SC 13G: Scorpius Holdings, Inc.

AI Summary

SC 13G filing by Scorpius Holdings, Inc..

Risk Assessment

Risk Level: low

FAQ

Key Financial Figures

• $0.0002 — Inc. (Name of Issuer) Common Stock, $0.0002 par value per share (Title of Class o

Filing Documents

• g084448_sc13g.htm (SC 13G) — 82KB
• 0001753926-24-001630.txt ( ) — 84KB

From the Filing

SC 13G 1 g084448_sc13g.htm SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Scorpius Holdings, Inc. (Name of Issuer) Common Stock, $0.0002 par value per share (Title of Class of Securities) 42237K508 (CUSIP Number) September 17, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Rule 13d-1(b) Rule 13d-1(c) Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 42237K508 13G Page 2 of 8 Pages 1. NAMES OF REPORTING PERSONS 3i, LP 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) (b) 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware, United States NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 0 6. SHARED VOTING POWER 359,297 (1) 7. SOLE DISPOSITIVE POWER 0 8. SHARED DISPOSITIVE POWER 359,297 (1) 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 359,297 (1) 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.9% (1) 12. TYPE OF REPORTING PERSON (see instructions) PN (1) As more fully described in Item 4 of this statement on Schedule 13G (this “ Schedule 13G ”), such shares and percentage are based on 3,384,268 shares of common stock, par value $0.0002 per share, of the issuer (the “ Common Stock ”) outstanding, as verified with the issuer, and do not give full effect to the shares of Common Stock issuable upon full exercise of the (i) common stock purchase warrants of the issuer (the “ Warrants ”) directly owned by the reporting person, which exercise is subject to a 4.99% beneficial ownership limitation provision, and (ii) pre-funded common stock purchase warrants of the issuer (the “ Pre-Funded Warrants ”) directly owned by the reporting person, which exercise is subject to a 9.99% beneficial ownership limitation provision. CUSIP No. 42237K508 13G Page 3 of 8 Pages 1. NAMES OF REPORTING PERSONS 3i Management LLC 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) (b) 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware, United States NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 0 6. SHARED VOTING POWER 359,297 (1) 7. SOLE DISPOSITIVE POWER 0 8. SHARED DISPOSITIVE POWER 359,297 (1) 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 359,297 (1) 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.9% (1) 12. TYPE OF REPORTING PERSON (see instructions) OO (1) As more fully described in Item 4 of this Schedule 13G, such shares and percentage are based on 3,384,268 shares of Common Stock outstanding, as verified with the issuer, and do not give full effect to the (i) Warrants indirectly owned by the reporting person, which exercise is subject to a 4.99% beneficial ownership limitation provision, and (ii) Pre-Funded Warrants indirectly owned by the reporting person, which exercise is subject to a 9.99% beneficial ownership limitation provision. CUSIP No. 42237K508 13G Page 4 of 8 Pages 1. NAMES OF REPORTING PERSONS Maier Joshua Tarlow 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) (b) 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 0 6. SHARED VOTING POWER 359,297 (1) 7. SOLE DISPOSITIVE POWER 0 8. SHARED DISPOSITIVE POWER 359,297 (1) 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 359,297 (1) 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.9% (1) 12. TYPE OF REPORTING PERSON (see instructions) IN (1) As more fully described in Item 4 of this Schedule 13G, such shares and percentage are based on 3,384,268 shares of Common Stock outstanding, as v

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