Soluna Holdings Files 8-K with Material Agreement

Ticker: SLNHP · Form: 8-K · Filed: Sep 9, 2024 · CIK: 64463

Soluna Holdings, Inc 8-K Filing Summary
FieldDetail
CompanySoluna Holdings, Inc (SLNHP)
Form Type8-K
Filed DateSep 9, 2024
Risk Levelmedium
Pages3
Reading Time3 min
Key Dollar Amounts$0.001, $25 million, $10 million
Sentimentneutral

Sentiment: neutral

Topics: material-agreement, filing, financials

Related Tickers: SLNH

TL;DR

Soluna Holdings signed a new deal, filing an 8-K today. Details TBD.

AI Summary

On September 9, 2024, Soluna Holdings, Inc. entered into a material definitive agreement. The company also made a Regulation FD disclosure and filed financial statements and exhibits as part of this 8-K filing. Specific details of the agreement and financial information were not provided in the excerpt.

Why It Matters

This filing indicates a significant new agreement for Soluna Holdings, which could impact its financial performance and strategic direction.

Risk Assessment

Risk Level: medium — The filing indicates a material definitive agreement, which could carry significant implications, but the lack of specific details necessitates a medium risk assessment.

Key Players & Entities

  • Soluna Holdings, Inc. (company) — Registrant
  • September 9, 2024 (date) — Date of earliest event reported

FAQ

What is the nature of the material definitive agreement entered into by Soluna Holdings, Inc. on September 9, 2024?

The provided excerpt does not specify the nature of the material definitive agreement.

What are the key financial details being disclosed in this 8-K filing?

The excerpt mentions the filing of financial statements and exhibits, but does not provide specific financial details.

What is Soluna Holdings, Inc.'s state of incorporation and IRS number?

Soluna Holdings, Inc. is incorporated in Nevada and has an IRS number of 14-1462255.

What is the business address and phone number for Soluna Holdings, Inc.?

The business address is 325 Washington Avenue Extension, Albany, NY 12205, and the business phone number is 518-218-2500.

What was Soluna Holdings, Inc. formerly known as?

Soluna Holdings, Inc. was formerly known as MECHANICAL TECHNOLOGY INC.

Filing Stats: 821 words · 3 min read · ~3 pages · Grade level 11.8 · Accepted 2024-09-09 17:25:52

Key Financial Figures

  • $0.001 — ch registered Common stock, par value $0.001 per share SLNH The Nasdaq Stock Mar
  • $25 million — e Investor has agreed to purchase up to $25 million in aggregate gross purchase price of ne
  • $10 million — (as defined in the SEPA), amounting to $10 million in aggregate which are anticipated to b

Filing Documents

01 Entry into a Material Definitive Agreement

Item 1.01 Entry into a Material Definitive Agreement Standby Equity Purchase Agreement On September 9, 2024, Soluna Holdings, Inc., a Nevada corporation (the "Company"), announced a Standby Equity Purchase Agreement (the "SEPA") with YA II PN, LTD., a Cayman Islands exempt limited company (the "Investor"). In accordance with the terms of the SEPA, the Investor has agreed to purchase up to $25 million in aggregate gross purchase price of newly issued fully paid shares of the Company's common stock from time to time subject to the limits and the conditions of the SEPA. The Company has agreed to file a Registration Statement on Form S-1 covering the resale of the common stock issued under the SEPA pursuant to a Registration Rights Agreement. Funding under the SEPA will take place initially in two Pre-Paid Advances (as defined in the SEPA), amounting to $10 million in aggregate which are anticipated to be paid from stock purchases initiated by the Investor until the Pre-Paid Advances have been repaid . Following repayment of the Pre-Paid Advances, the Company may, at its election, sell additional shares of the Company's common stock under the SEPA in amounts, at times and under the conditions provided in the SEPA. The Pre-Advance Closings (as defined in the SEPA) are subject to certain terms and conditions, including the continued accuracy of representations and warranties specified in the SEPA and other conditions precedent specified in the SEPA. The foregoing summary of the SEPA and the Registration Rights Agreement does not purport to be complete and is subject to, and qualified in its entirety by, such document(s), which are filed as Exhibits 10.1 and 10.2 to this Current Report on Form 8-K, and are incorporated herein by reference. Item 7.01 Regulation FD Disclosure On September 9, 2024, the Company issued a press release regarding the SEPA. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated by reference herein. The i

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. SOLUNA HOLDINGS, INC. Date: September 9, 2024 By: /s/ John Tunison John Tunison Chief Financial Officer (principal financial officer)

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