SLR Investment Corp. Files 2024 Proxy Statement

TL;DR

SLR Investment Corp. dropped its 2024 proxy statement. Get ready for shareholder votes.

AI Summary

SLR Investment Corp. filed a definitive proxy statement (DEF 14A) on October 9, 2024, for its fiscal year ending December 31, 2024. The filing, which does not require a fee, outlines information for a shareholder meeting. The company, formerly known as Solar Capital Ltd., is headquartered at 500 Park Avenue, New York, NY.

Why It Matters

This filing provides crucial details for shareholders regarding upcoming decisions and the company's governance, impacting their investment choices.

Risk Assessment

Risk Level: low — This is a routine regulatory filing (DEF 14A) and does not contain new financial performance data or significant corporate actions.

Key Numbers

• 1231 — Fiscal Year End (Indicates the end of the company's financial reporting year.)

Key Players & Entities

• SLR Investment Corp. (company) — Registrant
• Solar Capital Ltd. (company) — Former company name
• October 9, 2024 (date) — Filing date
• 2024 (date) — Reporting period
• 500 Park Avenue, New York, NY 10022 (address) — Company headquarters

FAQ

Key Financial Figures

• $100,000 — sted Directors Michael S. Gross Over $100,000 Over $100,000 Bruce Spohler Over $
• $100,000 B — Michael S. Gross Over $100,000 Over $100,000 Bruce Spohler Over $100,000 Over $100,
• $10,001 — ndependent Directors Steven Hochberg $10,001-$50,000 $10,001-$50,000 Leonard A.
• $50,000 — nt Directors Steven Hochberg $10,001-$50,000 $10,001-$50,000 Leonard A. Potter
• $1 — 000 (1) The dollar ranges are: None, $1-$10,000, $10,001-$50,000, $50,001-$100,
• $10,000 — (1) The dollar ranges are: None, $1-$10,000, $10,001-$50,000, $50,001-$100,000, or
• $50,001 — are: None, $1-$10,000, $10,001-$50,000, $50,001-$100,000, or Over $100,000. (2) The
• $14.89 — e closing price for our common stock of $14.89 on the Record Date on the NASDAQ Global

Filing Documents

• d824484ddef14a.htm (DEF 14A) — 261KB
• g824484dsp32.jpg (GRAPHIC) — 7KB
• g824484dsp32a.jpg (GRAPHIC) — 8KB
• g824484dsp32c.jpg (GRAPHIC) — 1KB
• g824484g00n02.jpg (GRAPHIC) — 25KB
• g824484g00n04.jpg (GRAPHIC) — 25KB
• 0001193125-24-235209.txt ( ) — 354KB

Security Ownership of Certain Beneficial Owners and Management

Security Ownership of Certain Beneficial Owners and Management The following table sets forth, as of the Record Date, the beneficial ownership of each current director, the nominees for directors, the Companys executive officers, each person known to us to beneficially own 5% or more of the outstanding shares of our common stock and the executive officers and directors as a group. Beneficial ownership is determined in accordance with the rules of the SEC and includes voting or investment power with respect to the securities. Ownership information for those persons who beneficially own 5% or more of our shares of common stock is based upon reports filed by such persons with the SEC and other information obtained from such persons, if available. Unless otherwise indicated, the Company believes that each beneficial owner set forth in the table has sole voting and investment power and has the same address as the Company. Our address is 500 Park Avenue, New York, New York 10022. 3 The Companys directors are divided into two groups interested directors and independent, or disinterested, directors. Interested directors are interested persons as defined in Section 2(a)(19) of the Investment Company Act of 1940, as amended (the 1940 Act). Messrs. Gross and Spohler are considered interested directors due to the positions they hold with the Company and SLR Capital Partners (as discussed further below). Each of Messrs. Hochberg, Potter and Wachter and Ms. Roberts are considered disinterested directors (collectively, the Disinterested Directors). Name and Address of Beneficial Owner Number of Shares Owned Beneficially (1) Percentage of Class (2) Interested Directors Michael S. Gross (3)(4) 4,032,649 7.4 % Bruce Spohler (3)(5) 3,719,009 6.8 % Independent Directors Steven Hochberg 2,742 * Leonard A. Potter 14,872 * Andrea C. Roberts 25,000 * David S. Wachter 53,494 * Executive Officers Shiraz Y. Kajee 7,500 * Guy F. Ta

View Full Filing

View this DEF 14A filing on SEC EDGAR