Stifel Financial Corp. Files 8-K on Financial Condition

Ticker: SF-PD · Form: 8-K · Filed: Oct 23, 2024 · CIK: 720672

Stifel Financial Corp 8-K Filing Summary
FieldDetail
CompanyStifel Financial Corp (SF-PD)
Form Type8-K
Filed DateOct 23, 2024
Risk Levellow
Pages2
Reading Time3 min
Key Dollar Amounts$0.15
Sentimentneutral

Sentiment: neutral

Topics: financial-condition, sec-filing, debt, equity

Related Tickers: SF

TL;DR

Stifel Financial filed an 8-K on 10/23/24 detailing its stock and debt, check it for financial health.

AI Summary

On October 23, 2024, Stifel Financial Corp. filed an 8-K report detailing its financial condition. The filing includes information on its common stock, Series B, C, and D preferred stock, and its M5.20 Senior Notes due 2047. The report was filed with the SEC and pertains to the company's results of operations and financial statements.

Why It Matters

This filing provides an update on Stifel Financial Corp.'s capital structure and financial reporting, which is crucial for investors to assess the company's stability and performance.

Risk Assessment

Risk Level: low — This is a routine financial filing (8-K) that reports on existing financial instruments and does not indicate new or unexpected risks.

Key Players & Entities

  • STIFEL FINANCIAL CORP (company) — Registrant
  • October 23, 2024 (date) — Date of earliest event reported
  • Delaware (jurisdiction) — State of incorporation
  • 001-09305 (identifier) — Commission File Number
  • 43-1273600 (identifier) — IRS Employer Identification Number
  • us-gaap:CommonStockMember (financial_instrument) — Common Stock
  • us-gaap:SeriesBPreferredStockMember (financial_instrument) — Series B Preferred Stock
  • us-gaap:SeriesCPreferredStockMember (financial_instrument) — Series C Preferred Stock
  • us-gaap:SeriesDPreferredStockMember (financial_instrument) — Series D Preferred Stock
  • sfb:M5.20SeniorNotesDue2047Member (financial_instrument) — M5.20 Senior Notes Due 2047

FAQ

What is the primary purpose of this 8-K filing by Stifel Financial Corp.?

The primary purpose is to report on the company's results of operations and financial condition, including details on its common stock, preferred stock series, and senior notes.

When was the earliest event reported in this 8-K filing?

The earliest event reported in this 8-K filing was on October 23, 2024.

What types of financial instruments are specifically mentioned in the filing?

The filing specifically mentions common stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and M5.20 Senior Notes Due 2047.

In which state is Stifel Financial Corp. incorporated?

Stifel Financial Corp. is incorporated in Delaware.

What is Stifel Financial Corp.'s Commission File Number?

Stifel Financial Corp.'s Commission File Number is 001-09305.

Filing Stats: 668 words · 3 min read · ~2 pages · Grade level 9.7 · Accepted 2024-10-23 07:01:03

Key Financial Figures

  • $0.15 — ange on Which Registered Common Stock, $0.15 par value per share SF New York Sto

Filing Documents

From the Filing

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2024 STIFEL FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware 001-09305 43-1273600 (State of incorporation) (Commission File Number) (IRS Employer Identification No.) 501 N. Broadway , St. Louis , Missouri 63102-2188 (Address of principal executive offices and zip code) (314) 342-2000 (Registrant's telephone number, including area code) Not Applicable (Former name or former address, if changed since last report) Securities registered pursuant to Section 12(b) of the Act: Title of Each Class Trading Symbol(s) Name of Each Exchange on Which Registered Common Stock, $0.15 par value per share SF New York Stock Exchange Depository Shares, each representing 1/1,000th interest in a share of 6.25% Non-Cumulative Preferred Stock, Series B SF-PB New York Stock Exchange Depository Shares, each representing 1/1,000th interest in a share of 6.125% Non-Cumulative Preferred Stock, Series C SF-PC New York Stock Exchange Depository Shares, each representing 1/1,000th interest in a share of 4.50% Non-Cumulative Preferred Stock, Series D SF-PD New York Stock Exchange 5.20% Senior Notes due 2047 SFB New York Stock Exchange Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Item2.02 Results of Operations and Financial Condition. On October 23, 2024, Stifel Financial Corp. (the "Company") reported its financial results for the quarter ended September 30, 2024. A copy of the press release containing this information is attached as Exhibit 99.1 to this Report on Form 8-K. In addition, a copy of the Company's Financial Supplement for the quarter ended September 30, 2024 is attached as Exhibit 99.2 to this Report on Form 8-K. On Wednesday, October 23, 2024, at 9:30 a.m. Eastern time, the Company will hold a conference call to discussion its financial results and other related matters. A copy of the presentation for the conference call is attached as Exhibit 99.3 to this Report on Form 8-K. The exhibits are being furnished pursuant to Item 2.02, and the information contained therein shall not be deemed "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that Section, nor shall it be deemed incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act. Item9.01 Financial Statements and Exhibits. (d) Exhibits. Exhibit Number Description 99.1 Press release dated October 23, 2024. 99.2 Financial Supplement for the quarter ended September 30, 2024. 99.3 Financial Results Presentation, dated October 23, 2024. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized. STIFEL FINANCIAL CORP. (Registrant) Date: October 23, 2024 By: /s/ James M. Marischen Name: James M. Marischen Title: Chief Financial Officer 3

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