Doron Afik Amends SMX (Security Matters) PLC Filing

TL;DR

Doron Afik updated his SMX filing on 8/28, event date was 7/2. Watch this space.

AI Summary

Doron Afik filed an amendment (No. 2) to Schedule 13D on August 28, 2024, regarding SMX (Security Matters) PLC. The filing indicates a change in the date of the event requiring this statement to July 2, 2024. Afik is listed as the filing person, with a business address in Tel Aviv, Israel.

Why It Matters

This filing update signals a potential shift in significant ownership or control of SMX (Security Matters) PLC, requiring investor attention.

Risk Assessment

Risk Level: medium — Schedule 13D filings often indicate significant changes in beneficial ownership, which can lead to increased volatility and strategic shifts for the company.

Key Numbers

• 20240828 — Filing Date (Date the amendment was filed with the SEC)
• 20240702 — Event Date (Date of the event triggering the filing requirement)

Key Players & Entities

• Doron Afik (person) — Filing person and potential significant shareholder
• SMX (Security Matters) PLC (company) — Issuer of the securities
• Empatan Public Ltd Co (company) — Former company name of SMX

FAQ

Key Financial Figures

• $0.0022 — of Issuer) Ordinary Shares, par value $0.0022 per share (Title of Class of Securiti
• $564,795 — ed the Reporting Person an aggregate of $564,795 in principal and interest as a result o

Filing Documents

• formsc13da.htm (SC 13D/A) — 58KB
• 0001493152-24-034103.txt ( ) — 60KB

(a) below

Item 5(a) below. Item 1. Security and Issuer This second amendment to the original report on Schedule 13D (the “Original Report”) and as amended on June 4, 2024, relates to the issued and outstanding ordinary shares, par value $0.0022 per share (the “Ordinary Shares”), of SMX (Security Matters) PLC, an Ireland public limited company (the “Company”). The principal executive offices of the Company are located at Mespil Business Centre, Mespil House, Sussex Road, Dublin 4, D04 T4A6 Ireland. Item 2. Identity and Background This second amendment to the Original Report is being filed pursuant to Rule 13d-1 under the Securities Exchange Act of 1934, as amended, by Doron Afik (the “Reporting Person”). The Reporting Person’s principal occupation is attorney, and the Reporting Person, through Afik & Co. Attorneys & Notary, provides certain legal services to the Company from time to time. The During the past five years, the Reporting Person has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). During the past five years, the Reporting Person has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction where as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to federal or state securities laws or finding any violation with respect to such laws. The Reporting Person is a citizen of Israel. Item 3. Source and Amount of Funds or Other Consideration The Company owed the Reporting Person an aggregate of $564,795 in principal and interest as a result of unpaid services rendered to the Company by the Reporting Person (the “Owed Amount”). Pursuant to a Conversion and Exchange Rights Agreement (the “Agreemen

above

Item 3 above. The Reporting Person acquired the securities described in the Original Report for investment purposes and intends to review such investment in the Company on a continuing basis. Any actions the Reporting Person might undertake may be made at any time and from time to time without prior notice and will be dependent upon the Reporting Person’s review of numerous factors, including, but not limited to: an ongoing evaluation of the Company’s business, financial condition, operations and prospects; price levels of the Ordinary Shares; general market, industry and economic conditions; the relative attractiveness of alternative business and investment opportunities; and other future developments. then held, in the open market or in privately negotiated transactions, including as payment for additional services rendered to the Company from time to time. In addition, subject to the provisions of the foregoing, through his role as counsel to the Company or otherwise, the Reporting Person may engage in discussions with management, the Company’s board of directors, and stockholders of the Company and other relevant parties or encourage, cause or seek to cause the Company or such persons to consider or explore extraordinary corporate transactions, such as: a merger, reorganization or take-private transaction that could result in the de-listing or de-registration of the Ordinary Shares; sales or acquisitions of assets or businesses; changes to the capitalization or dividend policy of the Company; or other material changes to the Company’s business or corporate structure, including changes in management or the composition of the Company’s board of directors. Other than as described above, the Reporting Person as of the date of the event requiring filing of this second amendment to th

SIGNATURES

SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Date: August 28, 2024 /s/ Doron Afik Name: Doron Afik

View Full Filing

View this SC 13D/A filing on SEC EDGAR