Sera Prognostics Files 8-K: Material Agreement, Other Events
Ticker: SERA · Form: 8-K · Filed: Feb 12, 2025 · CIK: 1534969
Sentiment: neutral
Topics: material-agreement, regulation-fd, corporate-events
Related Tickers: SERA
TL;DR
Sera Prognostics (SERA) filed an 8-K on Feb 10th for a material agreement & other events. Watch for details.
AI Summary
On February 10, 2025, Sera Prognostics, Inc. entered into a material definitive agreement. The company also issued a Regulation FD disclosure and reported other events, including financial statements and exhibits. The filing was made on February 12, 2025.
Why It Matters
This 8-K filing indicates significant corporate activity for Sera Prognostics, Inc., potentially involving new business deals or regulatory updates that could impact investors.
Risk Assessment
Risk Level: medium — Material definitive agreements and other events reported on an 8-K can introduce new risks or opportunities that are not yet fully understood by the market.
Key Players & Entities
- Sera Prognostics, Inc. (company) — Registrant
- February 10, 2025 (date) — Earliest event reported
- February 12, 2025 (date) — Filing date
- 001-40606 (other) — SEC File Number
- 26-1911522 (other) — IRS Employer Identification No.
FAQ
What is the nature of the material definitive agreement entered into by Sera Prognostics, Inc. on February 10, 2025?
The filing states that Sera Prognostics, Inc. entered into a material definitive agreement on February 10, 2025, but the specific details of this agreement are not provided in the summary information.
What are the 'Other Events' reported by Sera Prognostics, Inc. in this 8-K filing?
The filing mentions 'Other Events' as a category for disclosure, alongside the material definitive agreement and Regulation FD disclosure, but the specific nature of these other events is not detailed in the provided text.
When was this 8-K filing submitted to the SEC?
This 8-K filing was submitted to the SEC on February 12, 2025.
What is Sera Prognostics, Inc.'s principal executive office address?
Sera Prognostics, Inc.'s principal executive office is located at 2749 East Parleys Way, Suite 200, Salt Lake City, Utah 84109.
What is the SIC code for Sera Prognostics, Inc.?
The Standard Industrial Classification (SIC) code for Sera Prognostics, Inc. is 8071, which corresponds to SERVICES-MEDICAL LABORATORIES.
Filing Stats: 1,346 words · 5 min read · ~4 pages · Grade level 10.9 · Accepted 2025-02-11 20:46:03
Key Financial Figures
- $0.0001 — which registered Class A Common Stock, $0.0001 par value per share SERA The Nasdaq
- $4.00 — Shares"), at a public offering price of $4.00 per Share (as defined below), and, in l
- $3.9999 — on stock, at a public offering price of $3.9999 per Pre-Funded Warrant, which represent
- $50 m — fering are expected to be approximately $50 million, before deducting underwriting di
Filing Documents
- d862672d8k.htm (8-K) — 35KB
- d862672dex11.htm (EX-1.1) — 215KB
- d862672dex41.htm (EX-4.1) — 70KB
- d862672dex51.htm (EX-5.1) — 13KB
- d862672dex991.htm (EX-99.1) — 9KB
- d862672dex992.htm (EX-99.2) — 10KB
- g862672g0211234818769.jpg (GRAPHIC) — 3KB
- g862672g0211234818935.jpg (GRAPHIC) — 2KB
- 0001193125-25-024518.txt ( ) — 579KB
- sera-20250210.xsd (EX-101.SCH) — 3KB
- sera-20250210_lab.xml (EX-101.LAB) — 18KB
- sera-20250210_pre.xml (EX-101.PRE) — 11KB
- d862672d8k_htm.xml (XML) — 4KB
Financial Statements and Exhibits
Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description 1.1 Underwriting Agreement, dated February 10, 2025, by and among Sera Prognostics, Inc. and Jefferies LLC, TD Securities (USA) LLC and William Blair & Company, L.L.C. as representatives of the several underwriters named therein. 4.1 Form of Pre-Funded Warrant. 5.1 Opinion of Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 23.1 Consent of Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. (included in Exhibit 5.1). 99.1 Launch Press Release of Sera Prognostics, Inc., dated February 10, 2025 99.2 Pricing Press Release of Sera Prognostics, Inc., dated February 10, 2025 104 Cover Page Interactive Data File (embedded within the Inline XBRL document).
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. SERA PROGNOSTICS, INC. Date: February 11, 2025 By: /s/ Austin Aerts Austin Aerts Chief Financial Officer