Rezolute, Inc. Announces 2024 Annual Meeting of Stockholders on May 16

TL;DR

<b>Rezolute, Inc. will hold its 2024 Annual Meeting of Stockholders virtually on May 16, 2024, to elect directors, ratify auditors, and vote on executive compensation and incentive plan amendments.</b>

AI Summary

Rezolute, Inc. (RZLT) filed a Proxy Statement (DEF 14A) with the SEC on April 15, 2024. The 2024 Annual Meeting of Stockholders for Rezolute, Inc. will be held virtually on May 16, 2024, at 3:00 p.m. Pacific Time. Key agenda items include the election of six directors: Nevan Charles Elam, Gil Labrucherie, Philippe Fauchet, Nerissa Kreher, Wladimir Hogenhuis, and Young-Jin Kim. Stockholders will vote to ratify the appointment of Grant Thornton LLP as the independent registered public accountants for the fiscal year ending June 30, 2024. A non-binding advisory vote will be held to approve the compensation of the Company's named executive officers (NEOs). The meeting will also address the approval of an amendment to the 2021 Incentive Compensation Plan to incorporate an incentive compensation recovery policy.

Why It Matters

For investors and stakeholders tracking Rezolute, Inc., this filing contains several important signals. The election of directors and ratification of auditors are standard corporate governance procedures crucial for company oversight and financial integrity. The advisory vote on executive compensation and the proposed amendment to the incentive plan are key for aligning management incentives with shareholder interests and strengthening corporate governance.

Risk Assessment

Risk Level: low — Rezolute, Inc. shows low risk based on this filing. The filing is a routine proxy statement for an annual meeting, with no immediate financial or operational disclosures that would indicate high risk.

Analyst Insight

Stockholders should review the director nominees, executive compensation details, and proposed incentive plan amendments before the May 16th meeting.

Key Numbers

• May 16, 2024 — Annual Meeting Date (Date of the 2024 Annual Meeting of Stockholders.)
• 3:00 p.m. Pacific Time — Annual Meeting Time (Time of the 2024 Annual Meeting of Stockholders.)
• June 30, 2024 — Fiscal Year End (Fiscal year for which Grant Thornton LLP is proposed as auditor.)
• March 18, 2024 — Record Date (Date for determining stockholders entitled to notice and vote at the Annual Meeting.)
• April 15, 2024 — Proxy Statement Distribution Date (Anticipated date for first sending the Proxy Statement to stockholders.)

Key Players & Entities

• Rezolute, Inc. (company) — Registrant and filer of the proxy statement.
• Nevan Charles Elam (person) — Nominee for the Company's Board of Directors.
• Gil Labrucherie (person) — Nominee for the Company's Board of Directors.
• Philippe Fauchet (person) — Nominee for the Company's Board of Directors.
• Nerissa Kreher (person) — Nominee for the Company's Board of Directors.
• Wladimir Hogenhuis (person) — Nominee for the Company's Board of Directors.
• Young-Jin Kim (person) — Nominee for the Company's Board of Directors.
• Grant Thornton LLP (company) — Proposed independent registered public accountants for fiscal year ending June 30, 2024.

FAQ

Key Dates

• 2024-05-16: Annual Meeting of Stockholders — Key decisions on board composition, auditor, executive pay, and incentive plans will be made.
• 2024-04-15: Proxy Statement Filing/Distribution — Indicates the availability of detailed information for stockholders to review before the meeting.
• 2024-03-18: Record Date — Determines which shareholders are eligible to vote at the Annual Meeting.

Filing Documents

• tm242983-1_def14a.htm (DEF 14A) — 550KB
• bc_capvstsr-4c.jpg (GRAPHIC) — 55KB
• bc_capvsnetincome-4c.jpg (GRAPHIC) — 50KB
• px_24rezpxy01pg01-bw.jpg (GRAPHIC) — 189KB
• px_24rezpxy01pg02-bw.jpg (GRAPHIC) — 128KB
• 0001104659-24-046889.txt (&nbsp;) — 1067KB

