Shf Holdings, Inc. (SHFSW) — SEC Filings
Shf Holdings, Inc. (SHFSW) — 50 SEC filings. Latest: 10-Q (Nov 12, 2025). Includes 34 8-K, 5 10-Q, 4 DEF 14A.
View Shf Holdings, Inc. on SEC EDGAR
Overview
Shf Holdings, Inc. (SHFSW) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a DEF 14A filed on Oct 24, 2025: SHF Holdings, Inc. (SHFSW) is seeking stockholder approval for six key proposals at a Special Meeting on November 6, 2025, aimed at bolstering its financial flexibility and Nasdaq compliance. The company proposes to significantly increase its authorized common stock from 130,000,000 to 1,000,000,000
Sentiment Summary
Across 50 filings, the sentiment breakdown is: 6 bearish, 42 neutral, 2 mixed. The dominant filing sentiment for Shf Holdings, Inc. is neutral.
Filing Type Overview
Shf Holdings, Inc. (SHFSW) has filed 5 10-Q, 34 8-K, 4 DEF 14A, 2 S-1, 2 8-K/A, 1 10-Q/A, 1 10-K/A, 1 10-K with the SEC between Apr 2024 to Nov 2025.
Filings by Year
Recent SEC Filings (50)
Risk Profile
Risk Assessment: Of SHFSW's 46 recent filings, 7 were flagged as high-risk, 18 as medium-risk, and 21 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.
Key Executives
- Terrance E. Mendez
- Michael D. Schwamm, Esq.
- Justin A. Santarosa, Esq.
- Daniel Roda
- Board of Directors
- David M. Johnson
- Brian J. Smith
- Michael J. Smith
- Sundie Seefried
Industry Context
SHF Holdings operates in a sector that often requires significant capital for growth and development. Companies in this space frequently utilize equity financing and strategic transactions to fund operations and expansion. The need to maintain Nasdaq listing standards highlights the competitive pressures and regulatory scrutiny common in publicly traded companies seeking access to capital markets.
Top Tags
material-agreement (9) · corporate-governance (8) · corporate-action (6) · management-change (6) · financial-statements (5) · financial-obligation (4) · disclosure (4) · 10-Q (4) · financials (4) · corporate-actions (4)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| Proposed Authorized Common Stock | 1,000,000,000 | Represents a significant increase from 130,000,000 shares, enabling future capital raises. |
| Series B Preferred Stock Shares | 31,052 | To be converted into common stock at $7.7644 per share. |
| SPA Warrants Shares | 1,999,543 | Maximum common shares issuable upon warrant exercise at $7.7644 per share. |
| Reverse Stock Split Range | 2-for-1 to 12-for-1 | Proposed range for a reverse stock split to potentially boost share price and maintain Nasdaq listing. |
| Common Stock Outstanding | 2,953,473 | Shares entitled to vote as of the October 14, 2025 Record Date. |
| Record Date | October 14, 2025 | Date for determining stockholders entitled to vote at the Special Meeting. |
| Special Meeting Date | November 6, 2025 | Date stockholders will vote on the proposals. |
| Shares of Class A Common Stock | 52,280,646 | Total shares registered for potential resale by selling stockholders |
| Floor conversion price | $1.5528 | Conversion price for Series B Convertible Preferred Stock and exercise price for Series B Warrants |
| Exercise price | $40.00 | Exercise price for Abaca Warrants |
| Gross proceeds | $24.6 million | Potential gross proceeds to SHF Holdings if all warrants are exercised in cash at floor price |
| Last reported sale price | $3.78 | Price of SHFSW Common Stock on Nasdaq as of October 17, 2025 |
| Shares of Common Stock | 49,993,585 | Issuable upon conversion of Series B Convertible Preferred Stock |
| SEC File Number | 001-40524 | Identifies the company's filing with the SEC |
| IRS Employer Identification No. | 86-2409612 | Company's tax identification number |
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Frequently Asked Questions
What are the latest SEC filings for Shf Holdings, Inc. (SHFSW)?
Shf Holdings, Inc. has 50 recent SEC filings from Apr 2024 to Nov 2025, including 34 8-K, 5 10-Q, 4 DEF 14A. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of SHFSW filings?
Across 50 filings, the sentiment breakdown is: 6 bearish, 42 neutral, 2 mixed. The dominant sentiment is neutral.
Where can I find Shf Holdings, Inc. SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Shf Holdings, Inc. (SHFSW) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Shf Holdings, Inc.?
Key financial highlights from Shf Holdings, Inc.'s most recent 10-Q include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.
What is the investment thesis for SHFSW?
The investment thesis for SHFSW includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Shf Holdings, Inc.?
Key executives identified across Shf Holdings, Inc.'s filings include Terrance E. Mendez, Michael D. Schwamm, Esq., Justin A. Santarosa, Esq., Daniel Roda, Board of Directors and 4 others.
What are the main risk factors for Shf Holdings, Inc. stock?
Of SHFSW's 46 assessed filings, 7 were flagged high-risk, 18 medium-risk, and 21 low-risk.
What are recent predictions and forward guidance from Shf Holdings, Inc.?
Forward guidance and predictions for Shf Holdings, Inc. are extracted from SEC filings as they are enriched.