SC 13G/A: SOUTH PLAINS FINANCIAL, INC.

AI Summary

SC 13G/A filing by SOUTH PLAINS FINANCIAL, INC..

Risk Assessment

Risk Level: low

FAQ

Key Financial Figures

• $1.00 — ame of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securitie

Filing Documents

• ef20034342_sc13ga.htm (SC 13G/A) — 63KB
• 0001140361-24-037695.txt ( ) — 65KB

From the Filing

SC 13G/A 1 ef20034342_sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* South Plains Financial, Inc. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 83946P107 (CUSIP Number) March 12, 2024** ( Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Rule 13d-1(b) Rule 13d-1(c) Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. **This constitutes a late filing due to inadvertent administrative error. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes ). SCHEDULE 13G CUSIP No. 83946P107 1 NAMES OF REPORTING PERSONS Curtis C. Griffith 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 1,425,837 (1) 6 SHARED VOTING POWER 480,360 (2) 7 SOLE DISPOSITIVE POWER 1,425,837 (1) 8 SHARED DISPOSITIVE POWER 480,360 (2) 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,906,197 (2) 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11.56% (3) 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN (1) Includes (i) 911,704 shares held directly, (ii) 95,976 shares vested from stock options, (iii) 1,894 shares underlying stock options exercisable within 60 days of August 16, 2024, (iv) 4,263 shares covered by outstanding restricted stock units held of record by Mr. Griffith, (v) 64,000 shares held in the Richard Thomas White 2021 Trust, over which Mr. Griffith serves as trustee and exercises the authority to vote and dispose, (vi) 87,000 shares held in the Birdie Lucille White 2021 Trust, over which Mr. Griffith serves as trustee and exercises the authority to vote and dispose, (vii) 87,000 shares held in the William Hogan White 2021 Trust, over which Mr. Griffith serves as trustee and exercises the authority to vote and dispose, (viii) 87,000 shares held in the Sydney Suzanne Griffith 2021 Trust, over which Mr. Griffith serves as trustee and exercises the authority to vote and dispose, and (ix) 87,000 shares held in the Johnathan Brockway Griffith 2021 Trust, over which Mr. Griffith serves as trustee and exercises the authority to vote and dispose. (2) Includes (i) 45,360 shares held by Mr. Griffith's spouse, which Mr. Griffith disclaims beneficial ownership of these shares except to the extent of his pecuniary interest, and the filing of this report is not an admission that Mr. Griffith is the beneficial owner of these shares for purposes of Section 13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or for any other purpose, and (ii) 435,000 shares held in the Curtis C. Griffith 2021 Irrevocable Trust, over which Mr. Griffith's spouse serves as trustee, which Mr. Griffith disclaims beneficial ownership of these shares except to the extent of his pecuniary interest, and the filing of this report is not an admission that Mr. Griffith is the beneficial owner of these shares for purposes of Section 13 of the Exchange Act or for any other purpose. (3) Percentage based on the sum of 16,386,627 shares of common stock outstanding as of August 5, 2024, as reported by the Issuer on its Form 10-Q, and 95,976 shares vested from stock options held by directly by Mr. Griffith as of August 16, 2024. Page 2 of 5 Item 1. (a) Name of issuer: South Plains Financial, Inc. (the "Company") (b) Address of issuer's principal executive offices: 5219 City Bank Parkway, Lubbock, Texas 79407 Item 2. (a) Name of person filing: Curtis C. Griffith (b) Address or principal business office or, if none, residence: The address for the principal business office of Curtis Griffith is: 5219 City Bank Parkway, Lubbock, Texas 79407 (c) Citizenship: United States of America (d) Title of class of securities: Common Stock, par value $1.00 per share (e) CUSIP No.: 83946P107 Item 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o); (b) Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c)

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