Stifel Financial Corp. Files 8-K on Officer/Director Changes

TL;DR

Stifel Financial Corp. filed an 8-K on Feb 4, 2025, detailing leadership changes and financial updates.

AI Summary

On February 4, 2025, Stifel Financial Corp. filed an 8-K report detailing several key events. The filing includes information regarding the departure of directors or certain officers, the election of new directors, the appointment of certain officers, and updates on compensatory arrangements for these officers. Additionally, the report contains financial statements and exhibits relevant to these corporate actions.

Why It Matters

This filing provides crucial updates on Stifel Financial Corp.'s leadership and governance, impacting investor confidence and strategic direction.

Risk Assessment

Risk Level: low — The filing is a routine corporate disclosure of leadership changes and financial statements, not indicating immediate financial distress or significant new risks.

Key Numbers

• 001-09305 — SEC File Number (Identifies the specific filing for Stifel Financial Corp.)
• 20250204 — Report Date (The earliest date of events reported in the 8-K filing.)

Key Players & Entities

• STIFEL FINANCIAL CORP (company) — Registrant
• February 4, 2025 (date) — Date of earliest event reported
• Delaware (jurisdiction) — State of incorporation
• 001-09305 (filing_id) — SEC File Number
• JAMES G. LASCHOBER (person) — Contact person for business and mail address

FAQ

Key Financial Figures

• $0.15 — nge on Which Registered Common Stock, $0.15 par value per share SF New York Sto

Filing Documents

• d929747d8k.htm (8-K) — 33KB
• d929747dex101.htm (EX-10.1) — 97KB
• d929747dex102.htm (EX-10.2) — 42KB
• d929747dex103.htm (EX-10.3) — 39KB
• 0001193125-25-022725.txt ( ) — 430KB
• sfb-20250204.xsd (EX-101.SCH) — 4KB
• sfb-20250204_def.xml (EX-101.DEF) — 14KB
• sfb-20250204_lab.xml (EX-101.LAB) — 24KB
• sfb-20250204_pre.xml (EX-101.PRE) — 15KB
• d929747d8k_htm.xml (XML) — 9KB

From the Filing

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2025 STIFEL FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware 001-09305 43-1273600 (State of incorporation) (Commission File Number) (IRS Employer Identification No.) 501 N. Broadway , St. Louis , Missouri 63102-2188 (Address of principal executive offices and zip code) (314) 342-2000 (Registrant's telephone number, including area code) Not Applicable (Former name or former address, if changed since last report) Securities registered pursuant to Section 12(b) of the Act: Title of Each Class Trading Symbol(s) Name of Each Exchange on Which Registered Common Stock, $0.15 par value per share SF New York Stock Exchange Depository Shares, each representing 1/1,000th interest in a share of 6.25% Non-Cumulative Preferred Stock, Series B SF-PB New York Stock Exchange Depository Shares, each representing 1/1,000th interest in a share of 6.125% Non-Cumulative Preferred Stock, Series C SF-PC New York Stock Exchange Depository Shares, each representing 1/1,000th interest in a share of 4.50% Non-Cumulative Preferred Stock, Series D SF-PD New York Stock Exchange 5.20% Senior Notes due 2047 SFB New York Stock Exchange Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Item5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. On February 4, 2025, the Compensation Committee (the "Committee") of the Board of Directors approved the Stifel Financial Corp. Wealth Accumulation Plan 2025 Restatement (the "Plan") that modifies certain provisions and completely restates previously filed Plan documents. The foregoing description of the Plan does not purport to be complete and is qualified in its entirety by reference to the full text of the Plan, a copy of which is attached to this Current Report on Form 8-K as Exhibit 10.1 and is incorporated herein by reference. In addition, the Committee approved a Restricted Stock Unit Award Agreement and a Deferred Award Agreement under the Stifel Financial Corp. 2001 Incentive Stock Plan (2018 Restatement), which are attached to this Current Report on Form 8-K as Exhibits 10.2 and 10.3, respectively, and are incorporated herein by reference. Item9.01 Financial Statements and Exhibits. (d) Exhibits. Exhibit Number Description 10.1 Stifel Financial Corp. Wealth Accumulation Plan (2025 Restatement) 10.2 Restricted Stock Unit Award Agreement (Performance RSUs) 10.3 Deferred Award Agreement 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized. STIFEL FINANCIAL CORP. (Registrant) Date: February 7, 2025 By: /s/ James M. Marischen Name: James M. Marischen Title: Chief Financial Officer 3

View Full Filing

View this 8-K filing on SEC EDGAR