SC 13G/A: RED RIVER BANCSHARES INC

AI Summary

SC 13G/A filing by RED RIVER BANCSHARES INC.

Risk Assessment

Risk Level: low

FAQ

Filing Documents

• sc13g_athibeaux.htm (SC 13G/A) — 92KB
• image_1.jpg (GRAPHIC) — 0KB
• image_4.jpg (GRAPHIC) — 0KB
• 0001770100-24-000002.txt ( ) — 94KB

(a). Name of Issuer

Item 1(a). Name of Issuer Red River Bancshares, Inc.

(b). Address of Issuer's Principal Executive Offices

Item 1(b). Address of Issuer's Principal Executive Offices 1412 Centre Court Drive, Suite 301 Alexandria, Louisiana 71301

(a). Name of Person Filing

Item 2(a). Name of Person Filing. Simeon A. Thibeaux

(b). Address of Principal Business Office or, if None, Residence

Item 2(b). Address of Principal Business Office or, if None, Residence. Same as Item 1(b).

(c). Citizenship

Item 2(c). Citizenship.

(d). Title of Class of Securities

Item 2(d). Title of Class of Securities Common stock, no par value per share

(e). CUSIP Number

Item 2(e). CUSIP Number 75686R202

If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a

Item 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a (a) Broker or dealer registered under section 15 of the Act (15 U.S.C.78o). (b) Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). (e) An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E) (f) An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F) (g) A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G) (h) A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813) (i) A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3) (j) A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J) (k) Group, in accordance with 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J), please specify the type of institution _____________. SCHEDULE 13G CUSIP NO. 75686R202 PAGE 4 OF 5 PAGES

Ownership

Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1 (a) Amount beneficially owned 1,038,557 (b) Percent of Class 15.1% (c) Number of shares as to which such person has (i) sole power to vote or direct the vote 636,146 (1) (ii) shared power to vote or direct the vote 402,411 (2) (iii) sole power to dispose or direct the disposition of 636,146 (1) (iv) shared power to dispose or direct the disposition of 402,411 (2) (1) Consists of 321,407 shares of Common Stock held of record by the John Charles Simpson Jr. Trust ("JCSJ Trust") and 314,739 shares of Common Stock held of record by the Angela Katherine Simpson Trust ("AKS Trust"). The Reporting Person is the sole trustee of each of the JCSJ Trust and the AKS Trust. (2) Shares are held by S3 Dynamics, L.P. The sole general partner of S3 Dynamics, L.P. is S3 Management, L.L.C., which has management authority over S3 Dynamics, L.P., and Mr. Thibeaux is one of three managers of S3 Management, L.L.C. Mr. Thibeaux is also the trustee or an investment advisor of trusts owning approximately 91% of the limited partnership interests in S3 Dynamics, L.P. The Issuer had 6,892,448 shares of Common Stock outstanding as of March 31, 2024 (after reflecting the transactions reported in this Schedule 13G). All beneficial ownership and voting power percentage calculations with respect to the Common Stock are based on the outstanding shares as of such date.

Ownership of 5 Percent or Less of a Class

Item 5. Ownership of 5 Percent or Less of a Class. Not Applicable

Ownership of More than 5 Percent on Behalf of Another Person

Item 6. Ownership of More than 5 Percent on Behalf of Another Person. Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. Not Applicable

Identification and Classification of Members of the Group

Item 8. Identification and Classification of Members of the Group. Not Applicable

Notice of Dissolution of Group

Item 9. Notice of Dissolution of Group. Not Applicable

Certifications

Item 10. Certifications. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under 240.14a–11. SCHEDULE 13G CUSIP NO. 75686R202 PAGE 5 OF 5 PAGES SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated April 1, 2024 By s Simeon A. Thibeaux Simeon A. Thibeaux

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