Sprott Inc. (SII) — SEC Filings
Sprott Inc. (SII) — 47 SEC filings. Latest: 6-K (May 6, 2026). Includes 36 6-K, 8 13F-HR, 3 SC 13G/A.
Overview
Sprott Inc. (SII) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 6-K filed on Nov 5, 2025: Sprott Inc. filed a Form 6-K on November 5, 2025, reporting its financial results for the period ending September 30, 2025. The filing includes Management's Discussion & Analysis and Interim Condensed Consolidated Financial Statements, along with CEO and CFO certifications. Sprott Inc. is a Canadian
Sentiment Summary
Across 47 filings, the sentiment breakdown is: 47 neutral. The dominant filing sentiment for Sprott Inc. is neutral.
Filing Type Overview
Sprott Inc. (SII) has filed 36 6-K, 8 13F-HR, 3 SC 13G/A with the SEC between Feb 2024 to May 2026.
Filings by Year
Recent SEC Filings (47)
Risk Profile
Risk Assessment: Of SII's 34 recent filings, 0 were flagged as high-risk, 0 as medium-risk, and 34 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.
Key Executives
- Kevin Hibbert
- Kevin
- Arthur Richard Rule IV
Top Tags
press-release (15) · sec-filing (10) · regulatory-filing (9) · filing (9) · 6-K (8) · foreign-private-issuer (7) · financial-results (4) · financial-reporting (3) · quarterly-report (3) · corporate-governance (3)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| SEC File Number | 001-39298 | Identifies Sprott Inc.'s filing with the SEC. |
| Total omitted common shares | 13,003 | The total number of shares that were omitted due to clerical errors in the original filing, now corrected. |
| Date of Event | December 31, 2020 | The date as of which the beneficial ownership information is being corrected. |
| Filing Date | February 12, 2024 | The date this amended SC 13G/A was filed. |
| Original Filing Date | March 6, 2023 | The date the initial Schedule 13G was filed by Arthur Richard Rule IV. |
Forward-Looking Statements
- {"claim":"The corrected beneficial ownership will be accurately reflected in future financial data aggregators.","entity":"Sprott Inc.","targetDate":"Q1 2024","confidence":"high"}
- {"claim":"This amendment will not significantly impact Sprott Inc.'s stock price.","entity":"Sprott Inc.","targetDate":"Near-term","confidence":"high"}
Frequently Asked Questions
What are the latest SEC filings for Sprott Inc. (SII)?
Sprott Inc. has 47 recent SEC filings from Feb 2024 to May 2026, including 36 6-K, 8 13F-HR, 3 SC 13G/A. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of SII filings?
Across 47 filings, the sentiment breakdown is: 47 neutral. The dominant sentiment is neutral.
Where can I find Sprott Inc. SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Sprott Inc. (SII) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Sprott Inc.?
Financial highlights for Sprott Inc. are available when 10-K or 10-Q filings are enriched with AI analysis. Check back as new filings are processed.
What is the investment thesis for SII?
Investment thesis data for SII will be available once enriched filings are processed.
Who are the key executives at Sprott Inc.?
Key executives identified across Sprott Inc.'s filings include Kevin Hibbert, Kevin, Arthur Richard Rule IV.
What are the main risk factors for Sprott Inc. stock?
Of SII's 34 assessed filings, 0 were flagged high-risk, 0 medium-risk, and 34 low-risk.
What are recent predictions and forward guidance from Sprott Inc.?
Recent forward-looking statements from Sprott Inc. include guidance on {"claim":"The corrected beneficial ownership will be accurately reflected in future financial data aggregators.","entity and 1 other predictions.