Rezolute, Inc. Files 8-K on Corporate Actions

TL;DR

Rezolute (RZLT) filed an 8-K detailing corporate governance updates and financial filings.

AI Summary

Rezolute, Inc. filed an 8-K on December 10, 2024, reporting events as of December 5, 2024. The filing primarily concerns amendments to its Articles of Incorporation or Bylaws, submission of matters to a vote of security holders, and financial statements/exhibits. Rezolute, Inc. was formerly known as AntriaBio, Inc. and FITS MY STYLE INC.

Why It Matters

This 8-K filing indicates significant corporate governance activities and potential changes for Rezolute, Inc., which could impact its operational structure and shareholder rights.

Risk Assessment

Risk Level: low — The filing is a routine corporate disclosure and does not appear to contain any immediate negative financial or operational news.

Key Players & Entities

• Rezolute, Inc. (company) — Registrant
• AntriaBio, Inc. (company) — Former Company Name
• FITS MY STYLE INC (company) — Former Company Name
• 20241205 (date) — Earliest event reported date
• 20241210 (date) — Filing date

FAQ

Key Financial Figures

• $0.001 — ch registered Common Stock, par value $0.001 per share RZLT Nasdaq Capital Market

Filing Documents

• tm2430664d1_8k.htm (8-K) — 55KB
• tm2430664d1_ex3-1.htm (EX-3.1) — 7KB
• 0001104659-24-127228.txt ( ) — 237KB
• rzlt-20241205.xsd (EX-101.SCH) — 3KB
• rzlt-20241205_lab.xml (EX-101.LAB) — 33KB
• rzlt-20241205_pre.xml (EX-101.PRE) — 22KB
• tm2430664d1_8k_htm.xml (XML) — 4KB

03 Amendments to Articles of Incorporation or Bylaws; Change

Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. On December 6, 2024, Rezolute, Inc. (the "Company") filed with the Secretary of State of the State of Nevada, a Certificate of Amendment to the Amended and Restated Articles of Incorporation of the Company (the "Certificate of Amendment"), which was approved by the Company's stockholders at the Company's annual meeting of stockholders held on December 5, 2024 and by written consent of the Company's board of directors on October 16, 2024. The Certificate of Amendment increases the Company's authorized common stock from 100,000,000 shares to an aggregate of 165,000,000 shares. It will not change the total number of shares of Preferred Stock authorized for issuance by the Company. This summary of the Certificate of Amendment is qualified in its entirety by reference to the Certificate of Amendment, a copy of which is attached hereto as Exhibit 3.1 and incorporated by reference herein. A more complete description of the foregoing amendment is set forth in the Company's definitive proxy statement on Schedule 14A filed with the SEC on October 21, 2024.

07 Submission of Matters to a Vote of Security Holders

Item 5.07 Submission of Matters to a Vote of Security Holders. The Company held its 2025 annual meeting of stockholders on December 5, 2024. The meeting was held virtually at RZLT (issuerdirect.com) . As of the record date, October 7, 2024, there were a total of 55,927,913 shares of common stock outstanding and entitled to vote at the special meeting. At the annual meeting, 36,588,042 shares of common stock were represented in person (virtually) or by proxy; therefore, a quorum was present. The final voting results for the matters submitted to a vote of stockholders were as follows: Proposal No. 1 - Election of Directors To elect the following nominees to serve as members of the Company's board of directors: Nominee Name Votes For Votes Withheld Broker Non Votes Nevan Charles Elam 36,573,851 14,191 842,480 Young-Jin Kim 34,816,551 1,771,491 842,480 Gil Labrucherie 36,090,227 497,815 842,480 Philippe Fauchet 36,402,654 185,388 842,480 Nerissa Kreher 36,396,819 191,223 842,480 Wladimir Hogenhuis 36,402,644 185,398 842,480 Proposal No. 2 - Ratification of Independent Registered Public Accounting Firm To ratify Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending on June 30, 2025: Votes For Votes Against Abstentions Broker Non Votes 36,801,947 465,204 163,371 - Proposal No. 3 - Say-on-Pay Proposal To approve by a non-binding advisory vote, the compensation of the Company's named executive officers, as disclosed in the Executive Compensation section of the proxy statement: Votes For Votes Against Abstentions Broker Non Votes 36,519,454 56,680 11,908 842,480 Proposal No. 4 – Share Increase Proposal To approve an amendment to the Company's Articles of Incorporation to increase the Company's authorized common stock from 100,000,000 shares of common stock to an aggregate of 165,000,000 shares of common stock: Votes For Votes Against Abstentions Bro

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits. The following Exhibits are furnished as part of this Current Report on Form 8-K. Exhibit No. Description 3.1 Certificate of Amendment, as filed with the Secretary of the State of Nevada on December 6, 2024 104 Cover Page Interactive Data File (formatted as inline XBRL)

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. REZOLUTE, INC. DATE: December 10, 2024 By: /s/ Nevan Elam Nevan Elam Chief Executive Officer

View Full Filing

View this 8-K filing on SEC EDGAR