SOBR Safe, Inc. Reports on Shareholder Vote

TL;DR

SOBR Safe held a shareholder vote on Dec 9th, filing details are out.

AI Summary

SOBR Safe, Inc. filed an 8-K on December 11, 2024, reporting on a matter submitted to a vote of security holders on December 9, 2024. The filing details the company's corporate structure and its principal executive offices located at 6400 S. Fiddlers Green Circle, Suite 1400, Greenwood Village, Colorado.

Why It Matters

This filing indicates a formal process involving shareholder decisions, which can impact corporate governance and future strategic direction.

Risk Assessment

Risk Level: low — The filing is a routine disclosure of a shareholder vote and does not appear to contain significant new financial or operational risks.

Key Players & Entities

• SOBR Safe, Inc. (company) — Registrant
• December 9, 2024 (date) — Date of earliest event reported
• December 11, 2024 (date) — Date of report
• 6400 S. Fiddlers Green Circle, Suite 1400, Greenwood Village, Colorado 80111 (location) — Principal executive offices

FAQ

Filing Documents

• sobr_8k.htm (8-K) — 30KB
• 0001477932-24-007992.txt ( ) — 151KB
• sobr-20241209.xsd (EX-101.SCH) — 6KB
• sobr-20241209_lab.xml (EX-101.LAB) — 14KB
• sobr-20241209_cal.xml (EX-101.CAL) — 1KB
• sobr-20241209_pre.xml (EX-101.PRE) — 9KB
• sobr-20241209_def.xml (EX-101.DEF) — 2KB
• sobr_8k_htm.xml (XML) — 4KB

07. Submission of Matters to a Vote of Security Holders

Item 5.07. Submission of Matters to a Vote of Security Holders. SOBR Safe, Inc. (the "Company") convened its 2024 Special Stockholder Meeting (the "Special Meeting") virtually on Monday, December 9, 2024 at 1:00 p.m. Mountain Time via webcast at www.virtualshareholdermeeting.com/SOBR2024SM. A quorum was present for the Special Meeting. Three proposals were described in the Proxy Statement as filed with the Securities and Exchange Commission on November 15, 2024. As of the record date, October 18, 2024, a total of 921,949 shares of common stock of the Company were issued and a total of 921,949 shares of common stock were outstanding and entitled to vote. The holders of record of 327,528 shares of common stock were present or represented by proxy at said meeting for a total of 327,528 votes represented at the meeting. Such amount represented 35.52% of the total shares outstanding and entitled to vote at the Special Meeting. At the Special Meeting, the stockholders approved Proposals 1 and 2, which were the only proposal submitted to a vote. The final votes on the proposals were cast as set forth below: 1. Proposal No. 1 – Issuance of Shares upon exercise of warrants pursuant to a Securities Purchase Agreement. The stockholders approved, for purposes of complying with applicable Nasdaq rules and upon exercise of warrants pursuant to that certain Securities Purchase Agreement dated October 7, 2024, the issuance of up to 29,011,695 shares of common stock of the Company. Shares FOR Shares AGAINST ABSTAIN 46,159 17,742 4,519 2. Proposal No. 2 – Granting Board of Directors Discretion to Effect Reverse Stock Split. The stockholders approved, for purposes of complying with applicable Nasdaq rules, the granting of discretion to the Board of Directors to amend the Company's certificate of incorporation to implement a reverse stock split of the outstanding shares of common stock in a range from one-for-two (1:2) up to one-for-ten (1:10), or anywhere between, a

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. SOBR Safe, Inc. a Delaware corporation Dated: December 10, 2024 By: /s/ David Gandini David Gandini, Chief Executive Officer 3

View Full Filing

View this 8-K filing on SEC EDGAR