SOBR Safe Files S-1/A Amendment

TL;DR

SOBR Safe (SOBR) filed an S-1/A, updating their registration. Watch for potential stock movement.

AI Summary

SOBR Safe, Inc. filed an S-1/A amendment on August 27, 2024, to its registration statement. The company, formerly known as TransBiotec, Inc. and IMAGINE MEDIA LTD, is incorporated in Delaware and headquartered in Greenwood Village, Colorado. This filing relates to the registration of securities under the Securities Act of 1933.

Why It Matters

This S-1/A filing indicates that SOBR Safe, Inc. is actively engaging with the SEC regarding its securities registration, which could signal upcoming capital raises or significant corporate actions.

Risk Assessment

Risk Level: medium — S-1/A filings often precede significant corporate events like stock offerings, which can introduce volatility and dilution risk.

Key Numbers

• 333-281773 — SEC Registration Number (Identifies the specific registration statement being amended.)
• 20240827 — Filing Date (Date the amendment was officially submitted to the SEC.)

Key Players & Entities

• SOBR Safe, Inc. (company) — Registrant
• August 27, 2024 (date) — Filing Date
• 333-281773 (registration_number) — SEC Registration Number
• TransBiotec, Inc. (company) — Former Company Name
• IMAGINE MEDIA LTD (company) — Former Company Name
• Delaware (jurisdiction) — State of Incorporation
• Greenwood Village, Colorado (location) — Company Headquarters

FAQ

Key Financial Figures

• $2M — Debenture issued by SOBR Safe, Inc. in $2M Regulation D Offering S-1/A 10.21 1

Filing Documents

• sobr_s1a.htm (S-1/A) — 113KB
• sobr_ex51.htm (EX-5.1) — 11KB
• sobr_ex51img1.jpg (GRAPHIC) — 4KB
• sobr_s1aimg2.jpg (GRAPHIC) — 5KB
• 0001477932-24-005324.txt ( ) — 255KB
• sobr-20240630.xsd (EX-101.SCH) — 6KB
• sobr-20240630_lab.xml (EX-101.LAB) — 11KB
• sobr-20240630_cal.xml (EX-101.CAL) — 1KB
• sobr-20240630_pre.xml (EX-101.PRE) — 7KB
• sobr-20240630_def.xml (EX-101.DEF) — 2KB
• sobr_s1a_htm.xml (XML) — 4KB

EXHIBITS

ITEM 16. EXHIBITS The following exhibits are filed as part of this registration statement: Exhibit Reference Filed or Furnished Number Exhibit Description Form Exhibit Filing Date Herewith 3.1 Articles of Incorporation of Imagine Media, Ltd. SB-2 3.1 01/31/2008 3.2 Articles of Amendment to Articles of Incorporation to TransBiotec, Inc. S-1 3.2 11/06/2012 3.3 Certificate of Amendment to Certificate of Incorporation filed with the State of Delaware on May 25, 2017 10-K 3.3 02/06/2019 3.4 Amended and Restated Bylaws of SOBR Safe, Inc. 8-K 3.1 11/19/2019 3.5 Certificate of Amendment to Certificate of Incorporation of TransBiotec, Inc. changing name to SOBR Safe, Inc., effecting 1-for-33.26 reverse stock split and decreasing authorized common stock to 100M shares 8-K 3.1 06/11/2020 4.1 Form of Representative's Warrant between SOBR Safe, Inc. and Aegis Capital Corp. 8-K 4.1 05/19/2022 4.2 Warrant Agency Agreement between SOBR Safe, Inc. and Equiniti Trust Company dated May 17, 2022 8-K 4.2 05/19/2022 4.3 Form of Unit Warrant, issued May 18, 2022 8-K 4.3 05/19/2022 5.1 Legal Opinion of Lucosky Brookman LLP X 10.1 TransBiotec, Inc. 2019 Equity Incentive Plan 8-K 10.1 11/19/2019 10.2* Employment Agreement with David Gandini dated October 25, 2019 8-K 10.3 11/19/2019 10.3 Amendment No. 1 to Asset Purchase Agreement dated March 23, 2020 by and between IDTEC, LLC and TransBiotec, Inc. 10-Q 10.12 05/26/2020 10.4 Form of Convertible Promissory Note Issued to IDTEC, LLC at Close of Asset Purchase Transaction 8-K 10.3 06/11/2020 10.5 Waiver Under Asset Purchase Agreement and Post-Closing Covenant Agreement dated June 5, 2020 by and between IDTEC, LLC and TransBiotec, Inc. 8-K 10.4 06/11/2020 10.6 Warrant to Purchase Common Stock dated June 5, 2020 issued to IDTEC, LLC 8-K 10.5 06/11/2020 10.7* Advisory Agreement with Steven Beabout dated October 9, 2020 10

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant has duly caused this Registration Statement on Form S-1 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Greenwood Village, State of Colorado, on this 27 rd day of August, 2024. SOBR Safe, Inc. Dated: August 27, 2024 By: /s/ David Gandini David Gandini Its: Chief Executive Officer, Principal Executive Officer, and Secretary Dated: August 27, 2024 /s/ Christopher Whitaker By: Christopher Whitaker Its: Chief Financial Officer, Principal Financial Officer, and Treasurer Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates stated. Dated: August 27, 2024 By: /s/ David Gandini David Gandini, Chairman of the Board of Directors, Secretary and Chief Executive Officer, Principal Executive Officer Dated: August 27, 2024 /s/ Christopher Whitaker Christopher Whitaker, Chief Financial Officer, Principal Financial Officer Dated: August 27, 2024 By: * Ford Fay, Director Dated: August 27, 2024 By: * Steven Beabout, Director Dated: August 27, 2024 By: * Sandy Shoemaker, Director Dated: August 27, 2024 By: * Noreen Butler, Director * David Gandini and Christopher Whitaker, pursuant to Powers of Attorney (executed by each of the officers and directors listed above and indicated as signed above, and filed with the Securities and Exchange Commission), by signing his name hereto does hereby sign and execute this Amendment to the Registration Statement on behalf of each of the persons referenced above. Dated: August 27, 2024 By: /s/ David Gandini David Gandini Attorney-in Fact Dated: August 27, 2024 /s/ Christopher Whitaker Christopher Whitaker Attorney-in-Fact 4

View Full Filing

View this S-1/A filing on SEC EDGAR