Rivernorth Capital & Income Fund, Inc. (RSF) — SEC Filings
Rivernorth Capital & Income Fund, Inc. (RSF) — 6 SEC filings. Latest: DEF 14A (Aug 26, 2025). Includes 2 DEF 14A, 2 8-K, 2 SC 13G/A.
View Rivernorth Capital & Income Fund, Inc. on SEC EDGAR
Overview
Rivernorth Capital & Income Fund, Inc. (RSF) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a DEF 14A filed on Aug 26, 2025: RiverNorth Capital & Income Fund, Inc. (RSF) and seven other RiverNorth funds are holding a combined Annual Meeting of Stockholders on September 22, 2025, in West Palm Beach, Florida. The primary agenda is the election of Directors to the Board of each Fund. For RSF, stockholders will elect two Clas
Sentiment Summary
Across 6 filings, the sentiment breakdown is: 2 bearish, 4 neutral. The dominant filing sentiment for Rivernorth Capital & Income Fund, Inc. is neutral.
Filing Type Overview
Rivernorth Capital & Income Fund, Inc. (RSF) has filed 2 DEF 14A, 2 8-K, 2 SC 13G/A with the SEC between Feb 2024 to Aug 2025.
Filings by Year
Recent SEC Filings (6)
| Date | Form | Description | Risk |
|---|---|---|---|
| Aug 26, 2025 | DEF 14A | RiverNorth Funds Seek Board Re-election Amidst Staggered Terms | low |
| Oct 1, 2024 | 8-K | RiverNorth Capital & Income Fund Faces Delisting Concerns | high |
| Sep 4, 2024 | 8-K | RiverNorth Capital & Income Fund Faces Delisting Notice | high |
| Aug 21, 2024 | DEF 14A | RiverNorth Funds File Annual Proxy Statement | low |
| Feb 13, 2024 | SC 13G/A | SC 13G/A Filing | |
| Feb 8, 2024 | SC 13G/A | SIT Investment Associates Amends RSF Stake Filing | low |
Risk Profile
Risk Assessment: Of RSF's 5 recent filings, 2 were flagged as high-risk, 0 as medium-risk, and 3 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.
Key Executives
- J. Wayne Hutchens
- David M. Swanson
- Jerry R. Raio
- Marcus L. Collins
Industry Context
The RiverNorth Capital & Income Fund, Inc. operates within the closed-end fund industry, which often focuses on income generation and capital appreciation through various investment strategies. These funds compete for investor capital with other closed-end funds, open-end mutual funds, and exchange-traded funds (ETFs) that offer similar investment objectives. The industry is influenced by interest rate environments, market volatility, and investor demand for yield-oriented products.
Top Tags
delisting (2) · DEF 14A (1) · Proxy Statement (1) · Director Election (1) · Corporate Governance (1) · Closed-End Fund (1) · Shareholder Meeting (1) · Board of Directors (1) · listing-rules (1) · regulatory-filing (1)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| Annual Meeting Date | September 22, 2025 | Date stockholders will vote on director elections |
| Record Date | August 19, 2025 | Date for determining eligible stockholders to vote |
| Class II Directors | 2 | Number of Class II Directors to be elected for RSF |
| Class III Director | 1 | Number of Class III Directors to be elected for RSF |
| Year Term | 3 | Term length for elected directors |
| Funds | 8 | Number of RiverNorth funds participating in the combined annual meeting |
| Meeting Time | 11:00 a.m. (Eastern Time) | Scheduled start time for the Annual Meeting |
| Computershare Toll-Free Number | (866) 963-5819 | Contact for voting process questions |
| Filing Date | 20240821 | Date the DEF 14A was filed with the SEC. |
| Report Period End Date | 20240919 | The end date for the reporting period covered by the filing. |
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Frequently Asked Questions
What are the latest SEC filings for Rivernorth Capital & Income Fund, Inc. (RSF)?
Rivernorth Capital & Income Fund, Inc. has 6 recent SEC filings from Feb 2024 to Aug 2025, including 2 DEF 14A, 2 8-K, 2 SC 13G/A. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of RSF filings?
Across 6 filings, the sentiment breakdown is: 2 bearish, 4 neutral. The dominant sentiment is neutral.
Where can I find Rivernorth Capital & Income Fund, Inc. SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Rivernorth Capital & Income Fund, Inc. (RSF) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Rivernorth Capital & Income Fund, Inc.?
Financial highlights for Rivernorth Capital & Income Fund, Inc. are available when 10-K or 10-Q filings are enriched with AI analysis. Check back as new filings are processed.
What is the investment thesis for RSF?
The investment thesis for RSF includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Rivernorth Capital & Income Fund, Inc.?
Key executives identified across Rivernorth Capital & Income Fund, Inc.'s filings include J. Wayne Hutchens, David M. Swanson, Jerry R. Raio, Marcus L. Collins.
What are the main risk factors for Rivernorth Capital & Income Fund, Inc. stock?
Of RSF's 5 assessed filings, 2 were flagged high-risk, 0 medium-risk, and 3 low-risk.
What are recent predictions and forward guidance from Rivernorth Capital & Income Fund, Inc.?
Forward guidance and predictions for Rivernorth Capital & Income Fund, Inc. are extracted from SEC filings as they are enriched.