Runway Growth Finance Corp. Files 8-K on Security Holder Vote Matters
Ticker: RWAYI · Form: 8-K · Filed: Aug 26, 2024 · CIK: 1653384
Sentiment: neutral
Topics: corporate-governance, shareholder-vote
Related Tickers: RWGF
TL;DR
RWGF filed an 8-K for a shareholder vote - important stuff happening.
AI Summary
On August 26, 2024, Runway Growth Finance Corp. filed an 8-K report detailing a submission of matters to a vote of security holders. The filing occurred on August 26, 2024, with the earliest event reported on August 22, 2024. The company is incorporated in Maryland and its principal executive offices are located in Chicago, Illinois.
Why It Matters
This filing indicates that Runway Growth Finance Corp. is engaging its security holders on important corporate matters, which could impact the company's future direction and shareholder rights.
Risk Assessment
Risk Level: low — The filing is procedural, reporting on a vote of security holders, and does not disclose any immediate financial distress or significant negative events.
Key Players & Entities
- Runway Growth Finance Corp. (company) — Registrant
- Maryland (jurisdiction) — State of incorporation
- Chicago, Illinois (location) — Business address city and state
FAQ
What specific matters are being submitted to a vote of security holders?
The filing states it is a 'Submission of Matters to a Vote of Security Holders' but does not specify the exact matters within the provided text.
When was the earliest event reported in this 8-K filing?
The earliest event reported was on August 22, 2024.
What is the exact name of the registrant?
The exact name of the registrant is Runway Growth Finance Corp.
In which state is Runway Growth Finance Corp. incorporated?
Runway Growth Finance Corp. is incorporated in Maryland.
What is the business address of Runway Growth Finance Corp.?
The business address is 205 N. Michigan Ave., Suite 4200, Chicago, IL 60601.
Filing Stats: 695 words · 3 min read · ~2 pages · Grade level 11.4 · Accepted 2024-08-26 16:15:19
Key Financial Figures
- $0.01 — registered Common Stock, par value $0.01 per share RWAY Nasdaq Global Select
Filing Documents
- tm2422580d1_8k.htm (8-K) — 35KB
- 0001104659-24-092873.txt ( ) — 258KB
- rway-20240822.xsd (EX-101.SCH) — 4KB
- rway-20240822_def.xml (EX-101.DEF) — 27KB
- rway-20240822_lab.xml (EX-101.LAB) — 36KB
- rway-20240822_pre.xml (EX-101.PRE) — 25KB
- tm2422580d1_8k_htm.xml (XML) — 7KB
07. Submission of Matters to a Vote of Security Holders
Item 5.07. Submission of Matters to a Vote of Security Holders On August 22, 2024, Runway Growth Finance Corp. (the "Company") held its 2024 Annual Meeting of Stockholders (the "Annual Meeting"). The Company submitted two (2) matters to the vote of its stockholders, each of which is described in detail in the Company's definitive proxy statement for the Annual Meeting filed with the Securities and Exchange Commission on July 3, 2024. As of the close of business on July 1, 2024, the record date for the Annual Meeting, there were 38,547,295 shares of the Company's common stock outstanding and entitled to vote at the Annual Meeting. A summary of the matters voted upon by the Company's stockholders at the Annual Meeting is set forth below. Proposal 1: Election of Directors The Company's stockholders re-elected three directors to the Board of Directors, including Julie Persily and John F. Engel to serve until the 2027 Annual Meeting of Stockholders and until his or her successor is duly elected and qualified, and Gregory M. Share to serve for the remainder of the Class III director term until the 2025 Annual Meeting of Stockholders and until his successor is duly elected and qualified. The following votes were taken in connection with this proposal: Name For Withhold Broker Non-Votes Julie Persily 15,216,445 2,153,024 8,867,737 John F. Engel 15,225,321 2,144,149 8,867,736 Gregory M. Share 17,253,837 115,633 8,867,736 Proposal 2: Ratification of the selection of RSM US LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024 The Company's stockholder ratified the selection of RSM US LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024. The following votes were taken in connection with this proposal: For Against Abstain Broker Non-Votes 26,011,676 156,184 69,349 0
01. Financial Statements and Exhibits
Item 9.01. Financial Statements and Exhibits (d) Exhibits: Exhibit Number Description 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: August 26, 2024 RUNWAY GROWTH FINANCE CORP. By: /s/ Thomas B. Raterman Thomas B. Raterman Chief Operating Officer, Chief Financial Officer, Treasurer and Secretary