StoneX Files 8-K, Event Details Not Included in Provided Text
Ticker: SNEX · Form: 8-K · Filed: Feb 15, 2024 · CIK: 913760
| Field | Detail |
|---|---|
| Company | Stonex Group Inc. (SNEX) |
| Form Type | 8-K |
| Filed Date | Feb 15, 2024 |
| Risk Level | low |
| Pages | 3 |
| Reading Time | 3 min |
| Key Dollar Amounts | $0.01, $550 million |
| Sentiment | neutral |
Sentiment: neutral
Topics: 8-K filing, regulatory filing, corporate governance
TL;DR
**StoneX filed an 8-K on Feb 15, but the provided text is just boilerplate, lacking actual event details.**
AI Summary
StoneX Group Inc. filed an 8-K on February 15, 2024, reporting Regulation FD Disclosure, Other Events, and Financial Statements and Exhibits. The provided text, however, is a boilerplate header and does not contain the specific details of these events, nor does it mention any specific names or dollar amounts related to the reported items. It primarily serves as a notification of the filing itself.
Why It Matters
This filing indicates that StoneX Group Inc. has reported certain events to the SEC, but without the specific content of those events, its immediate real-world impact or significance to investors cannot be determined from this document alone. Investors would need to consult the full filing for the actual disclosures.
Risk Assessment
Risk Level: low — The provided 8-K text is a standard header and does not contain any specific event details that would indicate a particular risk or opportunity for StoneX Group Inc.
Key Players & Entities
- StoneX Group Inc. (company) — registrant
- United States Securities and Exchange Commission (company) — regulatory body
FAQ
What is the purpose of this 8-K filing by StoneX Group Inc.?
This 8-K filing by StoneX Group Inc. is a current report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934, indicating the reporting of Regulation FD Disclosure, Other Events, and Financial Statements and Exhibits.
On what date was the earliest event reported in this filing?
The date of the earliest event reported is February 15, 2024.
What items of information are included in this 8-K filing?
The item information included in this 8-K filing mentions Regulation FD Disclosure, Other Events, and Financial Statements and Exhibits.
What is the full business address of StoneX Group Inc. as listed in the filing?
The business address of StoneX Group Inc. is 230 Park Ave, 10th Floor, New York, NY 10169.
What is the Commission File Number for StoneX Group Inc.?
The Commission File Number for StoneX Group Inc. is 000-23554.
Filing Stats: 848 words · 3 min read · ~3 pages · Grade level 12.1 · Accepted 2024-02-15 09:07:51
Key Financial Figures
- $0.01 — ange on which registered Common Stock, $0.01 par value SNEX The Nasdaq Stock Market
- $550 million — "Securities Act"), for the issuance of $550 million in aggregate principal amount of senior
Filing Documents
- intl-20240215.htm (8-K) — 33KB
- exhibit991toformlaunchup.htm (EX-99.1) — 11KB
- launchpressrelease-2024not.htm (EX-99.2) — 10KB
- exhibit991toformlaunchup001.jpg (GRAPHIC) — 255KB
- exhibit991toformlaunchup002.jpg (GRAPHIC) — 218KB
- exhibit991toformlaunchup003.jpg (GRAPHIC) — 161KB
- exhibit991toformlaunchup004.jpg (GRAPHIC) — 177KB
- exhibit991toformlaunchup005.jpg (GRAPHIC) — 138KB
- exhibit991toformlaunchup006.jpg (GRAPHIC) — 92KB
- stonex_logo-100dark1.jpg (GRAPHIC) — 32KB
- 0000913760-24-000036.txt ( ) — 1664KB
- intl-20240215.xsd (EX-101.SCH) — 2KB
- intl-20240215_lab.xml (EX-101.LAB) — 25KB
- intl-20240215_pre.xml (EX-101.PRE) — 13KB
- intl-20240215_htm.xml (XML) — 3KB
01. Regulation FD Disclosure
Item 7.01. Regulation FD Disclosure On February 15, 2024, StoneX Group Inc. (the "Company") commenced an offering (the "Offering") pursuant to exemptions from the registration requirements of the Securities Act of 1933, as amended (the "Securities Act"), for the issuance of $550 million in aggregate principal amount of senior secured notes due 2031 (the "Notes"). In connection with the Offering, the Company disclosed certain information to prospective investors in a preliminary offering memorandum dated February 15, 2024. The preliminary offering memorandum disclosed certain information that supplements or updates certain prior disclosures of the Company. Pursuant to Regulation FD, the Company is furnishing herewith such information, in the general form presented in the preliminary offering memorandum, as Exhibit 99.1 to this Form 8-K.
01. Other Events
Item 8.01. Other Events On February 15, 2024, the Company issued a press release pursuant to Rule 135c under the Securities Act regarding commencement of the Offering. A copy of the press release is attached hereto as Exhibit 99.2. The offer and sale of the Notes and related guarantees have not been, and will not be, registered under the Securities Act, or the securities laws of any other jurisdiction, and the Notes and related guarantees may not be offered or sold in the United States absent registration or applicable exemptions from registration requirements. Cautionary Note Regarding Forward-Looking Statements Certain statements herein that are not historical facts are "forward-looking" statements and "safe harbor statements" within the meaning of the Private Securities Litigation Reform Act of 1995 that involve risks and/or uncertainties, including those described in the Company's public filings with the Securities and Exchange Commission. Forward-looking statements are based on management's current expectations and assumptions and not on historical facts. Examples of these statements include, but are not limited to, the closing of the offering and expected use of proceeds. Because forward-looking statements relate to the future, they are subject to inherent uncertainties, risks, and changes in circumstances that are difficult to predict. Our actual results may differ materially from those contemplated by the forward-looking statements. They are neither statements of historical fact nor guarantees or assurances of future performance. Therefore, we caution you against relying on any of these forward-looking statements. Among the important factors that could cause actual results to differ materially from those indicated in such forward-looking statements include risks and other factors described in the Company's periodic reports filed with the Securities and Exchange Commission. In providing forward-looking statements, the Company is not undertaking any duty o
01. Financial Statements and Exhibits
Item 9.01. Financial Statements and Exhibits (d) Exhibits Exhibit No. Description 99.1 Excerpts from preliminary offering memorandum of StoneX Group Inc., dated February 1 5 , 2024. 99.2 Press release dated February 15, 2024. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). Signature Pursuant to the Requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the Undersigned hereunto duly authorized. StoneX Group Inc. (Registrant) February 15, 2024 /s/ WILLIAM J. DUNAWAY (Date) William J. Dunaway Chief Financial Officer