SC 13G/A: Great Ajax Corp.

AI Summary

SC 13G/A filing by Great Ajax Corp..

Risk Assessment

Risk Level: low

FAQ

Key Financial Figures

• $0.01 — me of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securiti

Filing Documents

• ellington-ajx9302024.htm (SC 13G/A) — 146KB
• 0001172661-24-004107.txt ( ) — 148KB

(a)Name of Issuer

Item 1. (a)Name of Issuer Great Ajax Corp.

(b)Address of Issuer’s Principal

Item 1. (b)Address of Issuer’s Principal Executive Offices 13190 SW 68th Parkway, Suite 110 Tigard, OR 97223

(a)Name of Person Filing

Item 2. (a)Name of Person Filing: This (i) Ellington Financial Management LLC (“Lighthouse”) (ii) Ellington Management Group LLC (“EMG”); (iii) EMG Holdings, L.P. (“EMGH”); (iv) VC Investments LLC (“VC”); and (v) Michael W. Vranos, a U.S. citizen (“Mr. Vranos”). This owned subsidiary of Ellington Financial Inc., a Delaware corporation ("EFC"), and (ii) for the accounts of Crescent II Fund,L.P., a Delaware limited partnership ("CII"), Ellington Mortgage Opportunities Master Fund, Ltd., a Cayman Islands exempted company ("EMO"), Ellington Credit Opportunities, Ltd., a Cayman Islands exempted company ("ECO"), and Ellington Special Relative Value Fund LLC, a Delaware limited liability company ("ESRV" and, together with CII, EMO and ECO, the "Ellington Funds"). EFM serves as the external manager of EFC. EMG serves as investment adviser to each of the Ellington Funds. EMGH is the sole member of EFM and the majority member of EMG. VC is the manager of EFM, the managing member of EMG, and the general partner of EMGH. Mr. Vranos serves as Co-Chief Investment Officer of EFC and the Chief Executive Officer of EMG, is the largest limited partner of EMGH and is the sole owner and managing member of VC.

(b). Address of Principal Business

Item 2. (b). Address of Principal Business Office: The address of the principal business office of each of the Reporting Persons is 53 Forest Avenue, Old Greenwich, CT 06870.

(c). Citizenship

Item 2. (c). Citizenship: i. EFM is a Delaware limited liability company; ii. EMG is a Delaware limited liability company iii. EMGH is a Delaware limited partnership iv. VC is a Delaware limited liability company and v. Mr. Vranos is a citizen of the United States of America.

(d)Title of Class of Securities

Item 2. (d)Title of Class of Securities Common Stock, par value $0.01 per share

(e) CUSIP No

Item 2. (e) CUSIP No.: 38983D300 CUSIP No. 38983D300 SCHEDULE 13G-A Page 8 of 11 Pages

If

Item 3.If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); (b) Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); (c) Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); (d) Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); (e) o An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); (f) An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); (g) A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); (h) A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J); (k) A group, in accordance with 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J), please specify the type of institution: CUSIP No. 38983D300 SCHEDULE 13G-A Page 9 of 11 Pages Item 4.Ownership Item 4(a). Amount Beneficially Owned: As of the date hereof, EFM may be deemed the beneficial owner of 1,666,666 shares of Common Stock. This amount consists of 1,940,649 shares of Common Stock held by EFS, a wholly owned subsidiary of EFC (the “EFS Shares”). As noted above, EFM serves as the external manager of EFC. As of the date hereof, EMG may be deemed the beneficial owner of 273,983 shares of Common Stock. This amount consists of: (A) 125,408 shares of Common Stock held for the account of CII (the “CII Shares”) (B) 92,016 shares of Common Stock held for the account of EMO (the “EMO Shares”) (C

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