SolarMax Technology Announces Officer and Director Changes

Ticker: SMXT · Form: 8-K · Filed: Sep 30, 2025 · CIK: 1519472

Solarmax Technology, Inc. 8-K Filing Summary
FieldDetail
CompanySolarmax Technology, Inc. (SMXT)
Form Type8-K
Filed DateSep 30, 2025
Risk Levelmedium
Pages2
Reading Time2 min
Key Dollar Amounts$0.001
Sentimentneutral

Sentiment: neutral

Topics: management-change, officer-appointment, director-election, compensation

TL;DR

SolarMax leadership shake-up: new directors, officers, and pay details filed.

AI Summary

SolarMax Technology, Inc. filed an 8-K on September 30, 2025, reporting changes effective September 26, 2025. The filing indicates a departure of directors or certain officers, the election of new directors, and the appointment of certain officers, along with updates to compensatory arrangements for these officers.

Why It Matters

Changes in key leadership and their compensation can signal shifts in company strategy or financial priorities.

Risk Assessment

Risk Level: medium — Changes in executive and director roles can introduce uncertainty regarding future company direction and performance.

Key Players & Entities

  • SolarMax Technology, Inc. (company) — Registrant
  • September 30, 2025 (date) — Filing Date
  • September 26, 2025 (date) — Effective Date of Changes

FAQ

What specific roles have been affected by the departure of directors or officers?

The filing indicates a departure of directors or certain officers, but does not specify the exact roles in this summary.

Who are the newly elected directors?

The filing states that directors have been elected, but their names are not provided in this summary.

Which officers have been appointed?

The filing reports the appointment of certain officers, but their identities are not specified here.

Are there any changes to the company's compensatory arrangements?

Yes, the filing mentions updates to the compensatory arrangements of certain officers.

What is the principal executive office address for SolarMax Technology, Inc.?

The principal executive offices are located at 3080 12th Street, Riverside, California, 92507.

Filing Stats: 452 words · 2 min read · ~2 pages · Grade level 11.8 · Accepted 2025-09-30 17:25:33

Key Financial Figures

  • $0.001 — ch registered Common Stock, par value $0.001 per share SMXT The Nasdaq Stock Mar

Filing Documents

From the Filing

solarmax_8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2025 ( September 26, 2025 ) SolarMax Technology, Inc. (Exact name of registrant as specified in its charter) Nevada 001-41959 26-2028786 (State or other jurisdiction of incorporation or organization) (Commission file number) (IRS Employer Identification No.) 3080 12th Street Riverside , California 92507 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: ( 951 ) 300-0788 Not Applicable (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions: Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock, par value $0.001 per share SMXT The Nasdaq Stock Market LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Item 5.02 Departure of Directors of Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. On September 26, 2025, Dr. Wen-Ching (Stephen) Yang notified the board of directors (the "Board") of SolarMax Technology, Inc. (the "Company") that he would not stand for re-election to the Board. Dr. Yang was the chair of the audit committee and a member of the nominating and corporate governance committee of the Board. Dr. Yang's decision did not result from a disagreement with the Company on any matter relating to the Company's operations, policies or practices. 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. SolarMax Technology, Inc. Dated: September 30, 2025 By: /s/ David Hsu David Hsu Chief Executive Officer 3

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