OCM Growth Holdings LLC Amends Runway Growth Finance Filing

TL;DR

OCM Growth Holdings LLC updated its 13D filing for Runway Growth Finance Corp. on 3/20/24.

AI Summary

OCM Growth Holdings LLC, an affiliate of Oaktree Capital Management, has amended its Schedule 13D filing regarding Runway Growth Finance Corp. as of March 20, 2024. The filing indicates a change in beneficial ownership, though specific new holdings or percentage changes are not detailed in this excerpt. OCM Growth Holdings LLC is based in Los Angeles, California.

Why It Matters

This amendment signals a potential shift in the ownership structure or investment strategy concerning Runway Growth Finance Corp., which could impact its stock performance and future business decisions.

Risk Assessment

Risk Level: medium — Amendments to Schedule 13D filings often indicate significant changes in beneficial ownership, which can lead to increased volatility and uncertainty for investors.

Key Players & Entities

• OCM Growth Holdings LLC (company) — Filer of the Schedule 13D/A amendment
• Runway Growth Finance Corp. (company) — Subject company of the filing
• Oaktree Capital Management (company) — Affiliated entity of the filer
• 20240320 (date) — Date of the filing amendment

FAQ

Key Financial Figures

• $0.01 — me of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) (CUS
• $11,330,000 — of the Issuer for aggregate proceeds of $11,330,000 (the Block Sale). Item 5. Interest in
• $11.33 — 00 shares of Common Stock at a price of $11.33 per share as part of the Block Sale.

Filing Documents

• d804221dsc13da.htm (SC 13D/A) — 112KB
• 0001193125-24-072805.txt ( ) — 114KB

Identity and Background

Item 2. Identity and Background (a)-(c) & (f) This Schedule 13D is filed as a joint statement pursuant to Rule 13d-1(k) under the Act by each of the following persons (collectively, the Reporting Persons): 1) OCM Growth Holdings, LLC, a Delaware limited liability company (the OCM Growth), whose principal business is to invest in securities; 2) Oaktree Opportunities Fund Xb Holdings (Delaware), L.P., a Delaware limited partnership (Fund Xb Delaware), whose principal business is to invest in securities; 3) Brookfield Oaktree Holdings, LLC (f/k/a Oaktree Capital Group, LLC), a Delaware limited liability company (BOH), in its capacity as the indirect manager of OCM Growth and Fund Xb Delaware; 4) Oaktree Capital Group Holdings GP, LLC, a Delaware limited liability company (OCGH GP, and together with OCM Growth, Fund Xb Delaware, and BOH, the Oaktree Entities), whose principal business is to serve as, and perform the functions of, the indirect owner of the class B units of BOH, in its capacity as such; 5) Brookfield Corporation, an Ontario corporation (BN), as the indirect owner of the Class A units of BOH, in its capacity as such; and 6) BAM Partners Trust, a trust formed under the laws of Ontario, in its capacity as the sole owner of Class B Limited Voting Shares of BN. Set forth in Annex A, incorporated by reference to Amendment No. 11, is a listing of the directors, executive officers, investment managers, managers, members and general partners, as applicable, of each Reporting Person (collectively, the Covered Persons) and is incorporated by reference. Except as set forth in Annex A, each of the Covered Persons that is a natural person is a United States citizen. The principal business address of each of the Oaktree Entities and Covered Persons is 333 S. Grand Avenue, 28th Floor, Los Angeles, CA 90071. The principal business address of each of BAM Partners Trust and Brookfield Corporation is Brookfield Place, Suite 300, 181 Bay St. P.O. Box

Purpose of the Transaction

Item 4. Purpose of the Transaction. On March 18, 2024, the Reporting Persons participated in a block trade in which they sold 1,000,000 shares of Common Stock of the Issuer for aggregate proceeds of $11,330,000 (the Block Sale).

Interest in Securities of the Issuer

Item 5. Interest in Securities of the Issuer Items 5 (a)-(c), (e) of the Schedule 13D are hereby amended and restated as follows: (a) and (b) The information contained on the cover page of this Schedule 13D is incorporated by reference. OCM Growth directly holds the Issuers Common Stock and has shared power to vote and dispose of the Issuers Common Stock. Fund Xb Delaware directly holds the Issuers Common Stock and has shared power to vote and dispose of the Issuers Common Stock. BOH, in its capacity as the indirect manager of OCM Growth and Fund Xb Delaware, may be deemed to have indirect beneficial ownership of the shares of Common Stock held by OCM Growth and Fund Xb Delaware. OCGH GP, in its capacity as the indirect owner of the class B units of BOH, has the ability to appoint and remove certain directors of BOH and, as such, may indirectly control the decisions of BOH regarding the vote and disposition of securities held by OCM Growth and Fund Xb Delaware. BN, in its capacity as the indirect owner of class A units of BOH, may be deemed to have indirect beneficial ownership of the Shares held by OCM Growth and Fund Xb Delaware. BAM Partners Trust, in its capacity as the sole owner of Class B Limited Voting Shares of BN, has the ability to appoint and remove certain directors of BN and, as such, may indirectly control the decisions of BN regarding the vote and disposition of securities held by OCM Growth and Fund Xb Delaware; therefore BAM Partners Trust may be deemed to have indirect beneficial With respect to the shares of Common Stock reported herein, each of the Reporting Persons may be deemed to have sole voting and dispositive power or the sole power to direct the vote and disposition of the number of shares of Common Stock which such Reporting Person may be deemed to beneficially own as set forth above. Neither the filing of this Schedule 13D nor any of its contents shal

Material to Be Filed as Exhibits

Item 7. Material to Be Filed as Exhibits The following are filed herewith as Exhibits to this Schedule 13D: Exhibit 99.7(7) Agreement Required for Joint Filing by Rule 13d1(k)(1) under the Securities Exchange Act of 1934, as amended. SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated as of March 20, 2024 OCM GROWTH HOLDINGS, LLC By: Oaktree Fund GP, LLC Its: Manager By: Its: Oaktree Fund GP I, L.P. Managing Member By: /s/ Henry Orren Name: Henry Orren Title: Senior Vice President OAKTREE OPPORTUNITIES FUND XB HOLDINGS (DELAWARE), L.P. Oaktree Fund GP, LLC Manager Oaktree Fund GP I, L.P. Managing Member /s/ Henry Orren Henry Orren Senior Vice President BROOKFIELD OAKTREE HOLDINGS, LLC By: /s/ Henry Orren Name: Henry Orren Title: Senior Vice President OAKTREE CAPITAL GROUP HOLDINGS GP, LLC By: /s/ Henry Orren Name: Henry Orren Title: Senior Vice President BROOKFIELD CORPORATION By: /s/ Swati Mandava Name: Swati Mandava Title: Managing Director, Legal & Regulatory BAM PARTNERS TRUST By: /s/ Kathy Sarpash Name: Kathy Sarpash Title: Secretary

View Full Filing

View this SC 13D/A filing on SEC EDGAR