SusGlobal Energy Corp. Files 10-K/A Amendment

TL;DR

SusGlobal Energy Corp. filed an amendment to its 2023 annual report. Check for updates.

AI Summary

SusGlobal Energy Corp. filed an amendment (10-K/A) on December 3, 2024, for its fiscal year ending December 31, 2023. The company, incorporated in Delaware with its principal executive offices in Toronto, Canada, operates in the refuse systems industry. This amendment likely provides updated or corrected information to its annual report.

Why It Matters

This filing indicates that SusGlobal Energy Corp. is providing updated or corrected information for its 2023 annual report, which could contain material details for investors.

Risk Assessment

Risk Level: low — This is a routine amendment to an annual report, not indicating immediate financial distress or significant new risks.

Key Numbers

• 2023 — Fiscal Year End (The period covered by the amended annual report.)
• 000-56024 — Commission File Number (Identifies the company's filings with the SEC.)

Key Players & Entities

• SusGlobal Energy Corp. (company) — Registrant
• December 31, 2023 (date) — Fiscal year end
• Delaware (jurisdiction) — State of incorporation
• Toronto, Ontario, Canada (location) — Principal executive offices
• 4953 (industry_code) — Standard Industrial Classification (Refuse Systems)
• 000-56024 (company_id) — Commission file number
• December 3, 2024 (date) — Filing date of amendment

FAQ

Key Financial Figures

• $0.0001 — g) of the Act: Common Stock, par value $0.0001 per share Indicate by check mark if t
• $0.30 — 9,118,211 based on the closing price of $0.30 per share of the registrant's common st

Filing Documents

• form10ka.htm (10-K/A) — 73KB
• exhibit31-1.htm (EX-31.1) — 8KB
• exhibit31-2.htm (EX-31.2) — 8KB
• exhibit32-1.htm (EX-32.1) — 2KB
• exhibit32-2.htm (EX-32.2) — 3KB
• form10kaxz001.jpg (GRAPHIC) — 3KB
• 0001062993-24-019968.txt ( ) — 288KB
• susg-20231231.xsd (EX-101.SCH) — 5KB
• susg-20231231_lab.xml (EX-101.LAB) — 23KB
• susg-20231231_pre.xml (EX-101.PRE) — 18KB
• form10ka_htm.xml (XML) — 7KB

Exhibits, Financial Statement Schedules

Item 15. Exhibits, Financial Statement Schedules Exhibit No. Description 3.1 Form of Certificate of Incorporation of SusGlobal Energy Corp. (filed as Exhibit 3.1 to the Registrant's Post Effective Amendments for Registration Statement filed with the SEC on June 7, 2017 and incorporated herein by reference). 3.2 Form of Bylaws of SusGlobal Energy Corp. (filed as Exhibit 3.2 to the Registrant's S-4/A filed with the SEC on December 23, 2016 and incorporated herein by reference). 4.1 Specimen Common Stock certificate (filed as Exhibit 4.1 to the Registrant's S-4/A filed with the SEC on December 23, 2016 and incorporated herein by reference). 4.2 Description of Registrant's Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 (filed as Exhibit 4.2 to the Registrant's 10-K filed with the SEC on April 15, 2021 and incorporated by reference). 4.3 Form of Convertible Promissory Note issued by SusGlobal Energy Corp. on June 18, 2021 (filed as Exhibit 4.5 to the Registrant's 8-K filed with the SEC on June 24, 2021 and incorporated by reference). 4.4 Mortgage Increase. (Filed as Exhibit 4.6 to the Registrant's Form 8-K. (filed with the SEC on August 20, 2021). 4.5 Mortgage dated August 17, 2021. (Filed as Exhibit 4.7 to the Registrant's 8-K filed with the SEC on August 23, 2021) 4 4.6 Form of Convertible Promissory Note issued by SusGlobal Energy Corp. on November 3, 2021 (filed as Exhibit 4.8 to the Registrant's 8-K filed with the SEC on November 9, 2021 and incorporated by reference). 4.7 Form of Convertible Promissory Note issued by SusGlobal Energy Corp. on December 2, 2021 (filed as Exhibit 4.9 to the Registrant's 8-K filed with the SEC on December 8, 2021 and incorporated by reference). 4.8 Form of Convertible Promissory Note issued by SusGlobal Energy Corp. on March 8, 2022 (filed as Exhibit 4.10 to the Registrant's 8-K filed with the SEC on March 15, 2022 and incorporated by reference). 4.9 Form of Conv

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. SUSGLOBAL ENERGY CORP. December 3, 2024 By: /s/ Marc Hazout Marc Hazout Executive Chairman, President and Chief Executive Officer December 3, 2024 By: /s/ Ike Makrimichalos Ike Makrimichalos Chief Financial Officer (Principal Financial and Accounting Officer) 8

View Full Filing

View this 10-K/A filing on SEC EDGAR