First Manhattan Co. LLC Amends Rezolute (RZLT) Stake

TL;DR

**First Manhattan Co. LLC is still holding Rezolute (RZLT) shares, signaling continued institutional interest.**

AI Summary

First Manhattan Co. LLC, a Delaware-based investment firm, filed an amended SC 13G/A on February 12, 2024, disclosing its ownership in Rezolute, Inc. (NASDAQ: RZLT) as of December 31, 2023. The filing indicates that First Manhattan Co. LLC is part of a group holding Rezolute's common stock. This matters to investors because it shows a significant institutional investor's continued involvement and potential influence on the company's stock, signaling their ongoing interest in Rezolute's future performance.

Why It Matters

This filing confirms a major institutional investor's continued position in Rezolute, Inc., which can influence market perception and potentially provide stability or liquidity to the stock.

Risk Assessment

Risk Level: low — This filing is an amendment to a previous disclosure, indicating ongoing institutional ownership rather than a new, volatile event.

Analyst Insight

Investors should note the continued institutional interest from First Manhattan Co. LLC in Rezolute, Inc. This could be a positive signal, but further due diligence into Rezolute's fundamentals and First Manhattan's investment thesis would be prudent before making investment decisions.

Key Players & Entities

• First Manhattan Co. LLC (company) — the reporting person and institutional investor
• Rezolute, Inc. (company) — the subject company whose securities are being reported
• Delaware (place) — place of organization for First Manhattan Co. LLC
• December 31, 2023 (date) — date of event which requires filing of this statement
• $0.001 (dollar_amount) — par value per share of Rezolute, Inc. Common Stock

FAQ

Key Financial Figures

• $0.001 — me of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securiti

Filing Documents

• firstmanhattan-rzlt123123a1.htm (SC 13G/A) — 55KB
• 0001172661-24-000734.txt ( ) — 56KB

(a)Name of Issuer

Item 1. (a)Name of Issuer Rezolute, Inc.

(b)Address of Issuer’s Principal

Item 1. (b)Address of Issuer’s Principal Executive Offices 275 Shoreline Drive, Suite 500 Redwood

(a)Name of Person Filing

Item 2. (a)Name of Person Filing: First Manhattan Co. LLC

(b)Address

Item 2. (b)Address of Principal Business Office: 399 Park Avenue New York, NY 10022

(c)Citizenship

Item 2. (c)Citizenship: Delaware

(d)Title of Class of Securities

Item 2. (d)Title of Class of Securities Common Stock, par value $0.001 per share

(e) CUSIP No

Item 2. (e) CUSIP No.: 76200L309 CUSIP No. 76200L309 SCHEDULE 13G/A Page 4 of 6 Pages

If

Item 3.If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) o Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); (b) Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); (c) Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); (d) Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); (e) x An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); (f) An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); (g) A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); (h) A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J); (k) A group, in accordance with 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J), please specify the type of institution: CUSIP No. 76200L309 SCHEDULE 13G/A Page 5 of 6 Pages Item 4.Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 2,680,978 (b) Percent of class: 6.77% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 2,680,978 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 2,680,978 (iv) Shared power to dispose or to direct the disposition of: 0 Item 5.Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof t

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View this SC 13G/A filing on SEC EDGAR