SC 13G/A: Slam Corp.
Ticker: SLAMF · Form: SC 13G/A · Filed: Apr 2, 2024 · CIK: 1838162
Sentiment: neutral
Topics: sc-13g-a
AI Summary
SC 13G/A filing by Slam Corp..
Risk Assessment
Risk Level: low
Filing Stats: 1,073 words · 4 min read · ~4 pages · Grade level 9 · Accepted 2024-04-02 17:30:25
Filing Documents
- slama2.htm (SC 13G/A) — 33KB
- 0001085146-24-001623.txt ( ) — 35KB
(a)
ITEM 1(a). NAME OF ISSUER: Slam Corp
(b)
ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 500 Fifth Ave. New York, NY 10110
(a)
ITEM 2(a). NAME OF PERSON FILING: Cowen and Company, LLC Cowen Financial Products LLC
(b)
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: The address for both Reporting Persons, Cowen and Company, LLC and Cowen Financial Products LLC is: 599 Lexington Ave. New York, NY 10022
(c)
ITEM 2(c). CITIZENSHIP: Delaware Delaware
(d)
ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock
(e)
ITEM 2(e). CUSIP NUMBER: G8210L105 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTION 240.13d-1(b), or 13d-2(b) or (c) CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78c); (b) [ ] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); (c) [ ] Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); (d) [ ] Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8); (e) [ ] An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J); (k) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with 240.13d1(b)(1)(ii)(J), please specify the type of institution: ITEM 4. (a) Amount beneficially owned: 892,899 (b) Percent of class: 9.8% (c) Number of shares as to which the person has: (i) sole power to vote or to direct the vote: Cowen and Company, LLC : 92,899 Cowen Financial Products LLC : 800,000 (ii) shared power to vote or to direct the vote: Cowen and Company, LLC : Cowen Financial Products LLC : (iii) sole power to dispose or direct the disposition of: Cowen and Company, LLC : 92,899 Cowen Financial Products LLC : 800,000 (iv) shared power to dispose or to direct the disposition of: Cowen and Company, LLC : Cowen Financial Products LLC : ITEM 5. OWNE