Spectrum Brands Files 10-K/A Amendment

Ticker: SPB · Form: 10-K/A · Filed: Jan 27, 2025 · CIK: 109177

Sentiment: neutral

Topics: amendment, annual-report, sec-filing

TL;DR

Spectrum Brands filed an amendment to its 2024 annual report on Jan 27, 2025. Check for updates.

AI Summary

Spectrum Brands Holdings, Inc. filed an amendment (10-K/A) on January 27, 2025, for its fiscal year ending September 30, 2024. The company, formerly known as HRG Group, Inc., is incorporated in Delaware and headquartered in Middleton, WI. This filing is an amendment to their annual report.

Why It Matters

This amendment provides updated or corrected information for the annual report, which is crucial for investors to have the most accurate financial and operational data for Spectrum Brands Holdings, Inc.

Risk Assessment

Risk Level: low — This filing is an amendment to an annual report, typically for corrections or updates, and does not inherently signal new risks.

Key Numbers

Key Players & Entities

FAQ

What specific information is being amended in this 10-K/A filing?

The filing is an amendment (Amendment No. 1) to the annual report for the fiscal year ended September 30, 2024. Specific details of the amendments are not provided in the header information.

When was the original 10-K filed, or when is this amendment intended to supersede previous filings?

The filing date for this amendment is January 27, 2025. The amendment pertains to the fiscal year ended September 30, 2024.

What were Spectrum Brands Holdings, Inc.'s former names?

Spectrum Brands Holdings, Inc. was formerly known as HRG Group, Inc. (name change on 20150311) and prior to that, Harbinger Group Inc. (name change on 20091224), and Zapata Corp (name change on 19920703).

Where is Spectrum Brands Holdings, Inc. headquartered?

The company's principal offices are located at 3001 Deming Way, Middleton, WI 53562.

Under which section of the Securities Exchange Act of 1934 is this report filed?

This is an annual report filed pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934.

Filing Stats: 4,597 words · 18 min read · ~15 pages · Grade level 11.4 · Accepted 2025-01-27 12:12:41

Key Financial Figures

Filing Documents

DIRECTORS, EXECUTIVE OFFICERS AND CORPORATE GOVERNANCE

ITEM 10. DIRECTORS, EXECUTIVE OFFICERS AND CORPORATE GOVERNANCE 4

EXECUTIVE COMPENSATION

ITEM 11. EXECUTIVE COMPENSATION 17

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS

ITEM 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS 37

CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS

ITEM 13. CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS 38 PART IV 39

EXHIBITS, FINANCIAL STATEMENTS AND SCHEDULES

ITEM 15. EXHIBITS, FINANCIAL STATEMENTS AND SCHEDULES 39 EXHIBIT INDEX 39

SIGNATURES

SIGNATURES 42 2 Table of Contents EXPLANATORY NOTE Spectrum Brands Holdings, Inc. is filing this Amendment No. 1 (this "Form 10-K/A") to its Annual Report on Form 10-K for the fiscal year ended September 30, 2024 ("Fiscal 2024") that was filed with the Securities and Exchange Commission ("SEC") on November 15, 2024 (the "Original Form 10-K") for the sole purpose of including certain of the information required by Part III of Form 10-K. As required by Rule 12b-15, in connection with this Form 10-K/A, the Company's Principal Executive Officer and Principal Financial Officer are providing Rule 13a-14(a) certifications included herein. Except as explicitly set forth herein, this Form 10-K/A does not purport to modify or update the disclosures in, or exhibits to, the Original Form 10-K or to update the Original Form 10-K to reflect events occurring after the date of such filing. 3 Table of Contents PART III E xcept as otherwise specified, all references herein to the "Company," "Spectrum Brands," "we," "us" or "our" refer to Spectrum Brands Holdings, Inc. and "Fiscal" refers to the fiscal year ended September 30 of each applicable year .

DIRECTORS, EXECUTIVE OFFICERS AND CORPORATE GOVERNANCE

ITEM 10. DIRECTORS, EXECUTIVE OFFICERS AND CORPORATE GOVERNANCE Our Board of Directors In accordance with our Third Restated By-Laws (our "By-Laws") and our Amended and Restated Certificate of Incorporation (our "Charter"), our Board currently consists of seven members. In August 2021, at our annual stockholders' meeting, our stockholders approved an amendment to our Charter to declassify our Board. The declassification process was completed as of our 2024 annual stockholders meeting. Beginning with the 2025 annual meeting, all directors will stand for election for one-year terms. Our Nominating and Corporate Governance Committee ("NCG Committee") considers and chooses nominees for our Board with the primary goal of presenting a diverse and well-qualified slate of candidates who will serve the interests of our Company and our shareholders, taking into account the attributes of each candidate's professional skill set and credentials. In evaluating nominees, our NCG Committee reviews each candidate's background and assesses each candidate's independence, skills, experience, personal background, and expertise based upon a number of factors. We seek directors with the highest professional and personal ethics, integrity and character who have experience at the governance and policy-making level in their respective fields and are able to bring their unique perspectives to the Board. Our NCG Committee reviews the professional background of each candidate to determine whether each candidate has the appropriate experience and ability to effectively make important decisions as a member on our Board. Our NCG Committee also determines whether a candidate's skills and experience complement and enhance the collective skills and experience of our existing Board members. Director Skills and Experiences Our directors collectively represent a robust and diverse set of skills and experience, which we believe positions our Board and its committees well to effectively oversee the e

View Full Filing

View this 10-K/A filing on SEC EDGAR

View on Read The Filing