SC 13G/A: Sky Harbour Group Corp

AI Summary

SC 13G/A filing by Sky Harbour Group Corp.

Risk Assessment

Risk Level: low

FAQ

Key Financial Figures

• $0.0001 — ssuer) Class A common stock, par value $0.0001 per share (Title of Class of Securitie

Filing Documents

• skyha2_60324.htm (SC 13G/A) — 45KB
• 0001085146-24-002682.txt ( ) — 46KB

(a)

ITEM 1(a). NAME OF ISSUER: Sky Harbour Group Corporation

(b)

ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 136 Tower Road, Suite 205 Westchester County Airport White Plains, NY 10604

(a)

ITEM 2(a). NAME OF PERSON FILING: This Statement is filed on behalf of each of the following persons (collectively, the "Reporting Persons"): (i) Altai Capital Management, L.P., a Delaware limited partnership registered as an investment adviser with the U.S. Securities and Exchange Commission (the "Investment Manager"), which serves as the investment manager of certain investment funds and managed accounts (collectively, the "Funds"), with respect to the Shares (as defined in Item 2(d) below) held in such Funds respective accounts; (ii) Altai Capital Management, LLC, a Delaware limited liability company ("IMGP"), which serves as the general partner of Investment Manager, with respect to the Shares held in such Funds respective accounts; and (iii) Mr. Rishi Bajaj, who serves as managing principal of Investment Manager and member of IMGP, with respect to the Shares held in the Funds respective accounts. This Statement relates to the Shares held for the account of Altai Capital Osprey LLC, a Delaware limited liability Company ("Osprey") and an account separately managed by Investment Manager (the "Separately Managed Account"). Investment Manager serves as investment manager to each of Osprey and the Separately Managed Account. Investment Manager, IMGP and Mr. Bajaj are hereinafter sometimes collectively referred to as the Reporting Persons. Each of Investment Manager, IMGP and Mr. Bajaj may be deemed to have voting and dispositive power over the Shares held for the account of Osprey and the Separately Managed Account.

(b)

ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: The address of the business office of each of the Reporting Persons is PO Box 15203, Irvine, CA 92623-9998.

(c)

ITEM 2(c). CITIZENSHIP: (i) Investment Manager is a Delaware limited partnership; (ii) IMGP is a Delaware limited liability company; and (iii) Mr. Bajaj is a citizen of the United States of America.

(d)

ITEM 2(d). TITLE OF CLASS OF SECURITIES: Class A common stock, par value $0.0001 per share (the "Shares")

(e)

ITEM 2(e). CUSIP NUMBER: 83085C107 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTION 240.13d-1(b), or 13d-2(b) or (c) CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78c); (b) [ ] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); (c) [ ] Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); (d) [ ] Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8); (e) [X] An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); (g) [X] A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J); (k) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with 240.13d1(b)(1)(ii)(J), please specify the type of institution: ITEM 4. (a) Amount beneficially owned: As of May 31, 2024, each of the Reporting Persons may be deemed the beneficial owner of an aggregate of 1,155,546 Shares held for the account of Osprey and the Separately Managed Account. Osprey and Mr. Bajaj also hold warrants to purchase 130,961 Shares and 325,470 Shares, respectively. However, pursuant to the terms of such warrants, the Reporting Persons cannot exercise any of such warrants if the Reporting Persons would beneficially own, after any such exercise, more than 1.00% of the outstanding Shares (the "1.00% Blocker"). Consequently, the Reporting Persons cannot currentl

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