SMFG Incorporates 6-K into F-3 Prospectus
Ticker: SMFNF · Form: 6-K · Filed: Feb 14, 2024 · CIK: 1022837
| Field | Detail |
|---|---|
| Company | Sumitomo Mitsui Financial Group, Inc. (SMFNF) |
| Form Type | 6-K |
| Filed Date | Feb 14, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 3 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: regulatory-filing, procedural, form-6k, form-f3
TL;DR
**SMFG's 6-K is a routine procedural filing, incorporating it into their F-3 prospectus, no new material news.**
AI Summary
SUMITOMO MITSUI FINANCIAL GROUP, INC. filed a 6-K report on February 14, 2024. This filing serves to officially incorporate the report by reference into the prospectus that forms a part of their Registration Statement on Form F-3, with File No. 333-276219. This is a standard procedural step for foreign private issuers to update their existing registration statements.
Why It Matters
This filing is a routine procedural step ensuring that the latest information from the 6-K report is officially included in the company's existing Form F-3 registration statement and its associated prospectus. It maintains compliance and transparency for investors by linking current reports to previously filed offering documents.
Risk Assessment
Risk Level: low — This is a standard procedural filing for incorporating a report into an existing prospectus, indicating no immediate new financial or operational risks.
Key Players & Entities
- SUMITOMO MITSUI FINANCIAL GROUP, INC. (company) — registrant
- U.S. Securities and Exchange Commission (company) — regulatory body
- Form 6-K (document) — report type
- Form F-3 (document) — registration statement type
- 333-276219 (document) — registration statement file number
FAQ
What is the purpose of this 6-K filing by SUMITOMO MITSUI FINANCIAL GROUP, INC.?
The purpose of this 6-K report is to be deemed incorporated by reference into the prospectus forming a part of SUMITOMO MITSUI FINANCIAL GROUP, INC.'s Registration Statement on Form F-3.
What is the Commission File Number for SUMITOMO MITSUI FINANCIAL GROUP, INC.?
The Commission File Number for SUMITOMO MITSUI FINANCIAL GROUP, INC. is 001-34919.
Under which SEC Act is this report filed?
This report is filed under the Securities Exchange Act of 1934.
What is the file number of the Registration Statement on Form F-3 mentioned in the filing?
The file number for the Registration Statement on Form F-3 is 333-276219.
What is the principal executive office address of SUMITOMO MITSUI FINANCIAL GROUP, INC.?
The principal executive office address is 1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan.
Filing Stats: 652 words · 3 min read · ~2 pages · Grade level 4.8 · Accepted 2024-02-14 06:11:49
Filing Documents
- d758049d6k.htm (6-K) — 59KB
- 0001193125-24-034818.txt ( ) — 60KB
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Sumitomo Mitsui Financial Group, Inc. By: /s/ Jun Okahashi Name: Jun Okahashi Title: General Manager, Financial Accounting Dept. Date:February 14, 2024 Capital Ratio as of December 31, 2023 TOKYO, February 14, 2024 --- Sumitomo Mitsui Financial Group, Inc. announced today capital ratios and the related information as of December 31, 2023. I. Sumitomo Mitsui Financial Group (on a consolidated basis) (BIS guidelines) (Billions of yen, except ratios)  December 31, 2023 March 31, 2023 September 30, 2023 (Reference) Change (1) Total capital ratio (4) / (7) 16.46 % 0.48 % 15.98 % 16.22 % (2) Tier 1 capital ratio (5) / (7) 15.35 % 0.41 % 14.94 % 15.20 % (3) Common equity Tier 1 capital ratio (6) / (7) 14.09 % 0.07 % 14.02 % 13.94 % (4) Total capital ¥13,438.9 ¥ 1,088.1 ¥ 12,350.8 ¥13,312.8 (5) Tier 1 capital 12,531.3 982.3 11,548.9 12,470.6 (6) Common equity Tier 1 capital 11,502.5 663.5 10,839.0 11,438.7 (7) Risk weighted assets 81,613.0 4,328.0 77,285.0 82,041.0 (8) Required capital (7) X 8% 6,529.0 346.2 6,182.8 6,563.3 (9) Leverage Ratio 5.04 % 0.01 % 5.03 % 4.93 % II. Sumitomo Mitsui Banking Corporation (on a consolidated basis) (BIS guidelines) (Billions of yen, except ratios)  December 31, 2023 March 31, 2023 September 30, 2023 (Reference) Change (1) Total capital ratio (4) / (7) 15.89 % 0.55 % 15.34 % 15.48 % (2) Tier 1 capital ratio (5) / (7) 14.57 % 0.42 % 14.15 % 14.27 % (3) Common equity Tier 1 capital ratio (6) / (7) 12.51 % 0.08 % 12.43 % 12.20 % (4) Total capital ¥12,080.8 ¥ 1,278.5 ¥ 10,802.3 ¥11,771.9