From the Filing

DEF 14A 1 tm242983-1_def14a.htm DEF 14A tm242983-1_def14a - none - 5.3906442s TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Proxy Statement Definitive Additional Materials Soliciting Material Pursuant to 240.14a-12 Rezolute, Inc. (Name of Registrant as Specified in its Charter) Not Applicable (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of Filing Fee (Check the appropriate box): No fee required Fee paid previously with preliminary materials Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11 TABLE OF CONTENTS REZOLUTE, INC. NOTICE OF 2024 ANNUAL MEETING OF STOCKHOLDERS May 16, 2024 3:00 p.m. Pacific Time To the Stockholders of Rezolute, Inc.: The 2024 Annual meeting of the stockholders (the " Annual Meeting ") of Rezolute, Inc., a Nevada corporation (the " Company "), will be held via a virtual meeting on Thursday, May 16, 2024 at 3:00 p.m. Pacific Time. You may virtually attend the Annual Meeting, vote, and submit a question during the Annual Meeting by visiting https://agm.issuerdirect.com/rzlt. The Annual Meeting will be held for the following purposes: (1) To elect Nevan Charles Elam, Gil Labrucherie, Philippe Fauchet, Nerissa Kreher, Wladimir Hogenhuis, and Young-Jin Kim to the Company's Board of Directors. (2) To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accountants for the fiscal year ending on June 30, 2024. (3) To approve, by a non-binding advisory vote, the compensation of the Company's named executive officers, or NEOs, as disclosed in the Executive Compensation section of this Proxy Statement. (4) To approve the amendment to our 2021 Incentive Compensation Plan to reflect the adoption of the Company's incentive compensation recovery policy. (5) To transact such other business as may properly come before the meeting, or any postponements or adjournments thereof. All stockholders of record at the close of business on March 18, 2024 are entitled to notice of and to vote at such meeting. The date on which we anticipate this Proxy Statement and the accompanying proxy will be first sent or given to stockholders will be on or about April 15, 2024. Important Notice Regarding the Availability of Proxy Materials for the Annual Meeting of Stockholders to Be Held on Thursday, May 16, 2024. Pursuant to the rules of the Securities and Exchange Commission (the " SEC "), the Company has elected to provide access to its proxy materials by sending you a full set of proxy materials, including this Notice, the accompanying Proxy Statement and Proxy Card. All stockholders are cordially invited to virtually attend the Annual Meeting. If you virtually attend the meeting, you may withdraw your proxy and vote your shares at the meeting. Your vote is extremely important. Whether or not you expect to virtually attend the Annual Meeting, please vote by mail, Internet or telephone as described in the enclosed proxy materials. By order of the Board of Directors /s/ Nevan Charles Elam Nevan Charles Elam Chief Executive Officer and Acting Chairman of the Board Redwood City, California TABLE OF CONTENTS TABLE OF CONTENTS GENERAL INFORMATION 1 QUESTIONS AND ANSWERS ABOUT THE ANNUAL MEETING AND VOTING 2 PROPOSAL 1 ELECTION OF DIRECTORS 7 PROPOSAL 2 ACCOUNTANT PROPOSAL 19 PROPOSAL 3 SAY-ON-PAY PROPOSAL 21 PROPOSAL 4 2021 INCENTIVE COMPENSATION PLAN AMENDMENT PROPOSAL 32 OTHER MATTERS 33 COSTS OF PROXY SOLICITATION 33 AVAILABLE INFORMATION 33 i TABLE OF CONTENTS 2024 ANNUAL MEETING OF STOCKHOLDERS to be held May 16, 2024 PROXY STATEMENT GENERAL INFORMATION The enclosed proxy is solicited by the Board of Directors (also referred to as the " Board " herein) of Rezolute, Inc., a Nevada corporation, (which we refer to as the " Company ," " Rezolute ," " we ," " us ," or " our ") for use at the 2024 Annual Meeting of Stockholders of the Company (the " Annual Meeting "), to be held on Thursday, May 16, 2024 at 3:00 p.m. Pacific Time, via a virtual meeting, and at any postponement or adjournment thereof. You may virtually attend the Annual Meeting, vote, and submit a question during the Annual Meeting by visiting https://agm.issuerdirect.com/rzlt. If you plan to virtually attend the Annual Meeting, please follow the voting and registration instructions as outlined in this Proxy Statement. All stockholders of record at the

View Full Filing

View this DEF 14A filing on SEC EDGAR