SC 13G: SONIM TECHNOLOGIES INC

AI Summary

SC 13G filing by SONIM TECHNOLOGIES INC.

Risk Assessment

Risk Level: low

Key Financial Figures

• $0.001 — Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class o

Filing Documents

• formsc13g.htm (SC 13G) — 68KB
• 0001493152-24-035948.txt ( ) — 69KB

From the Filing

SC 13G 1 formsc13g.htm UNITED SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. ) * Sonim Technologies, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 83548F 309 (CUSIP Number) April 29, 2024 (Date of the Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Rule 13d-1(b) Rule 13d-1(c) Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provision of the Act (however, see the Notes). SCHEDULE 13G CUSIP No. 83548F 309 Page 2 of 5 Pages 1 NAMES OF REPORTING PERSONS Jiang Liu 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION People’s Republic of China NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 497,943 (1)(2) 6 SHARED VOTING POWER 0 7 SOLE DISPOSITIVE POWER 497,943 (1)(2) 8 SHARED DISPOSITIVE POWER 0 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 497,943 (1)(2) 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.9% (1)(2) 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN (1) Based on 4,836,476 shares of common stock outstanding as of August 5, 2024, as reported in the Quarterly Report of the Issuer on Form 10-Q filed with the Securities and Exchange Commission on August 9, 2024. (2) Consists of 350,000 shares of common stock held directly by the Reporting Person and 147,943 shares of common stock issuable upon exercise of warrants to purchase common stock. The Reporting Person holds 350,000 warrants to purchase shares of common stock. However, the Reporting Person is subject to the beneficial ownership limitation of 9.99%, which limitation restricts the Reporting Person from exercising that portion of the warrants to purchase common stock held by the Reporting Person that would result in the Reporting Person and its affiliates owning, after such exercise a number of shares of common stock in excess of the applicable beneficial ownership limitation. SCHEDULE 13G CUSIP No. 83548F 309 Page 3 of 5 Pages Item 1(a) Name of Issuer Sonim Technologies, Inc. Item 1(b) Address of Issuer’s Principal Executive Offices 4445 Eastgate Mall, Suite 200 San Diego, CA 92121 Item 2(a) Name of Persons Filing Jiang Liu Item 2(b) Address of Principal Business Office or, if none, Residence Attn.: Jiang Liu Unit 1507C, 15/F, Eastcore, 398 Kwun Tong Road, Kwun Tong, Kowloon, Hong Kong Item 2(c) Citizenship People’s Republic of China Item 2(d) Title of Class of Securities Common Stock, $0.001 par value per share Item 2(e) CUSIP Number 83548F 309 I tem 3 If this statement is filed pursuant to §§240.13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: Not applicable. Item 4 (a) – (c) The aggregate number of securities and percentage of the class of securities of the Issuer beneficially owned by the Reporting Person named in Item 2(a), as well as the number of securities as to which such person is deemed to have sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole power to dispose or to direct the disposition, shared power to dispose or direct the disposition, is set forth in the following table: SCHEDULE 13G CUSIP No. 83548F 309 Page 4 of 5 Pages Reporting Person No. of Securities Beneficially Owned Percent of Class, % Voting Power Dispositive Power Sole Shared Sole Shared Jiang Liu 497,943 (1) 9.9 (2) 497,943 (1) 0 497,943 (1) 0 (1) Consists of 350,000 shares of common stock held directly by the Reporting Person and 147,943 shares of common stock issuable upon exercise of warrants to purchase common stock. The Reporting Person holds 350,000 warrants to purchase shares of common stock. However, the Reporting Person is subject to the beneficial ownership limitation of 9.99%, which limitation restricts the Reporting Person from exercising that portion of the warrants to purchase common stock held by the Reporting Person that would result in the Reporting Person and its affiliates owning, after such exercise a number of shares of

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