by reference into this

RISK FACTORS

RISK FACTORS Investing in our securities involves risks. You should carefully consider the risks, uncertainties and other factors described in our most recent Annual Report on Form 10-K, as supplemented and updated by subsequent Quarterly Reports on Form 10-Q and Current Reports on Form 8-K that we have filed or will file with the SEC, and in other documents which are incorporated by reference into this prospectus, including all future filings we make with the SEC pursuant to Sections 13(a), 13(c), 14 or 15(d) of the Securities Exchange Act of 1934, as amended (the Exchange Act), as well as the risk factors and other information contained in or incorporated by reference into any accompanying prospectus supplement before investing in any of our securities. Our financial condition, results of operations or cash flows could be materially adversely affected by any of these risks. The risks and uncertainties described in the documents incorporated by reference herein are not the only risks and uncertainties that you may face. For more information about our SEC filings, please see Where You Can Find More Information and Incorporation of Certain Information by Reference . USE OF PROCEEDS All shares of Class A common stock offered by this prospectus are being registered for resale by the Selling Stockholders. We will not receive any of the proceeds from the sale of these securities. The Selling Stockholders will bear all commissions and discounts, if any, attributable to the resale of the shares of Class A common stock. 5 Table of Contents SELLING STOCKHOLDERS The Selling Stockholders named below may resell from time to time up to 56,420,007 shares of the Class A common stock, including up to (i) 50,667,351 shares of Class A common stock that may be issued upon the conversion of Class B common stock, (ii) 334,893 shares of Class A common stock that may be issued upon the settlement of outstanding restricted stock units, (iii) 850,186 shares of Class A Common

View Full Filing

View this S-1 filing on SEC EDGAR