Stifel Financial Corp. Files 8-K on Security Holder Vote

TL;DR

Stifel Financial Corp. is having a shareholder vote on June 5, 2024.

AI Summary

On June 5, 2024, Stifel Financial Corp. filed an 8-K report detailing the submission of matters to a vote of its security holders. The filing does not disclose specific proposals or outcomes of any votes, but indicates that a vote was held or is scheduled.

Why It Matters

This filing signals that Stifel Financial Corp. is engaging its shareholders on important corporate matters, which could impact the company's governance and future direction.

Risk Assessment

Risk Level: low — The filing is procedural and does not contain information about financial performance or significant operational changes.

Key Players & Entities

• STIFEL FINANCIAL CORP (company) — Registrant
• June 5, 2024 (date) — Date of Report
• Delaware (jurisdiction) — State of Incorporation
• St. Louis, Missouri (location) — Business Address

FAQ

Key Financial Figures

• $0.15 — nge on Which Registered Common Stock, $0.15 par value per share SF New York Sto

Filing Documents

• d838673d8k.htm (8-K) — 53KB
• 0001193125-24-155123.txt ( ) — 223KB
• sfb-20240605.xsd (EX-101.SCH) — 4KB
• sfb-20240605_def.xml (EX-101.DEF) — 14KB
• sfb-20240605_lab.xml (EX-101.LAB) — 24KB
• sfb-20240605_pre.xml (EX-101.PRE) — 15KB
• d838673d8k_htm.xml (XML) — 9KB

From the Filing

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2024 STIFEL FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware 001-09305 43-1273600 (State of incorporation) (Commission File Number) (IRS Employer Identification No.) 501 N. Broadway , St. Louis , Missouri 63102-2188 (Address of principal executive offices and zip code) (314) 342-2000 (Registrant's telephone number, including area code) Not Applicable (Former name or former address, if changed since last report) Securities registered pursuant to Section 12(b) of the Act: Title of Each Class Trading Symbol(s) Name of Each Exchange on Which Registered Common Stock, $0.15 par value per share SF New York Stock Exchange Depository Shares, each representing 1/1,000th interest in a share of 6.25% Non-Cumulative Preferred Stock, Series B SF-PB New York Stock Exchange Depository Shares, each representing 1/1,000th interest in a share of 6.125% Non-Cumulative Preferred Stock, Series C SF-PC New York Stock Exchange Depository Shares, each representing 1/1,000th interest in a share of 4.50% Non-Cumulative Preferred Stock, Series D SF-PD New York Stock Exchange 5.20% Senior Notes due 2047 SFB New York Stock Exchange Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Item5.07 Submission of Matters to a Vote of Security Holders. The Annual Meeting of Shareholders of Stifel Financial Corp. (the "Company") was held on June 5, 2024 to (i) elect twelve members of the Board of Directors; (ii) approve, on an advisory basis, the compensation of the named executive officers of the Company, as disclosed in the Company's Proxy Statement; and (iii) ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2024. As of April 8, 2024, the record date for the Annual Meeting, there were 102,574,011 shares of common stock outstanding and entitled to vote. At the Annual Meeting, 98,094,663 shares of common stock were represented in person or by proxy, constituting a quorum. The final results for the proposals voted on at the Annual Meeting are set forth below: Proposal 1 – Election of Directors: The Company's shareholders elected twelve directors to hold office until the 2025 annual meeting of shareholders or until their respective successors are elected and qualified or until their earlier death, resignation or removal. The following table shows the results of the shareholders' votes: For Withhold Authority Abstentions Broker Non-votes Adam T. Berlew 86,545,168 473,746 — 11,075,749 Maryam S. Brown 86,509,171 509,743 — 11,075,749 Michael W. Brown 83,761,676 3,257,238 — 11,075,749 Lisa L. Carnoy 86,554,591 464,323 — 11,075,749 Robert E. Grady 81,571,853 5,447,061 — 11,075,749 James P. Kavanaugh 85,807,877 1,211,037 — 11,075,749 Ronald J. Kruszewski 82,419,641 4,599,273 — 11,075,749 Daniel J. Ludeman 85,556,876 1,462,038 — 11,075,749 Maura A. Markus 76,005,818 11,013,096 — 11,075,749 David A. Peacock 82,636,380 4,382,534 — 11,075,749 Thomas W. Weisel 85,630,929 1,387,985 — 11,075,749 Michael J. Zimmerman 83,983,289 3,035,625 — 11,075,749 Proposal 2 – To approve, on an advisory basis, the compensation of the named executive officers of the Company, as disclosed in the Proxy Statement: For Against Abstentions Broker Non-votes 84,640,157 2,211,289 167,468 11,075,749 Proposal 3 – To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2024: For Against Abstentions Broker Non-votes 96,734,217 1,271,528 88,918 N/A 2

View Full Filing

View this 8-K filing on SEC EDGAR