Stifel Financial Corp. Files 8-K Report

TL;DR

Stifel Financial filed an 8-K, mostly standard financial disclosures.

AI Summary

On May 23, 2024, Stifel Financial Corp. filed an 8-K report. The filing primarily concerns financial statements and exhibits, along with a Regulation FD disclosure. No specific dollar amounts or new material events were detailed in the provided excerpt.

Why It Matters

This filing indicates Stifel Financial Corp. is providing updated financial information and disclosures to the SEC, which is standard practice for public companies.

Risk Assessment

Risk Level: low — The filing appears to be routine and does not disclose any immediate material adverse events or significant changes.

Key Players & Entities

• STIFEL FINANCIAL CORP (company) — Registrant
• May 23, 2024 (date) — Date of Report
• 501 N. Broadway, St. Louis, MO 63102-2102 (address) — Business and Mail Address
• JAMES G. LASCHOBER (person) — Contact Person for Filings

FAQ

Key Financial Figures

• $0.15 — ange on Which Registered Common Stock, $0.15 par value per share SF New York Sto

Filing Documents

• d836409d8k.htm (8-K) — 31KB
• d836409dex991.htm (EX-99.1) — 18KB
• g836409g74n26.jpg (GRAPHIC) — 75KB
• 0001193125-24-145981.txt ( ) — 325KB
• sfb-20240523.xsd (EX-101.SCH) — 4KB
• sfb-20240523_def.xml (EX-101.DEF) — 14KB
• sfb-20240523_lab.xml (EX-101.LAB) — 24KB
• sfb-20240523_pre.xml (EX-101.PRE) — 15KB
• d836409d8k_htm.xml (XML) — 9KB

From the Filing

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2024 STIFEL FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware 001-09305 43-1273600 (State of incorporation) (Commission File Number) (IRS Employer Identification No.) 501 N. Broadway , St. Louis , Missouri 63102-2188 (Address of principal executive offices and zip code) (314) 342-2000 (Registrant's telephone number, including area code) Not Applicable (Former name or former address, if changed since last report) Securities registered pursuant to Section 12(b) of the Act: Title of Each Class Trading Symbol(s) Name of Each Exchange on Which Registered Common Stock, $0.15 par value per share SF New York Stock Exchange Depository Shares, each representing 1/1,000th interest in a share of 6.25% Non-Cumulative Preferred Stock, Series B SF-PB New York Stock Exchange Depository Shares, each representing 1/1,000th interest in a share of 6.125% Non-Cumulative Preferred Stock, Series C SF-PC New York Stock Exchange Depository Shares, each representing 1/1,000th interest in a share of 4.50% Non-Cumulative Preferred Stock, Series D SF-PD New York Stock Exchange 5.20% Senior Notes due 2047 SFB New York Stock Exchange Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Item7.01 Regulation FD Disclosure. On May 23, 2024, Stifel Financial Corp. (the "Company") issued a press release to disclose selected operating results for April 30, 2024. A copy of the press release is attached as Exhibit 99.1 to this Report on Form 8-K, and is incorporated by reference. The exhibit is being furnished pursuant to Item 2.02, and the information contained therein shall not be deemed "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that Section, nor shall it be deemed incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act. Item9.01 Financial Statements and Exhibits. (d) Exhibits. Exhibit Number Description 99.1 Press release dated May 23, 2024. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized. STIFEL FINANCIAL CORP. (Registrant) Date: May 23, 2024 By: /s/ James M. Marischen Name: James M. Marischen Title: Chief Financial Officer 3

View Full Filing

View this 8-K filing on SEC EDGAR