Asset Entities Inc. Files S-1 for Public Offering

TL;DR

Asset Entities Inc. just filed an S-1, looks like they're gearing up for a public offering. Keep an eye on this one.

AI Summary

Asset Entities Inc. filed an S-1 registration statement on June 7, 2024, for an unspecified amount of securities to be offered from time to time. The company, incorporated in Nevada with its principal executive offices in Dallas, TX, operates in the prepackaged software industry. Matthew Krueger is listed as the Chief Financial Officer.

Why It Matters

This S-1 filing indicates Asset Entities Inc. is preparing to offer its securities to the public, which could lead to increased liquidity and investment opportunities for shareholders.

Risk Assessment

Risk Level: medium — As an S-1 filing, it signifies a company preparing for a public offering, which inherently carries market and execution risks.

Key Numbers

• 7372 — SIC Code (Prepackaged Software Industry)
• 881293236 — IRS Number (Employer Identification Number)

Key Players & Entities

• Asset Entities Inc. (company) — Registrant
• June 7, 2024 (date) — Filing Date
• Nevada (jurisdiction) — State of Incorporation
• Dallas, TX (location) — Principal Executive Offices
• Matthew Krueger (person) — Chief Financial Officer
• 333-280020 (registration_number) — SEC File Number

FAQ

Key Financial Figures

• $0.0001 — of the shares of Class B Common Stock, $0.0001 par value per share (the “Class B
• $10,000 — d value (“Stated Value”) of $10,000 per share of Series A Preferred Stock,
• $0.75 — ice (“Conversion Price”) of $0.75 per share of Class B Common Stock, and
• $0.0855 — rice (the “Floor Price”) of $0.0855 per share regardless of whether the Exc
• $115,500 — ing Stockholders . We may receive up to $115,500 in gross proceeds from the cash exercis
• $0.491 — the Class B Common Stock on Nasdaq was $0.491. We have two classes of authorized com
• $3,000,000 — red Stock for maximum gross proceeds of $3,000,000. The shares of the Series A Preferred S
• $1,500,000 — A Preferred Stock for gross proceeds of $1,500,000. The second closing (the “Second

Filing Documents

• ea0207404-s1_asset.htm (S-1) — 313KB
• ea020740401ex3-3_asset.htm (EX-3.3) — 304KB
• ea020740401ex5-1_asset.htm (EX-5.1) — 17KB
• ea020740401ex23-1_asset.htm (EX-23.1) — 4KB
• ea020740401ex-fee_asset.htm (EX-FILING FEES) — 20KB
• image_001.jpg (GRAPHIC) — 3KB
• image_002.jpg (GRAPHIC) — 11KB
• ex3-3_001.jpg (GRAPHIC) — 11KB
• ex3-3_002.jpg (GRAPHIC) — 5KB
• ex5-1_001.jpg (GRAPHIC) — 2KB
• ex5-1_002.jpg (GRAPHIC) — 1KB
• ex23-1_001.jpg (GRAPHIC) — 26KB
• ex23-1_002.jpg (GRAPHIC) — 11KB
• 0001213900-24-050516.txt ( ) — 758KB

Description of Securities

Description of Securities 6

Risk Factors

Risk Factors 9 Cautionary Note Regarding

Forward-Looking Statements

Forward-Looking Statements 11

Use of Proceeds

Use of Proceeds 12 Selling Stockholders 12 Plan of Distribution 14 Legal Matters 15 Experts 15 Where You Can Find Additional Information 15 Documents Incorporated by Reference 16 You should rely only on the information that we have provided or incorporated by reference in this prospectus, any supplement to this prospectus, and any related free writing prospectus that we may authorize to be provided to you. We have not authorized anyone to provide you with different information. No dealer, salesperson or other person is authorized to give any information or to represent anything not contained in or incorporated by reference in this prospectus, any prospectus supplement, or any related free writing prospectus that we may authorize to be provided to you. You must not rely on any unauthorized information or representation. This prospectus is an offer to sell only the securities offered hereby, but only under circumstances and in jurisdictions where it is lawful to do so. You should assume that the information in this prospectus, prospectus supplement, or any related free writing prospectus is accurate only as of the date on the front of the document and that any information we have incorporated by reference is accurate only as of the date of the document incorporated by reference, regardless of the time of delivery of this prospectus, any supplement to this prospectus, or any related free writing prospectus, or any sale of a security. Trademarks, Trade Names and Service Marks We use various trademarks, trade names and service marks in our business, including “AE 360 DDM”, “Asset Entities Where Assets Are Created”, “SiN”, “Social Influencer Network”, “Ternary D”, “Options Swing”, and associated marks. For convenience, we may not include the , ® or ™ symbols, but such omission is not meant to indicate that we would not protect our intellectual property rights

View Full Filing

View this S-1 filing on SEC EDGAR